Compliance Audit Invest $70,000 jobs in Houston, TX

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Chief Compliance Officer - FINRA & SEC- JO-1712

Encore Search Partners - Houston, TX
Chief Compliance Officer. Minimum of 5 years of experience in securities compliance and/or audit areas. Current Compliance designation highly preferred....

Compliance Testing Manager

AIG - 2,379 reviews - Houston, TX
We have an exciting opportunity for a Compliance Testing Manager to join our Compliance team! Communicate test results with compliance and business management...

Surveillance Manager (Broker-Dealer)

AIG - 2,379 reviews - Houston, TX
Assist with regulatory and internal audits. Identify and assist in mitigating compliance risk. Ability to analyze data and to think through complex Compliance...

Chief Compliance Officer -- VFA

AIG - 2,379 reviews - Houston, TX
Implementing compliance training programs; Overseeing compliance risk assessment processes; Chief Compliance Officer – VALIC Financial Advisors....

Supervisory Manager - Chase Wealth Management - Houston, TX

JP Morgan Chase - 16,291 reviews - Houston, TX 77057 (Galleria-Uptown area)
Ensure timely and effective responses to Compliance, Supervision and Audit Examinations on a priority basis. Follow-up on any concerns that arise from pre-hire...

Corporate Recruiter

ERM - 46 reviews - Houston, TX
Ensure compliance with internal policy and local employment legislation relevant to recruiting activities. Drive a rigorous approach to process ensuring that...

Turnaround Cost Controls Manager - Global Projects & Enginee...

LyondellBasell Industries - 182 reviews - Houston, TX
Ensure audit findings are appropriately addressed and communicated to prevent future recurrence. Effectively develop and execute the turnaround cost control and...

VP of Life Control Processes

AIG - 2,379 reviews - Houston, TX
Life Leadership, the business areas, Internal Audit, Financial Controls Unit, Operational Risk Management, Compliance , Legal, Risk, external audit, etc. in on...

Director - Release / DevOps Engineering

AIG - 2,379 reviews - Houston, TX
And support internal and external audit requirements. Provides guidance to developers, reviews test plans and other documents and enforces procedural compliance...

Chief Financial Officer

Archrock - 31 reviews - Houston, TX 77024 (Greater Memorial area)
Ensures compliance with tax reporting and audit requirements. Regularly interacts with the Board and Audit Committee on financial strategy, balance sheet...