Compliance Officer jobs in Ozone Park, NY

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Compliance Officer
Rand Thompson Consultants - New York, NY 10017
Compliance within a financial institution:. An appropriate candidate will have approximately 5 to 10 years of compliance experience within a financial...
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International Compliance Coordinator
Administers Einstein’s J-1 Exchange Visitor Program, holds the position of Alternate Responsible Officer in the Program....
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Chief Compliance Officer
Urban Pathways - 25 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...
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Compliance Officer (Compliance Consultant 4)

Wells Fargo - 15,245 reviews - New York, NY
This is an opportunity to join the Wholesale Operational Risk & Compliance Group (WORC) as a Compliance Officer....

Compliance Officer

Fresenius Medical Care - 1,922 reviews - New York, NY
Assists with Corporate Compliance meetings, ensuring high level compliance issues are addressed. Leads FMCNA compliance activities within the division to...

Control Room Compliance Officer

UBS - 852 reviews - New York, NY
Liaise with other compliance and control teams to provide compliance advice to investment banking, capital markets and research and respond to relevant...

Compliance Manager

Bank of America - 15,288 reviews - New York, NY
The Compliance Manager is accountable for contribution to the requirements in the Global Compliance Policy aligned to compliance officers, including but not...

Compliance Officer- Operational Advisory

LevelUP RPO - New York, NY 10281 (Battery Park area)
Compliance officer focused on operational/supervisory requirements specific to broker dealer and swap dealer requirements.*....
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Control and Compliance Officer

Nomura Holdings, Inc. - New York, NY
Control and Compliance Officer. As a member of the NSB team, the Control and Compliance Officer. And compliance policies and procedures as necessary....

SVP Compliance Officer

The TCW Group, Inc. - New York, NY
The Senior Vice President Compliance Officer reports to the firm’s Chief Compliance Officer and will be responsible for assisting with a variety of compliance...

Chief Compliance Officer

Urban Pathways - 25 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...

Compliance Risk Assessment Officer

Société Générale - 470 reviews - New York, NY
Compliance results are also the basis for the development of control enhancement initiatives to reduce Compliance risk....

Ethics and Compliance Officer

Tech Times LLC - New York, NY
TECH TIMES LLC is seeking an Ethics and Compliance Officer in New York, NY to:. Serve as the primary point of contact on compliance questions and issues,...
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Investment Advisers Act of 1940 Omega Global Partners – New...
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
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VP Senior Manager Local Compliance Officer Swap Dealer - Adv...
HSBC - 4,203 reviews - New York, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
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