Compliance Officer jobs in New York, NY

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Compliance Officer - BG1
International Financial Services Corporation - Manhattan, NY
to identify a Compliance Officer for a mid-sized... class compliance department. Desired skills and experience: We are ideally looking for a compliance...
Sponsored by BarkerGilmore - 30+ days ago
Chief Compliance Officer
Abbott Capital Management - New York, NY
The Chief Compliance Officer will be responsible for developing and managing Abbott’s compliance... and overall culture of compliance. Management of the...
Sponsored by OneWire Inc. - 27 days ago

Associate/Senior Associate, Regulatory Risk

KPMG 777 reviews - New York, NY
One year of experience in regulatory compliance as a bank compliance manager and/or officer, compliance auditor, regulatory counsel, or at a federal banking...
KPMG LLP - 18 hours ago - save job - email - more...

SVP Compliance Risk Strategy

HSBC 1,961 reviews - New York, NY
Partners with businesses and local compliance officers (LCOs) to assess whether business lines are meeting standards and to identify trends, through the...
1 day ago - save job - email - more...

Compliance Officer - Ratings Services

McGraw Hill Financial 162 reviews - New York, NY
The Compliance Officer for Standard & Poor’s North America (CO-NA) is responsible for operating the Compliance Program for S&P in the North America region....
1 day ago - save job - email - more...

Compliance Officer

NYC Office of the Comptroller - New York, NY 10003 (Greenwich Village area)
Compliance Officer NYC Office of the Comptroller Salary:. June 16, 2014 - Until Filled JVN:. The New York City Comptroller’s Office is responsible for oversight...
Monster - 1 day ago - save job - email - more...

Prime Services Compliance Manager Job

BNY Mellon 796 reviews - Jersey City, NJ
The Compliance Department is seeking a Senior Compliance Officer to advise its Collateral Funding & Trading (CF&T) and Prime Broker Services Groups on its...
15 hours ago - save job - email - more...

Deputy Chief Compliance Officer

PTS Group - New York, NY 10004 (Financial District area)
We are actively recruiting for a seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... $160,000 - $170,000 a year
4 days ago - save job - email - more...

Registrations Compliance Officer

Cantor Fitzgerald 26 reviews - New York, NY
Handle the daily monitoring of FINRA Web CRD, IARD and NFA ORS Compliance. File required FINRA form filings, U4, U5, BD, BR, 8-R, 8-T, etc....
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13 days ago - save job - email - more...

Director of Operational Risk Management

American Express 1,210 reviews - New York, NY
Reporting into the Lead Operational Risk Officer (LORO) for Institutional Risk, this position will provide subject matter expertise and executional support to...
5 hours ago - save job - email - more...

AVP Third Party Compliance Review Officer

HSBC 1,961 reviews - Jersey City, NJ
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
12 days ago - save job - email - more...

VP Team Lead - Third Party Compliance Review Officer

HSBC 1,961 reviews - Jersey City, NJ
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
12 days ago - save job - email - more...
VP Premier Wealth Advisor PCS
HSBC 1,961 reviews - New York, NY
Group compliance policy by containing compliance risk... of Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer. The term...
Sponsored by HSBC - 23 days ago
Corporate Compliance Specialist
Brookdale Hospital - Brooklyn, NY
Responsibilities: Support Chief Compliance Officer in developing, implementing, and maintaining the compliance audit work plan * Perform compliance audits...
Easily apply
Sponsored by Brookdale Hospital - 2 days ago
Compliance Associate
MKP Capital Management - New York, NY
Compliance program. Job Responsibilities: Support Compliance Officer to maintain firm’s entire compliance program. Update and track the firm’s compliance...
Sponsored by eFinancialCareers - 5 days ago

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