Compliance Officer jobs in Ozone Park, NY

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SEF Compliance Officer Job
Bloomberg 179 reviews - New York, NY
Bloomberg is seeking a Swaps Regulatory Compliance Officer who will be responsible for supporting the implementation and management of the overall compliance...
Sponsored by Bloomberg - 26 days ago
Director of Compliance & Risk Operations
American Express Global Business Travel 11 reviews - New York, NY
Support the Regional Compliance & Risk staff in the implementation and execution of the Global Compliance Program....
Sponsored by American Express Global Business Travel - 6 days ago
VP Premier Relationship Manager
HSBC 2,604 reviews - Brooklyn, NY
Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...
Sponsored by HSBC - 1 day ago

DBE Compliance Manager

Skanska 210 reviews - Queens, NY
The DBE Compliance Manager reports directly to the Business Unit DBE Compliance Officer (UDCO). DBE Compliance Manager....

Compliance/Sales Supervisor – Broker Dealer

ACG Resources - New York, NY
Report directly to the Chief Compliance Officer. 3 to 5 years of compliance experience within a Broker Dealer environment....

Compliance Manager III

Santander Bank 140 reviews - New York, NY
Manages Compliance Officers responsible for executing the compliance program for the assigned Compliance area. Manage regulatory compliance program for assigned...

Regulatory Risk Officer

Morgan Stanley 843 reviews - Purchase, NY
Monitor regulatory developments and industry trends in compliance and serve as a compliance advisor to the Senior Operational Risk Officer....

US Regional Risk VP

Barclays 843 reviews - New York, NY
Work with Global Key Risk Officer to customize Global Key Risk Control Framework for regional implementation. Ensure that all activities and duties are carried...

Compliance Officer - Fixed Income, Currencies and Commoditie...

Michael Page US - Manhattan, NY
The 'Compliance Officer - Fixed Income' will benefit from:. 3 years of experience working with a Central Compliance function within such organization;...

PROJECT MANAGER AND COMPLIANCE OFFICER

City of New York 61 reviews - Manhattan, NY
Under the direction of the HRA General Counsel, the Project Manager and Compliance Officer will:. In accordance with the Human Resources Administration’s (HRA)...

Equity Sales and Trading Compliance Officer

Credit Suisse 347 reviews - New York, NY
Compliance role primarily supporting the Firm’s Equity electronic trading businesses. Provide compliance advisory coverage to the Institutional Equities Sales...

ASSOCIATE HEALTH CARE COMPLIANCE OFFICER

City of New York 61 reviews - Brooklyn, NY
Valid certification in Healthcare Compliance issued by the Compliance Certification Board of the Health Care Compliance Association....

Chief Compliance Officer HSI

HSBC 2,604 reviews - New York, NY
Implements the Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer, Area...
Junior Compliance Officer for RIA
Sound Income Strategies, LLC - Rye, NY
This person will be working with the senior compliance officer, chief operating officer, and an external compliance group currently providing services to the...
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Sponsored by Sound Income Strategies, LLC - 26 days ago
Internal Control Officer
Lloyd Staffing 35 reviews - Long Island, NY
Compliance Officers in managing and executing various aspects of the Company SOX plan, and ensuring compliance with regulatory mandates....
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Sponsored by Lloyd Staffing - 30+ days ago

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Company with Compliance Officer jobs
179 reviews
Bloomberg gives influential decision makers a critical edge by connecting them to a dynamic network of information, people, and ideas.