Compliance Officer jobs in New York, NY

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Compliance Officer - Asset Management
Drum Associates - New York, NY
Aid Chief Compliance Officer and management on compliance and supervisory matters. Responsibilities of the Compliance Officer - Asset Management*....
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Sponsored by Drum Associates - 11 days ago
OFAC Investigations Analyst
MUFG 3 reviews - New York, NY
Assist OFAC Officer in compliance with OFAC Sanctions and Regulations as well as BTMU NY policy and procedures....
Sponsored by MUFG - 5 hours ago

Compliance Officer II

BNY Mellon 1,065 reviews - New York, NY - +1 location
Validates control processes to ensure compliance with laws, rules and regulations. Manages compliance efforts for the Company as they relate to moderately...

Compliance, Securities Division Compliance Officer, Associat...

Goldman Sachs 339 reviews - New York, NY
In particular, this Divisional Compliance Officer provides coverage support to Equity Sales, Derivative Sales, Cross Asset Sales, Convertible Sales, and Macro...

Compliance Coordinator

Paul, Weiss, Rifkind, Wharton & Garrison LLP 7 reviews - New York, NY
Working with the Professional Responsibility Counsel and the Compliance Attorneys, the Compliance Coordinator will report directly to the Professional...

Compliance Officer Corp. and Govt ratings

McGraw Hill Financial 210 reviews - New York, NY 10002 (Lower East Side area)
Develops compliance training which promotes heightened awareness of compliance procedures and processes. This Compliance Officer is responsible for covering...

Compliance Officer - NY

AIG 463 reviews - New York, NY
Work within a global compliance team to support compliance objectives. Compliance officer will be expected to build ongoing relationships with other team...

Compliance Officer

Legg Mason 14 reviews - New York, NY
Compliance or Sun. This position will report to QS Investors’ Chief Compliance Officer and work side-by-side with other compliance professionals and other...

Regulatory Exams Compliance Officer

Credit Suisse 355 reviews - New York, NY
Manage regulatory exams initiated by the SEC, FINRA and other SROs. Obtain, review and organize documents to be produced in connection with regulatory exams;

Compliance Officer

Fortress Investment Group LLC - New York, NY
Compliance Officer Location:. Conducting specific compliance reviews relating to a variety of compliance and regulatory topics to ensure the adequacy of the...

Compliance Officer

Citi 2,473 reviews - Long Island City, NY
Compliance and Control. The Analytics team acts within Corporate Compliance Group (CCG) to analyze and model Compliance Risk....

Director, Legal Affairs & Compliancae

Jewish Home Lifecare 33 reviews - New York, NY
Direct compliance monitoring. Reporting to the Director of Legal Affairs and Compliance will be the Associate General Counsel, Chief Compliance Officer,...
Chief Compliance Officer HSI
HSBC 2,646 reviews - New York, NY
Implements the Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer, Area...
Sponsored by HSBC - 25 days ago
Director of Compliance & Risk Operations
American Express Global Business Travel 14 reviews - New York, NY
Support the Regional Compliance & Risk staff in the implementation and execution of the Global Compliance Program....
Sponsored by American Express Global Business Travel - 27 days ago
Compliance Specialist
AABR,Inc. - Queens, NY
The Compliance Specialist is responsible for all clerical/tracking procedures necessary for the maintenance of an effective compliance communication and...
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Sponsored by AABR,Inc. - 14 days ago

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Company with Compliance Officer jobs
2,646 reviews
HSBC is a leading world bank, covering 74 countries and territories. Our size and global reach offer exceptional career opportunities