Compliance Officer jobs in New York, NY

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Chief Compliance Officer
Confidential - Broker Dealer - New York, NY
Chief Compliance Officer responsible for setting compliance standards and ensuring the framework is in place to proactively identify and manage risk....
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M/WBE Compliance Officer
DACK Consulting Solutions, Inc 2 reviews - White Plains, NY
Review vendor compliance issues that may impact certification eligibility. As an M/WBE Compliance Officer, the ideal candidate will set goals that will increase...
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Sr. Compliance Officer - Privacy Office, Vice President
MUFG Union Bank 28 reviews - New York, NY
The Senior Compliance Officer, Privacy (Information Security &. The Senior Compliance Officer will be responsible for....
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Compliance Risk Assessment Officer - Business Subject Matter...

Société Générale 165 reviews - New York, NY
The Compliance Department of Societe Generale U. Is seeking a team of compliance professionals to staff a newly-formed unit dedicated to administering a...

Compliance Officer

TD Bank 1,492 reviews - New York, NY
The Registration Compliance Officer is an integral part of the TDS US Compliance department. Updating the Registration and Training Compliance procedural...

Vice President – Legal Americas

Barclays 1,055 reviews - New York, NY
Agendas, board materials, resolutions, scheduling, logistics, minutes, Directors induction, Director compliance issues, written consents;...

Compliance Officer - Policies & Procedures

Société Générale 165 reviews - New York, NY
The Compliance Department is looking for a Compliance professional to work on the Compliance Department’s policy and procedure team....

Compliance Risk Officer

Oppenheimer & Co. Inc. - New York, NY
Compliance Risk Officer is responsible for a variety of Supervisory, Compliance and Risk functions within the branch....
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Compliance Officer II

BNY Mellon 1,334 reviews - New York, NY  +2 locations
Validates control processes to ensure compliance with laws, rules and regulations. Description Manages compliance efforts for the Company as they relate to...

Compliance Risk Asssessment Officer - Risk Subject Matter Ex...

Société Générale 165 reviews - New York, NY
The Compliance Department of Societe Generale U. Is seeking a team of compliance professionals to staff a newly-formed unit dedicated to administering a...

Compliance Officer – Regulatory Exams

S&P RATINGS SERVICES - New York, NY 10002 (Lower East Side area)
The Compliance Officer – Regulatory Exam Management will assist in overseeing the firm’s regulatory exam management program....

Compliance Officer

KraneShares - New York, NY
Securities & Compliance Industry:. The Compliance Officer will audit and identify processes and/or activities to ensure they are in compliance with applicable...
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Chief Compliance Officer

Broker Dealer Firm - New York, NY 10005 (Financial District area)
$90,000 a year
AML Compliance, 15C35 Compliance, Wash Sale Compliance, 407 Compliance, Best Execution Compliance, OATS....
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Mortgage Compliance Officer
InterContinental Capital Group - Jericho, NY
The Compliance Officer will be responsible for regular reporting to the senior management team on regulatory compliance matters....
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Healthcare Compliance Auditor
MJHS 41 reviews - Brooklyn, NY
Reporting to the Corporate Compliance Officer for MJHS and working collaboratively with members of our Compliance and management staff you will help support the...
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Compliance Officer salaries in New York, NY

$101,844 per year

34.5% higher than national average

$64,974 $159,638
Common

Salary data based on 119 employees and 825 jobs

Company with Compliance Officer jobs
At MJHS, we share a set of core values. They represent our commitment to providing the highest quality of care and service for our patients.