Compliance Auditor $130,000 jobs

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Chief Compliance Officer
FTJ FundChoice, LLC - Hebron, KY
The CCO will have hands-on responsibility for all day-to-day compliance matters, as well as directing the compliance activities of those staff members who...
Sponsored by FTJ FundChoice, LLC - 30+ days ago
Compliance Manager, Small Business
Lending Club 5 reviews - San Francisco, CA
Advise on small business lending compliance laws and regulations. Implement testing program to determine the adequacy and effectiveness of compliance controls....
Sponsored by Lending Club - 22 days ago
Senior Internal Auditor
Apex Tool Group 54 reviews - Sparks, MD
Reporting to the Director, Internal Audit, the Senior Internal Auditor will be responsible for executing global audits and compliance projects for Apex Tool...
Sponsored by Apex Tool Group - 16 days ago

Chief Compliance Officer, BMO Chicago Branch

BMO Financial Group 89 reviews - Chicago, IL
Communicate the discovery of compliance issues to senior management in Compliance and BMO Chicago Branch. Compliance and BMO Chicago Branch management....

Senior Vice President-Audit Private Bank

HSBC 2,567 reviews - New York, NY
Ability to work effectively with regulators, external auditors, Executive/Senior Management, Audit Committee members, other control functions including...

Operational Risk Analyst

Rabobank 149 reviews - Roseville, CA
This includes establishing the annual plan, performing design and operating effectiveness testing, and coordinating with internal and external auditors....

CRA & Compliance Manager

WestAmerica Bank 39 reviews - Fairfield, CA
Coordinate compliance related activities with General Auditor. CRA & Compliance Manager. Chair the Regulatory Compliance Committee....

Regulatory and Quality Assurance Lead

Global Pharma Tek, LLC - Parole, MD
Certified Internal Auditor per ISO requirements; Ensures compliance with design control procedures and identifies/implements best practices....
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Chief Compliance and Privacy Officer

Harvard Vanguard Medical Associates 70 reviews - Needham, MA
Experience overseeing the development and execution of a compliance program and a compliance work plan, as well as managing a billing compliance department and...

Vice President of Finance and Accounting

PAULA'S CHOICE 6 reviews - Seattle, WA 98104 (First Hill area)
Ensure that record keeping meets the requirements of auditors and government agencies. Maintain relations with external auditors and investigate their findings...

Director of Security Compliance

DocuSign 3 reviews - San Francisco, CA
The position of Director of Security Compliance, will lead the customer facing compliance interface. Sign is maintaining the highest standards relative to...
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Commercial Lending Risk Management Officer

Boston Private Bank & Trust Company - Boston, MA
Compliance Committee, Business Continuity. Develop and conduct compliance trainings. Stay current with all lending laws, UCC, loan compliance and other...

Lead Compliance Analyst

Treasury, Departmental Offices 1,265 reviews - Washington, DC
This Senior Compliance Specialist will lead a team of analysts and auditors to in conducting compliance activities related to the Hardest Hit Fund (HHF), and...
CFO/Vice President, Finance- Piedmont Credit Union
Piedmont Healthcare 112 reviews - Atlanta, GA
Work with the auditor to ensure compliance with internal controls. Serve as the credit union’s liaison with regulatory agency examiners and auditors on finance...
Sponsored by Piedmont Healthcare - 30+ days ago
Compliance Analyst, Officer
State Street 464 reviews - Boston, MA
In this highly visible role, the Compliance Oversight Program Manager will work collaboratively with other Compliance professionals, business process owners,...
Sponsored by State Street - 1 day ago

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Company with Compliance Auditor $130,000 jobs
5 reviews
At Lending Club, we’re using technology to lower costs. We pass on the cost savings to borrowers who can get lower rates.