Compliance Officer jobs in New York, NY

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Compliance Officer - Equities
Execu | Search 40 reviews - Manhattan, NY
The Compliance Officer will be responsible for cash equities and equity derivatives trading surveillance compliance for the firm....
Sponsored by Execu | Search - 30+ days ago
Senior CMB Portfolio Risk Manager NAM
HSBC 2,514 reviews - New York, NY
The jobholder will implement the Group’s compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Business Compliance...
Sponsored by HSBC - 4 days ago
Compliance Specialist
MJHS 28 reviews - Brooklyn, NY
Collaborates with Compliance Officer to conduct necessary follow-up on compliance matters (investigations, allegations of non-compliance, privacy breaches,...
Sponsored by MJHS - 15 days ago

Compliance Officer

Research Foundation of The City University of New... 6 reviews - New York, NY
Compliance Officer will be responsible for running the Office of Responsible. Officer, and the Director of Research and Sponsored Programs, the Compliance....

VP Global Sanctions Investigations Manager

HSBC 2,514 reviews - New York, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

COMPLIANCE OFFICER, TIMEKEEPING

Metropolitan Transportation Authority 50 reviews - Manhattan, NY
Compliance Officer, Timekeeping. The Compliance Officer will manage and oversee Compliance in the Timekeeping and Payroll Units....

Surveillance Generalist - Calibration Compliance Officer (Vi...

Deutsche Bank 563 reviews - New York, NY
Legal, Compliance and Government & Regulatory Affairs. The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory...

Compliance Officer II Job

BNY Mellon 1,002 reviews - New York, NY - +1 location
Compliance Officer II (Job Number:. Compliance & Ethics-HR06015. Risk and Compliance provide risk and compliance services across all BNY Mellon businesses....

Director of Research Compliance

Research Foundation of The City University of New... 6 reviews - New York, NY
City University of New York (CUNY) HRPP and Research Compliance Offices and the. Hunter College seeks a Director of Research Compliance tooversee its Office of...

Compliance Review Officer

Credit Suisse 334 reviews - New York, NY
Conduct compliance reviews cross divisionally. Work closely with line/product compliance throughout the review process....

Associate Compliance Officer

Legg Mason 14 reviews - New York, NY
Legg Mason is currently seeking an Associate Compliance Officer to join the US-Mutual Fund Compliance team. Provide training to mutual fund business personnel...

Institutional Banking Compliance Officer

Morgan Stanley 812 reviews - New York, NY
The Institutional Banking Compliance Officer is part of the Bank Group Compliance (BGC) team covering Morgan Stanley's U.S....

Compliance Manager 4

Wells Fargo 8,122 reviews - New York, NY
A Senior Compliance Officer in the Wholesale Operational Risk & Compliance Group (WORC) is responsible for working with the WORC Chief Compliance Officer (CCO)...
SEF Compliance Officer Job
Bloomberg 172 reviews - New York, NY
Bloomberg is seeking a Swaps Regulatory Compliance Officer who will be responsible for supporting the implementation and management of the overall compliance...
Sponsored by Bloomberg - 19 days ago
VP Premier Relationship Manager
HSBC 2,514 reviews - New York, NY
The jobholder will implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,...
Sponsored by HSBC - 1 day ago

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Company with Compliance Officer jobs
2,514 reviews
HSBC is a leading world bank, covering 74 countries and territories. Our size and global reach offer exceptional career opportunities