Chief Compliance Officer jobs in New York, NY

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Chief Compliance Officer
Urban Pathways - 27 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...
US Head of Compliance – leading Private Equity firm
Barclay Simpson - New York, NY
$175,000 a year
Reporting directly to the Global Chief Compliance Officer and engaging with the business at the highest level, this broad and varied role will see you manage...
Chief Compliance Officer
Highly autonomous compliance professional. Produce a monthly compliance report to the attention of the Global Head of Compliance....

Chief Compliance Officer, New York Life Investors

New York Life Insurance Co - 1,200 reviews - New York, NY
Chief Compliance Officer – NYL Investors. The Chief Compliance Officer will serve as a strong steward for the firm who will interface with senior management on...

Temporary Chief Compliance Officer

On Call Counsel - New York, NY
Our client, a mid-size corporation located in Downtown Manhattan is seeking a Chief Compliance Officer on a temporary basis to assist in their Legal Division....

Legal and Compliance Admin & Ops Project Officer

Morgan Stanley - 1,816 reviews - New York, NY 10032 (Washington Heights area)
LCD Admin & Ops reports into the Deputy Chief Operating Officer for LCD. Legal and Compliance Department....

Chief Ethics and Compliance Officer

Port Authority of NY & NJ - 13 reviews - New York, NY
Reporting to the Chief Executive Officer, as well as the Board of Commissioners, [1] the Chief Ethics and Compliance Officer (“CECO”) will coordinate an agency...

Compliance Officer (S&P Global Ratings)

S&P Global Ratings - 6 reviews - New York, NY 10002 (Lower East Side area)
Provide advisory services to staff and management and to the Regional Covering Compliance Officer (RCCO) and, at times, the Chief Compliance Officer (North...

Compliance Associate

Coleman Research - 6 reviews - New York, NY
You will report to the General Counsel & Chief Compliance Officer. Monitoring of daily compliance reports....
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Chief Compliance Officer – BD division of an Asset Managemen...

The Compliance Search Group - 3 reviews - New York, NY 10018 (Clinton area)
A long-established investment management firm that is owned, in part, by a well-recognized private equity shop, seeks a Chief Compliance Officer (CCO) for their...
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Global Head of OFAC Sanctions and Compliance, Managing Direc...

MUFG - 18 reviews - New York, NY
The Managing Director, Global Head of OFAC Sanctions Compliance will develop, implement and oversee the global OFAC sanctions compliance program for BTMU both...

Vice President

The Carlyle Group - 19 reviews - New York, NY
BDC Chief Compliance Officer. This individual will serve as the Chief Compliance Officer for a business development company (“BDC”) platform within the Private...

Senior Compliance Manager - Compliance Regulatory Office

TD Bank - 2,518 reviews - New York, NY
Supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all applicable federal rules and regulations....
Compliance Auditor
Under the direction of the Chief Compliance Officer, the Compliance Auditor is responsible for working independently on assigned projects and tasks....
Investment Advisers Act of 1940 Omega Global Partners – New...
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
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