Chief Compliance Officer jobs in Ozone Park, NY

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CCO - Private Equity
Invesco 58 reviews - New York, NY
This position for the Chief Compliance Officer for W L Ross and Co and IPC. The Chief Compliance Officer is responsible for the implementation of the compliance...
Sponsored by Invesco - 8 days ago
Compliance Officer
DTG 20 reviews - Long Island City, NY
They will be assisting the Chief Compliance Officer. From four-year College or university 8- 10 years’ experience in related field Compliance officer CRA HMDA...
Sponsored by Dice - 23 days ago
Chief Compliance Officer
Finance, NYC - New York, NY
We are seeking to fill the position of Chief Compliance Officer (CCO), ETFC’s customer-facing, registered broker-dealer, reporting directly to the Global Head...
Sponsored by ExecuNet - 8 days ago

Senior Compliance Officer, Corporate Vice President (14901)

New York Life Insurance Co 637 reviews - New York, NY
Senior Compliance Officer. The Compliance Officer will work with the Chief Compliance Officer of the Investments Group to enhance the established compliance...

Executive Director of Compliance Services

New York City Department of Education 188 reviews - New York, NY
OCS Compliance Officers, OCS Legal Associate. Chief Deputy Counsel. Develop proficiency in all areas monitored by Office of Compliance Services....

Head of Compliance

Fundtech 6 reviews - New York, NY
Responsibilities of the Chief Compliance Officer. Oversees regulatory and compliance matters. Supervising members of the Compliance Department....
Easily apply

Deputy Chief Compliance Officer -Investment Advisory Complia...

AIG 449 reviews - New York, NY
Training Investment Advisory Representatives on their compliance responsibilities. Advanced degree (JD or MBA) and/or compliance certifications preferred....

Director of Investigations

National Football League 74 reviews - New York, NY
Other department administration, as assigned by Chief Security Officer. Liaise with other League and Club departments such as Compliance, Human Resources,...

CCO - Private Equity

Invesco 58 reviews - New York, NY
This position for the Chief Compliance Officer for W L Ross and Co and IPC. The Chief Compliance Officer is responsible for the implementation of the compliance...

SVP Compliance Monitoring and Testing

Bond Street Group - New York, NY
Other projects as directed by the Chief Compliance Officer. Supervise the performance and analysis of compliance risk assessments, at the branch and affiliated...
Easily apply

Designated Compliance Officer

Morningstar 27 reviews - New York, NY
Morningstar Inc.’s Compliance team is currently seeking a Designated Compliance Officer to focus entirely on the regulatory and compliance matters associated...

Aso Executive Dir (Hosp)

New York City Health and Hospitals Corporation 18 reviews - Kings County, NY
Collaborate with Hospital Wide Chief of Staff, Chief Operating Officer, Breakthrough Office and leadership in Human Resources....

Compliance Director – Advisory Americas

Thomson Reuters 873 reviews - New York, NY
The role will report to the Chief Compliance Officer for the TRSEF. Thomson Reuters is looking for a Compliance Director – Advisory Americas with strong...
Head of Compliance
NPD Global - New York, NY
Responsibilities of the Chief Compliance Officer Oversee all components of compliance program, including timely and accurate regulatory reporting and filings,...
Sponsored by Dice - 16 days ago
Chief Data Officer
Dow Jones 78 reviews - New York, NY
The Chief Data Officer is a crucial role at the heart of Dow Jones strategy. Watch, Financial News, DJX, Dow Jones Risk & Compliance, Dow Jones Newswires, and...
Sponsored by Dow Jones - 3 days ago

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Company with Chief Compliance Officer jobs
58 reviews
Great ideas transcend borders. Invesco has the global capability to deliver our best ideas to investors around the world.