Compliance Audit Invest jobs in Oakland, CA

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Senior Account Manager- San Francisco, CA
Propark - 32 reviews - San Francisco, CA
O Review and evaluate audits to ensure integrity of revenue control. O Ensure compliance with company and client policies and procedures....
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Finance Director
Scion Staffing - 3 reviews - San Francisco, CA 94108
$85,000 - $90,000 a year
Invest cash balances and investment portfolio. Direct annual external audits, including 990 and other filing requirements....
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Senior Security Engineer
Compliance, information security, IT audit and/or risk management experience (ISO 27001, PCI, HIPAA, SOX, and others)....

Compliance Licensing Specialist

Prosper - 4 reviews - San Francisco, CA
We are seeking a Compliance Licensing Specialist to assist the Compliance Department in obtaining and maintaining the company’s state licenses and securities...
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Compliance Consultant 4 (Testing & Monitoring)

Wells Fargo - 19,476 reviews - San Francisco, CA   +1 location
Risk and regulatory compliance experience. Mentoring and coaching peer Compliance Consultants; An active Certified Regulatory Compliance Manager (CRCM)...

Head of Compliance / Lead Regulatory Counsel

RealtyShares - San Francisco, CA
Manage compliance for a broker-dealer affiliate, including reviews of specific securities offerings, annual FINRA/SEC site audits, and advertising reviews....

Operational Risk Consultant 4

Wells Fargo - 19,476 reviews - San Francisco, CA
6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business...

Director of Quality

ALOM Technologies - 6 reviews - Fremont, CA
Participates in internal quality audits. Maintains ALOM’s FDA registration and compliance. Prepare quality plans and reports for customers and participates in...
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Greenhouse Gas Verifier

Rincon Consultants, Inc. - Oakland, CA 94612 (Northgate area)
Facility compliance audits and data collection. Recognized as a 'Best Places to Work' in 2015, we invest in our employees through competitive salaries, benefits...
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Office Manager - Dandelion Chocolate

Dandelion Chocolate - 2 reviews - San Francisco, CA
Safety, Compliance, & Regulation:. Dandelion Chocolate constantly invests in its people and culture. You update government employee posters, double-check that...
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IT Audit Senior Manager

Moss Adams - 19 reviews - San Francisco, CA 94111 (Financial District area)
Welcome to our IT Audit & Compliance practice within Moss Adams Advisory Services. Our team supports our business assurance practice and integrated compliance...

Regional Program Director-Los Angeles

First Place for Youth - 15 reviews - Oakland, CA
Training and Compliance :. Invests in staff using both collaboration and guidance. Compliance and leadership of change and improvement efforts....

Sr. Revenue Analyst -

Salesforce - 269 reviews - San Francisco, CA
Assist with internal and/or external audit requests as required. As a social enterprise, the more missions our technology supports, the more we invest back into...
Jr Fund Accountant
Asia Alternatives Management LLC - San Francisco, CA
Assist with data collection for various tax compliance requirements. Track and manage information requests from various audit and tax providers....
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Director of Quality
Participates in internal quality audits. Maintains ALOM’s FDA registration and compliance. Prepare quality plans and reports for customers and participates in...
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