Compliance Associate jobs in New York, NY

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Compliance Examiner - Market Regulation, Trading & Financial...
Finra 23 reviews - New York, NY
The Compliance Examiner conducts equities based operational audits for compliance with relevant FINRA, SEC, and exchange client rules....
Sponsored by Finra - 6 days ago
Regulatory Coordinator - Member Regulation, Sales Practice -...
Finra 23 reviews - New York, NY
Analyze and evaluate new products to determine compliance with established rules and regulation. Directly related experience in a regulatory, compliance or...
Sponsored by Finra - 18 days ago

Compliance - Testing & Monitoring Associate

Société Générale 97 reviews - New York, NY
Prior audit, compliance, branch examination exposure. Regular interaction with Advisory Compliance, Internal Audit, Anti-Fraud Unit, Legal....
1 day ago - save job - email - more...

Associate Compliance Officer, Global Financial Crimes

AIG 388 reviews - New York, NY
The Associate Compliance Officer will also:. This person will report directly to the Senior Compliance Officer, Associate General Counsel that manages these...
6 days ago - save job - email - more...

Compliance Associate

Green Key Resources 19 reviews - New York, NY
$75,000 - $150,000 a year
Train and test employees on industry rules and compliance and serve as the contact for all compliance issues....
7 days ago - save job - email - more...

Legal Associate

Dataminr - New York, NY
Government Contracting and Compliance (federal, state and local). Dataminr, the leading real-time information discovery company, is seeking a Legal Associate....
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6 days ago - save job - email - more...

Associate/Senior Associate, Regulatory Risk

KPMG 908 reviews - New York, NY
Prior compliance program experience. Additional Responsibilities for Senior Associate:. Develop comprehensive regulatory compliance and supervisory policies and...
KPMG LLP - 5 days ago - save job - email - more...

Special Education Legal Associate

New York City Department of Education 175 reviews - New York, NY
$32,237 a year
SEU Central Settlements Associate. Inquiries regarding compliance with this equal opportunity policy may be directed to:....
5 days ago - save job - email - more...

Compliance Administrator

Rose Associates 10 reviews - New York, NY
Rose is seeking a Compliance Administrator to join our Compliance department. Prepare monthly reports to track residential building compliance items (i.e....
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8 days ago - save job - email - more...

Fixed Income Compliance Associate

Park Hudson International 4 reviews - New York, NY
$95,000 a year
The associate will work closely with Portfolio Management, Marketing and Legal Departments in the account on boarding process, trading and general compliance...
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1 day ago - save job - email - more...

CIB Ops- Prime Custody- Transaction Processing Associate

JPMorgan Chase 5,705 reviews - Brooklyn, NY
Associate- Transaction Processing Specialist. CIB Ops- Prime Custody- Transaction Processing Associate. Ensure all regulatory and compliance requirements are...
10 days ago - save job - email - more...

Associate Attorney - Global Technology Legal - NAMR

JPMorgan Chase 5,705 reviews - New York, NY
Associate Attorney - Global Technology Legal - NAMR. Manage IP compliance issues and work closely with internal teams to ensure the highest possible legal...
3 days ago - save job - email - more...
Compliance Examiner - Member Regulation, Sales Practice - Ne...
FINRA 23 reviews - New York, NY
And supervisory and compliance policies, procedures, internal controls and systems to determine compliance with established standards and rule requirements....
Sponsored by TweetMyJobs.com - 12 hours ago
Compliance Associate
Adecco 3,779 reviews - Jersey City, NJ
$22 - $28 an hour
Adecco the #1 Human Resource Provider has an opportunity for a compliance associate to work with a premier client in Jersey City, NJ....
Sponsored by Adecco - 10 days ago
LABORATORY ASSISTANT
Beth Israel Medical Center 363 reviews - Manhattan, NY
Associates Degree preferred. Maintains continued compliance with policies, procedures, and record keeping necessary to meet the standards of accrediting...
Sponsored by Mount Sinai Health System - 13 days ago

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