Compliance Associate jobs in New York, NY

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AML Analyst
Russell, Tobin & Associates, LLC - New York, NY
Bachelor’s degree · Background in the securities industry · Previous compliance and brokerage experience preferred · Knowledge of financial markets and...
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Sponsored by Russell, Tobin & Associates, LLC - 29 days ago
Compliance Examiner - Market Regulation, Trading & Financial...
Finra 18 reviews - New York, NY
is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY . To be... Job Summary: The Compliance Examiner conducts...
Sponsored by Finra - 8 days ago
Associate - Office of the COO of Compliance
Blackrock USA - New York, NY
& Compliance team oversees BlackRock’s compliance... compliance with supervisory procedures and document findings. Assist with the implementation of compliance...
Sponsored by eFinancialCareers - 22 days ago

Associate, Compliance & Monitoring

KPMG 730 reviews - New York, NY
Bachelor's degree from an accredited college/university in Business Administration, Finance, Accounting, Economics, English Literature, Engineering, Computer...
KPMG LLP - 3 days ago - save job - block - email - more...

Associate, Regulatory Compliance

KPMG 730 reviews - New York, NY
Two years of experience in the public, government and/or healthcare industry performing financial analyses and preparing financial projections with a strong...
KPMG LLP - 15 days ago - save job - block - email - more...

Risk Assesment Associate

JPMorgan Chase 4,661 reviews - New York, NY
Analytical skills, problem solving, good critical thinking and decision making skills;. Participate in Workstream functions including scope definition and...
7 days ago - save job - block - email - more...

Compliance Associate

CONSUMER AFFAIRS - New York, NY
Strong verbal and written communication skills;. DCA is seeking a highly motivated Compliance Associate to be a member of a collaborative team contributing to... $32,321 - $37,169 a year
NYC Careers - 13 days ago - save job - block - email - more...

Compliance Associate

Two Sigma Investments, LLC. - New York, NY
In addition to a variety of special projects, the Compliance Associate will assist in:. We are seeking a Compliance Officer to contribute to the development,...
12 days ago - save job - block - email - more...

Compliance Associate

Isis Mobile Commerce - New York, NY
in New York with occasional travel. The Compliance Associate position is a new position in the Law. The Isis Compliance Program is risk-based....
14 days ago - save job - block - email - more...

Associate

New York Life 446 reviews - New York, NY
2-5 years of experience. Strong analytical skills with experience in Excel and Word. Experience in CAMRA Investment Accounting system, Crystal Report writer,...
1 day ago - save job - block - email - more...

Advanced Risk & Compliance Analytics Experienced Associate

PwC 834 reviews - New York, NY
Demonstrates knowledge and understanding of database concepts, including building relationships between tables, grouping data, and producing cohesive analyses;....
2 days ago - save job - block - email - more...

Compliance, GSAM Alts, Analyst/Associate

Goldman Sachs 238 reviews - New York, NY
General compliance knowledge and familiarity with SEC regulations, Investment Advisers Act, Investment Company Act, ERISA are a plus....
14 days ago - save job - block - email - more...

Public Finance Banking Analyst/Associate, Housing, New York

Barclays Investment Bank 9 reviews - New York, NY
1+ years experience with Microsoft Office Suite Word, Excel, PowerPoint. 6+ months experience in financial services....
1 day ago - save job - block - email - more...
Junior Compliance Associate
Execu | Search 32 reviews - Manhattan, NY
Compliance team with the addition of a new Junior Associate to their staff. This is a great opportunity for an eager and diligent Junior Compliance Associate to... $65,000 - $100,000 a year
Sponsored by Execu | Search - 9 days ago
Regulatory Compliance Associate
Execu | Search 32 reviews - Manhattan, NY
in Manhattan is now seeking a Regulatory Compliance Associate for an excellent full-time role with their... The Regulatory Compliance Associate will: Review... $65,000 - $85,000 a year
Sponsored by Execu | Search - 30+ days ago
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