Compliance Officer jobs in New York, NY

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Compliance Analyst
Kforce - 526 reviews - Brooklyn, NY 11245
Kforce has a client seeking a Compliance Analyst in Brooklyn, New York (NY). The Onboarding Specialists will partner with the Onboarding Officers to ensure all...
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Compliance Officer
Invesco - 90 reviews - New York, NY 10036
Compliance Officer reports to the Chief Compliance Officer (CCO) for the WL Ross & Co. Legal- Compliance & Internal Audit....
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Compliance Officer
Northern Plains Servicing, LLC - Woodcliff Lake, NJ 07677
We are seeking a Compliance Officer to develop and manage a set of Compliance Management Policies and Procedures to ensure that the firm and its clients comply...
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Research Compliance Officer

Morgan Stanley - 1,510 reviews - New York, NY 10032 (Washington Heights area)
The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities...

Reg W Compliance Manager

Bank of America - 14,108 reviews - New York, NY
The Enterprise Area of Coverage (EAC) Compliance Manager is a subject matter expert responsible for contributing to the independent compliance oversight of...

Compliance Specialist

Rite Aid - 4,123 reviews - New York, NY
The primary purpose of this position is to assist the Senior Vice President/Chief Compliance Officer in the effective discharge of his responsibilities by...

Compliance Officer

Bond Street - 2 reviews - New York, NY 10012 (Little Italy area)
As Bond Street's first Compliance Officer you will ensure that Bond Street operates within all applicable laws and regulations, adheres to all internal policies...

Compliance Analyst

Seaport Global Holdings LLC - New York, NY 10017 (Midtown area)
This position reports directly to the Compliance Officer. Research compliance issues as necessary. Support compliance controls and input disclosures....

Compliance Officer

FXCM - 8 reviews - New York, NY
The Compliance Officer is responsible for supervision of the Compliance Department and communicating with regulators and auditors throughout the year....

Enhanced Due Diligence Officer- AVP

LevelUP RPO - New York, NY 10281 (Battery Park area)
Prestigious Corporate Bank is seeking an Enhanced Due Diligence AVP within the Group Compliance team.*. (2) or more years of compliance experience conducting...
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Legal & Compliance Associate

FRED ALGER & COMPANY - New York, NY
EVP, Chief Operating Officer, Chief Legal Officer SVP, Assistant General Counsel SVP, Chief Compliance Officer....

Compliance Officer - Volcker Advisory (AVP)

Deutsche Bank - 851 reviews - New York, NY
Work with other Compliance areas across the Bank to ensure a consistent approach to Volcker interpretation and compliance....

Compliance Testing

The Forum Group - 10 reviews - New York, NY 10016 (Gramercy area)
$110,000 a year
Ability to work well with junior and senior Compliance Officers. The Compliance Officer will be responsible for developing an annual plan, executing compliance...
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Sr. Compliance Officer
Popular Community Bank - 67 reviews - New York, NY 10019
Manage the consumer compliance and CRA training program. This position oversees the formulation, drafting, implementation, dissemination, updating and...
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Compliance Manager 4 Monitoring & Testing Manager for Instit...
Wells Fargo - 13,737 reviews - New York, NY
Regulatory Compliance Risk Management (RCRM), the corporate compliance function, safeguards the company by ensuring that all businesses abide by applicable...
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