Chief Compliance Officer jobs in Ozone Park, NY

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AVP, Regulatory Compliance
EmblemHealth - 306 reviews - New York, NY
Assures that Corporate Compliance Audit/Review Reports are presented to Chief Compliance Officer. Presents periodic reports and an annual evaluation of the...
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Chief BSA Officer
Barclay Simpson - New York, NY
A VP, Chief BSA Officer, is now sought to lead the BSA/AML/OFAC program to ensure a robust compliance framework is implemented and a coordinated compliance...
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Senior Compliance Consultant
NCS Regulatory Compliance - New York, NY
Serve as Chief Compliance Officer for select clients; 6+ years of relevant experience, including consulting, RIA compliance, or other financial services...
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Chief Corporate Compliance Officer

The New York Racing Association, Inc. - Ozone Park, NY
The Chief Corporate Compliance Officer is a member of the law department and reports to the SVP, General Counsel, and Chief Administrative Officer....

Global Compliance - Compliance Risk Assessment Associate - N...

JPMorgan Chase - 10,975 reviews - New York, NY
This team, in partnership with Chief Compliance Officers across the firm, designs the approach to the firm's compliance program and centrally manages and...

Chief Compliance Officer, Corporate Vice President (33935)

New York Life Insurance Co - 989 reviews - New York, NY
Chief Compliance Officer – NYL Investors / Madison Capital. The Chief Compliance Officer will serve as a strong steward for the firm who will interface with...

US Regulatory Controllers - Governance

Morgan Stanley - 1,558 reviews - New York, NY 10032 (Washington Heights area)
The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide....

Chief Compliance Officer – Asset Management

The Compliance Search Group - New York, NY 10018 (Clinton area)
Our client, a NYSE listed firm, seeks a Chief Compliance Officer for their growing asset management division. Strong background in compliance....
Easily apply

Chief Compliance Officer, Assurant Investment Management

ASSURANT - 1,149 reviews - New York, NY
AIM will become a registered investment advisor (RIA) and is currently looking for a compliance officer to function as the CCO of the AIM RIA....

Asset Management Compliance Officer

The Compliance Search Group - New York, NY 10018 (Clinton area)
Aids SVP, Chief Compliance Officer and management on compliance and supervisory matters. Our client, a well respected, long established money management firm...
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Compliance Analyst

IEX Group - New York, NY
This person will be reporting directly to the Chief Compliance Officer and primarily responsible for compliance monitoring and testing, creating and maintaining...
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Deputy Chief Compliance Officer

The Compliance Search Group - New York, NY 10018 (Clinton area)
The Deputy Chief Compliance Officer (“DCCO”) will assist the Chief Compliance Officer in administering the compliance program for the investment adviser....
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Chief Compliance Officer

Urban Pathways - 24 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...
Investment Advisers Act of 1940 ONLY (5+ years)
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
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Senior Compliance Officer
Invesco - 92 reviews - New York, NY 10036
Compliance Officer reports to the Chief Compliance Officer (CCO) for the WL Ross & Co. Legal- Compliance & Internal Audit....
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