Compliance Manager jobs in Chicago, IL

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Domestic Operations Compliance Manager
We are looking for a Domestic Operations Compliance Manager. Carrier Compliance - Create, monitor and enforce compliance processes and systems....
Compliance Manager for Registered Investment Advisor
Administer compliance policies and procedures; Trains employees regarding regulatory compliance requirements. Maintain Compliance Manual in accordance with SEC...
Sr Manager Active Trader Compliance
Manager of Active Trader Compliance implements an effective compliance program to preserve our reputation with the Trader business....
RECORDS & INFORMATION MANAGEMENT SPECIALIST - LZP00519
Fresenius Kabi - 138 reviews - Lake Zurich, IL
Monitors records program in all areas for compliance and quality assurance. Communicates best practices to all staff and assists in one-on-one and group...

Compliance Manager, Audits

RJ Obrien and Assoc. - Chicago, IL
Compliance Manager, Audits. Chief Compliance Officer (CCO). 5+ years of compliance or regulatory experience. Manage the firm’s DSRO and other regulatory audits...

Compliance Audit Manager

The PrivateBank - Chicago, IL
The Compliance Audit Manager is responsible for the development and execution of a risk based compliance audit plan that addresses all relevant regulations,...

Compliance Officer

INTL FCStone - 48 reviews - Chicago, IL
Identifies potential areas of compliance vulnerability and risk; 4 to 6 years compliance experience preferably in commodities derivatives....

Audit Compliance Officer

BMO Financial Group - 1,424 reviews - Chicago, IL
Compliance Director, the Audit and Compliance Officer provides. Compliance and Audit. & Compliance Officer works directly with the Audit & Compliance team as....

Manager of Reconciliation, Compliance, and Return of Funds

Prairie State College - 38 reviews - Chicago Heights, IL 60411
Audits student files for accuracy and completeness for compliance with federal, state, and institutional regulations....

Investment Compliance Manager (AAM)

Transamerica - 449 reviews - Chicago, IL 60601 (Loop area)
Administer compliance policies and procedures; Trains employees regarding regulatory compliance requirements....

Compliance Manager

LEARN Charter School Network - 23 reviews - Chicago, IL 60624 (West Garfield Park area)
LEARN is seeking an experienced, detail-oriented self-starter with problem solving skills and a team attitude to join our organization as Manager of Compliance....
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Principal PV Compliance Manager

PRA Health Sciences - 190 reviews - Chicago, IL
As a Principal PV Compliance Manager, you will be responsible for managing compliance activities in support of the strategic vision and initiatives of the...

Manager, Internal Audit & Coding Compliance

NorthShore University HealthSystem - 128 reviews - Evanston, IL
We are currently seeking a Manager, Internal Audit & Coding Compliance for our Corporate Compliance department located in Evanston, IL....

Sr Manager Active Trader Compliance

TD Ameritrade - 354 reviews - Chicago, IL
Manager of Active Trader Compliance implements an effective compliance program to preserve our reputation with the Trader business....
Compliance Analyst - Testing
Compliance Testing Responsibilities. In conjunction with managers, develop comprehensive and sustainable solutions for business units to consider as part of...
Regulatory Compliance Manager (AIM Chicago, IL)
Anthem, Inc. - 2,564 reviews - Chicago, IL 60654
The Regulatory Compliance Manager is responsible for managing regulatory compliance functions across the enterprise, including corrective action plan (CAP)...