Chief Compliance Officer jobs in Ozone Park, NY

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Chief Compliance Officer and General Counsel
Strategic Financial Solutions seeks an experienced Chief Compliance Officer and General Counsel (CCO-GC) to join our executive team to provide leadership,...
Manager, Grant Programs Compliance
SMRO Liaison to Corporate Compliance and Ethics Office – Coordinates with the compliance and ethics office on all matters related to grants compliance risk that...
Vice President, Compliance
Prudential - 1,358 reviews - Newark, NJ 07102
The position reports to the Chief Compliance Officer of PGIM Fixed Income. Is seeking a senior compliance professional knowledgeable in Fixed Income compliance...

Senior Compliance Officer

Marsh & McLennan Companies - 381 reviews - New York, NY
Senior Compliance Officer. This position is under the general supervision of a Chief Compliance Officer....

VP/Sr. Director, Compliance Operations

NBCUniversal - 1,320 reviews - New York, NY
The position will be a Vice President or Senior Director (depending upon experience), and will report to the SVP & Deputy Chief Compliance Officer, Compliance...

Compliance Officer

FRED ALGER & COMPANY - New York, NY
SVP, Chief Compliance Officer (CCO); The CO will make recommendations to the SVP, Chief Compliance Officer regarding interpretation and implementation of...

Chief Compliance Officer

Noble - New York, NY 10017 (Midtown area)
15+ years’ experience as a lawyer, compliance officer, or chief compliance officer within an institutional capital markets or international corporate banking....

Senior Compliance Officer

Koren Rogers Search - New York, NY
$175,000 - $250,000 a year
Under direction of Chief Compliance Officer, support special projects or initiatives related to strategic operation of the Compliance team....
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Chief Compliance Officer and General Counsel

Strategic Financial Solutions - 35 reviews - New York, NY 10018 (Clinton area)
Strategic Financial Solutions seeks an experienced Chief Compliance Officer and General Counsel (CCO-GC) to join our executive team to provide leadership,...

Compliance Officer

Marsh - 136 reviews - New York, NY
Authorized to investigate and enforce compliance issues at the direction of MMA’s Chief Risk and Compliance Officer (CRCO)....

Senior Compliance Officer

Marsh - 136 reviews - New York, NY
This position is under the general supervision of a Chief Compliance Officer. The Senior Compliance Officer is responsible for supporting the compliance agenda...

Chief Compliance Officer

Michael Page US - 156 reviews - New York, NY
Highly autonomous compliance professional. Produce a monthly compliance report to the attention of the Global Head of Compliance....

US Head of Regulatory Compliance Risk Strategy

HSBC - 8,292 reviews - New York, NY
To implement the Group Compliance policy managing compliance risk in liaison with the global RC Heads of Compliance....
Deputy Chief Compliance Officer
Huffman Associates - New York, NY
Serve as the Bank’s BSA / AML Officer. Ensure an updated database of all compliance requirements applicable to the Company is maintained, and the processes are...
Compliance Auditor
Under the direction of the Chief Compliance Officer, the Compliance Auditor is responsible for working independently on assigned projects and tasks....