Compliance Officer jobs in Chicago, IL

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AVP – Senior Regulatory Compliance Officer – Surveillance As...
HSBC - 7,747 reviews - Arlington Heights, IL
O implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
Compliance Risk Analyst-340B
Supports the Compliance department by completing quality and compliance assessments and creating corrective action plans as needed....
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Training Manager
This role manages LMS training catalog, identifies conflicts and suggested creative solutions to ensuring full employee compliance with all educational...
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Compliance Officer

BMO Financial Group - 1,245 reviews - Chicago, IL
The Compliance Officer, Compliance Testing & Practices (CTAP) functions as a key resource for compliance program execution by assisting the Senior Compliance...

Compliance Officer

City of Chicago Inspector General's Office - Chicago, IL 60654 (Loop area)
Conducts interviews related to hiring-related inquires and compliance reviews. Prepares detailed, written analytical reports and memoranda as part of quarterly...
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Director, Compliance Officer II - Nuveen

Nuveen - Chicago, IL 60601 (Loop area)
Role reports to the TIAA Enterprise Testing Leader (solid) and Nuveen Chief Compliance Officer (dotted). Identifying potential compliance and/or control risks...

Compliance Manager

GoHealth - 66 reviews - Chicago, IL
Work directly with company leadership to evaluate compliance requirements and craft compliance programs....

Compliance Specialist

CBOE - 8 reviews - Chicago, IL 60605 (Near South Side area)
Assists Chief Compliance Officer (CCO) and Compliance Department by administering compliance initiatives designed to monitor systems for compliance with SEC and...
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Compliance Associate Intern

Group One Trading - 3 reviews - Chicago, IL 60605 (Near South Side area)
Annual compliance training. Supporting in data reviews for potential rule violations, assisting in aspects of project work and administrative tasks such as...
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Deputy Chief Compliance Officer

INTL FCStone - 36 reviews - Chicago, IL
Develops, organizes and delivers consistent compliance training, and reinforces all compliance related communications....

Chief Compliance Officer

National Express LLC - Lisle, IL
Chief Compliance Officer (CCO). Recruits, develops, and mentors other compliance professionals for continued development and including Safety compliance....

Commercial Banking Global Financial Crimes Compliance Associ...

JP Morgan Chase - 13,865 reviews - Chicago, IL 60603 (Loop area)
The GFCC team supporting CB seeks a highly motivated, team oriented Senior Compliance Officer. The position will report to a Compliance Director and it will...

Assistant Vice President Senior Compliance Officer - Unsecur...

HSBC - 7,747 reviews - Arlington Heights, IL
Helps implement the Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer, Area...
Compliance Analyst
Waterton - 9 reviews - Chicago, IL
Monitor compliance with Waterton’s Regulatory Compliance Manual. The Compliance Analyst will directly support the General Counsel and Chief Compliance Officer...

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