Chief Compliance Officer jobs in New York, NY

Sort by: relevance - date
Salary Estimate
Job Type
Jobs 1 to 10 of 751
Upload your resume - Let employers find you
Investment Advisers Act of 1940 ONLY (5+ years)
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
Easily apply
Chief Compliance Officer
Chair compliance meetings. Enhance and maintain the Compliance program. Identify potential areas of compliance vulnerability and risk and lead projects relating...
Chief Operating Officer - Must have consumer lending operati...
CHIEF OPERATING OFFICER. We are looking for a Chief Operating Officer to lead our business operations by creating and implementing efficient and scalable...

Head of Compliance

FanDuel - New York, NY
The Chief Compliance Officer will be responsible for:. Our Chief Compliance Officer will prioritize implementing policies that ensure the entire organization is...

Global Compliance Cross-LOB Fiduciary Team - Executive Direc...

JPMorgan Chase - 3.910,147 reviews - New York, NY
Supports the Chief Compliance Officer of Asset Management in their firmwide Fiduciary responsibilities. The team supports the Chief Compliance Officer of Asset...

Compliance - Head of Compliance Program Oversight Group (VP)

Deutsche Bank - 4.0785 reviews - New York, NY
Compliance Officer to head the Compliance Oversight Group within DeAM Compliance with the goal of providing support and oversight to the DeAM Chief Compliance...

Compliance, GS Asset Management Compliance, CCO, New York

Goldman Sachs - 4.1460 reviews - New York, NY
GSAM Compliance is seeking a Chief Compliance Officer (the “CCO”) for two product lines that are each subject to regulation under the Investment Company Act of...

Chief Compliance Officer

Broker Dealer Firm - New York, NY 10005 (Financial District area)
$90,000 a year
Fast-paced Broker Dealer firm seeking a Chief Compliance Officer for New York City office. AML Compliance, 15C35 Compliance, Wash Sale Compliance, 407...
Easily apply

Compliance Consultant 6

Wells Fargo - 3.813,095 reviews - New York, NY
This team also supports other second line of defense programs and activities that the Deputy Chief Compliance Officers designate....

Chief Ethics and Compliance Officer

Port Authority of NY & NJ - 3.810 reviews - New York, NY 10036 (Clinton area)
Reporting to the Chief Executive Officer, as well as the Board of Commissioners, [1] the Chief Ethics and Compliance Officer (“CECO”) will coordinate an agency...

In House Counsel/Chief Compliance Officer

Institutional Secured Credit - New York, NY 10017 (Midtown area)
In House Counsel/Chief Compliance Officer needed for an Open Investment Company (ETF)*. Fully understand and keep Firm compliant with codes of ethics and...
Easily apply

Credit Risk Analyst

ACQ Consulting - New York, NY 10001 (Chelsea area)
Monitors and reports on credit risk exposures on a regular basis to the Chief Risk Officer and senior management....
Easily apply

Regional Head of Core Compliance, North America

Rabobank - 4.0235 reviews - New York, NY
Supporting the Chief Compliance Officer, North America in:. Act as secondary in the absence of the Chief Compliance Officer, North America....
Compliance Manager
Inform Chief Corporate Compliance Officer of all significant compliance issues. Administer the bank wide regulatory compliance program as established by...
Global Chief Compliance Officer- Broker Dealer
The Head of Compliance. 10-20 years plus experience required in regulatory compliance. Point of contact for all exams/inquiries & audits....

Never miss a job. Get new jobs emailed to you daily.

Get email updates for the latest Chief Compliance Officer jobs in New York, NY
You can cancel email alerts at any time.
Get new jobs for this search by email
You can cancel email alerts at any time.
Company with Chief Compliance Officer jobs
Michael Page has grown over the last 38 years to become one of the world's leading recruitment companies across a broad range of job types.
Chief Compliance Officer salaries in New York, NY

$160,082 per year

21.2% higher than national average


Estimated salary from 9 employees and 146 jobs