Compliance Officer jobs in Buffalo, NY

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Compliance Officer
Robert Walters US - New York
Compliance analyst/associate role that is considered a generalist position. Trading floor compliance and/or control room experience is preferable but not a...
Sponsored by Financial Times Jobs - 5 days ago
Compliance Officer-Surveillance
Robert Walters US - New York
Provide assistance to all members of the Compliance Department in all aspects of the compliance function....
Sponsored by Financial Times Jobs - 10 days ago
Government Affairs Manager
The James Allen Companies Inc - New York
O Regulatory Compliance. O Position is the designated consumer services officer. Development of an operational plan (as part of a strategic plan) for...
Sponsored by - 4 hours ago

Compliance Officer (Buffalo NY)

Citi 2,422 reviews - Buffalo, NY
Compliance and Control. Advise the business and product compliance on policy requirements; Manage and maintain institutional business (ICG) policies for North...

Compliance Manager

Windham Professionals 54 reviews - East Aurora, NY
In partnership with the Chief Compliance Officer, complete projects assigned to develop, implement and maintain the Compliance Management System....

VP Senior Manager Regulatory Compliance

HSBC 2,600 reviews - Depew, NY
Helps implements the Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer, Area...


Delaware North 65 reviews - Buffalo, NY
Responsible for all aspects of annual Code of Conduct/Certification distribution including obtaining employee names, distributing the code, following up on...

Compliance Testing Analyst II - Wealth & Securities

M&T Bank 383 reviews - Buffalo, NY
Provide assistance to Deputy Compliance Testing Officer in developing guidance to business unit compliance. Without embedded compliance personnel....

Chief Academic Officer - Exempt RB 14-173

Buffalo Public Schools 16 reviews - Buffalo, NY
CHIEF ACADEMIC OFFICER. RECRUITMENT BULLETIN #14-173 CHIEF ACADEMIC OFFICER. A successful candidate for Chief Academic Officer will demonstrate the following:....

Information Security Vendor Risk Analyst

M&T Bank 383 reviews - Amherst, NY
Also requires occasional interaction with the Corporate Information Security Officer; Provides information security governance, compliance, and risk assessment...

Corporate Compliance Officer/ Director of Risk Management

Niagara Falls Memorial Medical Center 13 reviews - Niagara Falls, NY
Responsible for programs, policies, education and practices to ensure that all departments are in compliance with Federal and State regulations, HIPAA, facility...

VP Senior Manager Local Compliance Officer- RBWM Business In...

HSBC 2,600 reviews - Depew, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

Retail Mortgage Loan Officer

MB Financial Bank 40 reviews - Hamburg, NY 14075 - +1 location
Ensures the preparation and processing of forms and legal documents required for residential loans and follows the loans to ensure compliance with terms....
Director IBD Compliance Advisory
Robert Walters US - New York
Global coordination with other Private Side Compliance officers regarding. Some compliance experience. A global investment bank is seeking to hire a compliance...
Sponsored by Financial Times Jobs - 12 days ago
Controller - Controller, GAAP, enspire
CyberCoders 8 reviews - Buffalo, NY
This position is classified Exempt and reports to the Chief Operating Officer. Your Right to Work – In compliance with federal law, all persons hired will be...
Sponsored by CyberCoders - 20 days ago

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