Compliance Associate jobs in New York, NY
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Compliance Associate
Abacus Group
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Northern, NJ
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In the Compliance Associate position, the successful... are able to plan and conduct compliance reviews Assist with special projects assigned to Compliance group $80,000 - $110,000 a year
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Sponsored by Abacus Group - 22 days ago
Licensing & Compliance Associate
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As a member of the Compliance Management team, you... risk and compliance activities into a manageable and sustainable process. Compliance Management Services...
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Sponsored by PwC - 15 days ago
Makosi Inc.
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New York, NY
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Bachelors degree 4+ years experience in securities industry required. Must possess FINRA Series 7, 63, and 24 licenses....
1 day ago
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JPMorgan Chase
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Brooklyn, NY
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JPMorgan Chase & Co. The firm is a leader in Investment Banking, Financial Services for consumers, small business and commercial banking, financial transaction...
1 day ago
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Gordon Hartmann & Associates
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New York, NY 10036 (Clinton area)
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from identifying opportunities for us to focus on, to developing the infrastructure and analyses to make progress in those areas....
23 hours ago
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JPMorgan Chase
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Brooklyn, NY
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Understanding of BSA, AML, and other AML regulatory policies with the ability to apply and explain regulatory concepts....
1 day ago
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KPMG
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New York, NY
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KPMG Affirmative Action, Equal Opportunity Employer, M/F/D/V. Maintain daily contact with client and other members of working group to obtain information and...
KPMG LLP - 4 days ago
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Credit Suisse
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New York, NY
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Prepare federal and state and local corporate income tax returns. To the extent permitted or required by applicable law, a candidate who is offered employment...
5 days ago
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FXCM
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New York, NY
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Self-starter and able to work with other departments and build smooth working relationships. Execute continuous monitoring programs to ascertain the strength of...
2 days ago
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EngenderHealth
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New York, NY
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customer service oriented, with ability to interact professionally with culturally and linguistically diverse staff and external stakeholders;....
9 days ago
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KPMG
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New York, NY
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Bachelor’s degree from an accredited college/university. Provide high quality professional day-to-day execution of software licensing, vendor, and royalty audit...
KPMG LLP - 4 days ago
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KPMG
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New York, NY
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Strong client services orientation and accustomed to taking an active role in executing engagements. Maintain daily contact with client and other members of...
KPMG LLP - 4 days ago
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Sr. Clinical Compliance Specialist
Noven
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New York, NY
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Compliance & Validations ESSENTIAL DUTIES • Develop and manage GCP quality system • Assure GCP compliance... by the Associate Director, Compliance & Validation...
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Sponsored by Noven - 25 days ago
Manager, Compliance-QM
Prudential Financial Inc
2 reviews
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Newark, NJ
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ad hoc compliance training of employees Collaborate with business partners on relevant compliance issues... to compliance support Review compliance materials on...
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Sponsored by OneWire Inc. - 14 hours ago
Audit Associate
Abacus Group
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New York, NY
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Associate position will be responsible for the following: Assessing the adequacy of controls over financial reporting and operations Assessing compliance with... $100,000 - $145,000 a year
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Sponsored by Abacus Group - 25 days ago
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