Compliance Officer jobs in Los Angeles, CA

Filter results by:
Sort by: relevance - date
Salary Estimate
Job Type
Experience Level
Jobs 1 to 10 of 883
Compliance Officer
Advanced Regulatory Compliance, Inc. - Beverly Hills, CA
Advanced Regulatory Compliance, Inc. Our firm is currently interviewing for an entry to mid-level compliance officer to maintain and service current client...
Easily apply
SVP, Chief Compliance Officer/FINOP
Opus Bank - 33 reviews - Irvine, CA
SVP, Chief Compliance Officer / FINOP. And, (iv) compliance with PCAOB standards; We seek an experienced Compliance leader to oversee regulatory compliance and...
Compliance Audit Manager
Westlake Financial Services - 59 reviews - Los Angeles, CA 90010
Coordinate with the Chief Compliance Officer, Compliance Supervisor, Vendor Management Supervisor & Corporate Training Manager to provide feedback of compliance...
Easily apply

BANK SECRECY ACT (BSA) Officer

First Commercial Bank(USA) - Alhambra, CA
Appointed by the Board of Directors, the BSA Officer is responsible for overseeing and administering the Bank’s BSA/AML compliance program to ensure that the...
Easily apply

RME Compliance Officer

Veterans Affairs, Veterans Health Administration - 2,590 reviews - Los Angeles, CA
$83,584 - $124,325 a year
The RM/RME Compliance Officer is accountable to the Deputy Nurse Executive. The RM/RME Compliance Officer utilizes sound clinical judgment, organizational...

Compliance Regulatory Officer

Wedbush Securities - 24 reviews - Los Angeles, CA 90017
Business conduct, compliance, series 7, regulatory, risk officer, testing. The Compliance Regulatory Officer will report directly to the Business Conduct...

Senior Compliance Officer

Woori Bank Los Angeles - Los Angeles, CA
Senior BSA/AML and OFAC Sanctions Compliance Officer. Among other duties, the Senior BSA/AML and OFAC Sanctions Compliance Officer will:....
Easily apply

Compliance Officer

Community Bank - 124 reviews - Pasadena, CA
Monitors compliance and ensures the correction of any deficiencies noted in Compliance Audits. Supports Bank compliance efforts by completing compliance and...
Upload your resume to save time and let employers find you
This won't submit your resume for any jobs

Compliance Officer

Advanced Regulatory Compliance, Inc. - Beverly Hills, CA
Advanced Regulatory Compliance, Inc. Our firm is currently interviewing for an entry to mid-level compliance officer to maintain and service current client...
Easily apply

RIA Compliance Officer

Advanced Regulatory Compliance, Inc. - Beverly Hills, CA
Advanced Regulatory Compliance, Inc. Our key services include investment adviser registrations, mock audits, annual reviews, due diligence/verifications,...
Easily apply

Compliance Officer II

CTBC Bank USA - Los Angeles, CA 90017
Participate in compliance and CRA activities outside the Bank as requested by Compliance Manager. Monitor the compliance training programs and present...
Easily apply

CONTRACT COMPLIANCE OFFICER II

First 5 LA - 7 reviews - Los Angeles, CA
$4,585 - $6,877 a month
Contract Compliance and Amendments. The Contract Compliance Officer provides guidance and support to First 5 LA departments and external stakeholders on the...

Compliance and Privacy Manager

Citrus Valley Health Partners - 35 reviews - West Covina, CA 91790
CVP Corp Compliance Salary:. Certified in Healthcare Compliance (CHC) and/or Certified in Healthcare Privacy Compliance (CHPC)....
Senior Compliance Officer
Woori Bank Los Angeles - Los Angeles, CA
Senior BSA/AML and OFAC Sanctions Compliance Officer. Among other duties, the Senior BSA/AML and OFAC Sanctions Compliance Officer will:....
Easily apply
RIA Compliance Officer
Advanced Regulatory Compliance, Inc. - Beverly Hills, CA
Advanced Regulatory Compliance, Inc. Our key services include investment adviser registrations, mock audits, annual reviews, due diligence/verifications,...
Easily apply

Never miss a job. Get new jobs emailed to you daily.

Get email updates for the latest Compliance Officer jobs in Los Angeles, CA
You can cancel email alerts at any time.