Compliance Officer jobs in New York, NY

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KYC Analyst
Execu | Search 38 reviews - Manhattan, NY
) research for clients as part of the business-wide Anti-Money Laundering (AML) Compliance remediation process....
Sponsored by Execu | Search - 16 hours ago
Fixed Income Compliance Officer
Smith Arnold Partners - New York, NY
$160,000 - $180,000 a year
Additionally, the Fixed Income Compliance Officer will be responsible for identifying and mitigating risk areas by through various regulatory and business...
Sponsored by Smith Arnold Partners - 30+ days ago
Assistant Vice President Independent Risk Review
HSBC 2,436 reviews - New York, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
Sponsored by HSBC - 12 days ago

Compliance Officer II Job

BNY Mellon 972 reviews - New York, NY - +1 location
Compliance Officer II (Job Number:. Compliance & Ethics-HR06015. Risk and Compliance provide risk and compliance services across all BNY Mellon businesses....
1 day ago - save job - email - more...

Compliance Officer I-Broker Dealer Job

BNY Mellon 972 reviews - New York, NY
Compliance Officer I-Broker Dealer (Job Number:. 3-5 years relevant product/financial services and/or auditing or compliance experience preferred....
4 days ago - save job - email - more...

Compliance Officer-SPSE

McGraw Hill Financial 195 reviews - New York, NY
Develop compliance training which promotes heightened awareness of compliance procedures and processes. Monitor Compliance and report on SPSE compliance with...
6 hours ago - save job - email - more...

Regulatory Compliance Monitoring & Testing Manager- Wealth M...

Wells Fargo 7,892 reviews - New York, NY
Present results to the Chief Compliance Officer, Compliance Monitoring & Testing Director and other senior executives. Assist on compliance projects....
10 days ago - save job - email - more...

Chase Wealth Management Audit Manager -Vice President

JPMorgan Chase 6,135 reviews - New York, NY
$250,000 a year
The global Audit Department has in excess of 900 Audit Officers. Partner with other audit teams including Technology, Compliance, Risk, Finance, Corporate &...
19 hours ago - save job - email - more...

Futures Compliance Officer

Newedge - New York, NY
Futures - Compliance Officer. Develop and conduct compliance training. Conduct internal compliance reviews and investigations....
4 days ago - save job - email - more...

Compliance Officer

RBC 260 reviews - New York, NY
Compliance officer will provide compliance support for investigations and special projects. Compliance officer would be expected to assist in Market-Access...
3 days ago - save job - email - more...

Chief Compliance Officer, E*TRADE Securities LLC

ETRADE Financial 78 reviews - New York, NY
We are seeking to fill the position of Chief Compliance Officer (CCO) of E*TRADE Securities LLC (ETS), ETFC’s customer-facing, registered broker-dealer,...
3 days ago - save job - email - more...

Compliance Officer - Capital Markets and Alternative Investm...

Deutsche Bank 540 reviews - New York, NY
Compliance Officer - Capital Markets and Alternative Investments. Preparing and conducting compliance training presentations for business personnel, including...
7 days ago - save job - email - more...

Compliance Officer

Michael Page 53 reviews - New York, NY
Compliance Officer - New York. The ideal candidate for the Compliance Officer role :. Core Compliance funtion is part of the Compliance Department of a Premier...
14 hours ago - save job - email - more...
Regional Compliance Officer
MoneyGram 71 reviews - New York, NY
The Regional Compliance Officer will work directly with MGI agents within the U.S. Measuring/auditing Agents’ Compliance and Anti-Fraud programs (primarily on...
Sponsored by MoneyGram - 30+ days ago
Chief Compliance Officer
Sound Income Strategies, LLC - New York, NY
This person is responsible for all compliance and compliance reporting for the firm as well as all IARs. Chief Compliance Office for Registered Investment...
Easily apply
Sponsored by Sound Income Strategies, LLC - 11 days ago

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Company with Compliance Officer jobs
2,436 reviews
HSBC is a leading world bank, covering 74 countries and territories. Our size and global reach offer exceptional career opportunities