Compliance Officer VP jobs in New York, NY

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VP, Compliance PMO
CIT Group - 176 reviews - New York, NY 10150
The Compliance Program Management Officer will be responsible for scope, planning, communication, and project management for projects supporting the enhancement...
Assistant Vice President Senior Compliance Officer Control R...
HSBC - 7,541 reviews - Jersey City, NJ 07310
Assists Business and Compliance Management in determining the effectiveness of their compliance control environment and provides line of sight for compliance...
Vice President, Audit/Regulatory Compliance Risk Lead
Prudential - 1,193 reviews - Newark, NJ 07102
Monitoring issues and trends throughout the year with the goal of developing and communicating a view as to the design and effectiveness of the processes and...

Risk Assessment Compliance Officer VP

Deutsche Bank - 1,555 reviews - New York, NY
Risk Assessment Compliance Officer. Compliance Risk Assessments – Americas Compliance. Working collaboratively with other members of the Compliance Department...

QA Compliance Officer VP

Deutsche Bank - 1,555 reviews - New York, NY
At Deutsche Bank, good compliance is everybody’s responsibility. As an independent and robust second level control function, the Compliance Department seeks to...

Compliance, Electronic Trading Compliance Team Vice Presiden...

Goldman Sachs - 839 reviews - New York, NY 10282 (Tribeca area)
This is Compliance Officer role within the Electronic Trading Compliance team to cover the Foreign Exchange Electronic Trading businesses....

VP, Compliance PMO

CIT Group - 176 reviews - New York, NY 10036
The Compliance Program Management Officer will be responsible for scope, planning, communication, and project management for projects supporting the enhancement...

Corporate Finance Compliance Officer - VP

Deutsche Bank - 1,555 reviews - New York, NY
Compliance Officer – CIB Corporate Finance. At Deutsche Bank, good compliance is everybody’s responsibility. As an independent and robust second level control...

Risk, MRM, Operational Risk Validation Group, Vice President

Goldman Sachs - 839 reviews - New York, NY 10282 (Tribeca area)
The Operational Risk Validation Group (ORVG) is an independent team, reporting to the Chief Risk Officer, which reviews and evaluates compliance with all...

Documentation Officer, VP

Sterling National Bank - 58 reviews - New York, NY
Ensure compliance with regulatory requirements and with the bank’s policies and procedures. Assist the Documentation Officer FVP with the management of the...
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Central Compliance Vice President, Corporate - Compliance

Jefferies & Company, Inc. - New York, NY
The candidate will be the compliance officer covering Central Compliance. Prepare Central Compliance Dashboard/Coordinate MIS for Core Compliance which includes...

VP, Trading Compliance Officer

Madison-Davis, LLC - 2 reviews - New York, NY
Work with Senior Trading Compliance Officer to maintain current Firm written supervisory procedures and enhance as applicable....
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Vice President - Senior Volcker Compliance Officer

BNP Paribas - 1,402 reviews - New York, NY
Compliance Advisory – Compliance Advisory team is responsible for:. Strong work ethic and Compliance mindset;...
Vice President – On-Site Controls Officer
BNP Paribas - 1,402 reviews - New York, NY
The On-Site Controls Officer will support GFS U.S. The Officer will be expected to perform work to a high degree of proficiency....
VP, Trading Compliance Officer
Work with Senior Trading Compliance Officer to maintain current Firm written supervisory procedures and enhance as applicable....
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