Skip to Job Postings, SearchClose

Compliance Examiner jobs in New York, NY

Sort by: relevance - date
Salary Estimate
Job Type
Experience Level
Jobs 1 to 10 of 153
Upload your resume - Let employers find you
BRANCH OFFICE EXAMINER/ COMPLIANCE OFFICER
Confidential - Securities Broker-Dealer - New York, NY
Assist branches with identifying and addressing compliance issues. We are seeking a *Compliance Officer, Branch Office Examiner.*....
Easily apply
Sponsored
Plan Examination Trainee
NYC Department of Buildings - 21 reviews - New York, NY
$46,466 - $56,270 a year
Plan Examination Trainees work with assistant plan examiners and plan examiners to review proposed construction plans for compliance with building and...
Sponsored
Operational Risk Consultant 4
Wells Fargo - 13,315 reviews - New York, NY
Experience working with internal and external auditors and regulatory examiners. 6+ years of experience in compliance, operational risk management (includes...
Sponsored

Bank Regulatory Reporting - AVP

Deutsche Bank - 811 reviews - New York, NY
Interact with various teams from the bank regulatory agencies, including report analysts and examiners. Manage relationship with colleagues in the financial...

AVP, Bank Regulatory Compliance Officer - SMBC

Sumitomo Mitsui Banking Corporation. - New York, NY 10172 (Gramercy area)
SMBC's Compliance Department is looking to hire an AVP level Bank Regulatory Compliance Officer. Performing ad-hoc special projects assigned by the Chief...

US Regulatory Controllers - Governance

Morgan Stanley - 1,464 reviews - New York, NY 10032 (Washington Heights area)
Establish capital reporting governance and compliance requirements. Candidate must be able to effectively manage a team responsible for governance and...

Senior Compliance Analyst - Banking Operations - AVP

BOC Staffing Solutions - New York, NY 10172 (Gramercy area)
$90,000 - $105,000 a year
3-5 years banking compliance experience; Senior Regulatory Compliance Analyst – Banking Operations - AVP. Assisting in the development, delivery and tracking of...

Compliance Examiner, TFCE Options- Market Regulation- New Yo...

Finra - 36 reviews - New York, NY
The main focus of these examinations is compliance with options trading and supervisory rules and requirements....

Compliance Examiner

National Futures Association - 10 reviews - New York, NY
0-3 years' financial services experience, preferably in regulatory compliance, risk management, auditing, or operations....

Consumer Lending Compliance, Associate/Vice President - New...

Goldman Sachs - 471 reviews - New York, NY
We’re looking for a Vice President to join our Consumer Compliance Team. Basic Qualifications • Five years of consumer lending legal, regulatory, analytics,...

Senior Compliance Examiner

National Futures Association - 10 reviews - New York, NY
3-5 years' financial services experience, preferably in regulatory compliance, risk management, auditing, or operations....

Compliance Officer Regulatory Examinations

Citi - 7,658 reviews - New York, NY
Compliance and Control. The Compliance Officer will also be responsible for participating in Global Compliance exam governance and for preparing internal...

Senior Manager, Compliance & Investigations

New Avon - 4 reviews - New York, NY
Experience in assessing compliance related needs and understanding the legal, compliance and regulatory framework and market practices for ethics & compliance...
Broker Dealer Compliance
Interface with securities regulators and examiners. Build out compliance programs around new businesses. Provide compliance advice relative to the equities,...
Sponsored by eFinancialCareers
Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra - 36 reviews - New York, NY
Financial Operations Examiner. Minimum of five years of securities, compliance or financial regulatory experience....
Sponsored

Never miss a job. Get new jobs emailed to you daily.

Get email updates for the latest Compliance Examiner jobs in New York, NY
You can cancel email alerts at any time.
Get new jobs for this search by email
You can cancel email alerts at any time.
Company with Compliance Examiner jobs
Wells Fargo is a nationwide, diversified, community-based financial services company, founded in 1852 and headquartered in San Francisco.
Examiner salaries in New York, NY

$80,259 per year

40.6% higher than national average

$43,008$149,775
Common

Estimated salary from 36 employees and 147 jobs