Compliance Officer jobs in New York, NY

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Compliance Officer - Asset Management
Drum Associates - New York, NY
Aid Chief Compliance Officer and management on compliance and supervisory matters. Responsibilities of the Compliance Officer - Asset Management Include:....
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Sponsored by Drum Associates  - 25 days ago
Compliance Officer Advisory
Henderson Harbor Group - New York, NY
Our client, one of the world’s largest Insurance Companies, located in New York City, is seeking a Compliance Officer to join and be dedicated in supporting the...
Sponsored by TheLadders.com  - 26 days ago
Vice President - Sanction & OFAC Examination Team
The Compliance Search Group - New York, NY
We have an unparalleled track record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...
Sponsored by TheLadders.com  - 19 days ago

Compliance Officer & Operations Associate

DeMatteo Monness LLC - New York, NY
The successful candidate will assist and report directly to the firm’s General Counsel, Chief Compliance Officer & Chief Operating Officer and will discharge...
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Compliance Officer

UBS 573 reviews - New York, NY
Compliance Officer working within Equities Compliance. The Compliance Officer will sit on the Equities trading floor in New York and will interact primarily...

Compliance Officer

Peerform - Manhattan, NY - +1 location
The Compliance Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Company’s compliance program, with a...
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Compliance Officer

TIAA-CREF 225 reviews - New York, NY 10002(Lower East Side area)
Compliance Officer – Broker-Dealer Compliance Investment Advisory Services and Individual Business TIAA-CREF Institutional and Individual Services LLC This...

Chief Compliance Officer - (Pharma req'd)

Intercept Pharmaceuticals - New York, NY 10011(Chelsea area)
Compliance, officer, biotech, pharma, anti-kickback, commercial, global. Is seeking a Chief Compliance Officer who will oversee the Corporate Compliance Program...

Fixed Income Compliance Officer

Jefferies & Company, Inc. - New York, NY
Jefferies is seeking an experienced Compliance Officer to act as the primary compliance advisor to Jefferies’ US Securitized Products and Interest Rate business...

Fixed Income Compliance Associate

Jefferies & Company, Inc. - New York, NY
Fixed Income Compliance Associate. Supporting desk coverage officers with daily responsibilities as well as compliance projects, responses to regulatory...

Futures and Derivatives Compliance Officer

Cantor Fitzgerald 31 reviews - New York, NY
The Firm is seeking a junior to mid-level compliance officer to provide real-time advice and support in a fast paced, high-pressure environment....
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Senior Compliance Officer

Green Key Resources 22 reviews - New York, NY
Assist in the conducting of compliance inspections of branch offices, trading desks, and other reviews in Markets and Corporate Finance business divisions....

Compliance - Anti Corruption Compliance Officer, Associate -...

JPMorgan Chase 6,980 reviews - New York, NY
Compliance, Compliance Officer. Compliance - Anti Corruption Compliance Officer, Associate - New York, NY. Of compliance with controls and remediation efforts....
Deputy Chief Compliance Officer
Michael Page US - Manhattan, NY
Assist in directing overall compliance program and compliance strategy. The successful Deputy Chief Compliance Officer will benefit from the following:....
Sponsored by Michael Page US  - 30+ days ago
Compliance Specialist
AABR,Inc. - Queens, NY
The Compliance Specialist is responsible for all clerical/tracking procedures necessary for the maintenance of an effective compliance communication and...
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Sponsored by AABR,Inc.  - 30+ days ago

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Company with Compliance Officer jobs
Drum Associates is a premier provider of executive human capital solutions.