Compliance Officer jobs in New York, NY

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Financial Crime - Transaction Surveillance Associate
BlackRock - 159 reviews - New York, NY 10001
Cultivating and enhancing BlackRock’s compliance culture; Developing and fostering excellence within the Compliance team....
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VP Senior Manager Local Compliance Officer Swap Dealer - Adv...
HSBC - 4,209 reviews - New York, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
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Compliance Officer (Compliance Consultant 4)
Wells Fargo - 15,268 reviews - New York, NY
This is an opportunity to join the Wholesale Operational Risk & Compliance Group (WORC) as a Compliance Officer....
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Compliance Officer, OM/WBE

MAYORS OFFICE OF CONTRACT SVCS - Manhattan, NY
$85,000 - $95,000 a year
The M/WBE Compliance Officer is responsible for the department’s compliance functions including; The M/WBE Compliance Officer ensures compliance with Local Law...

Compliance Officer

Fresenius Medical Care - 1,924 reviews - New York, NY
Assists with Corporate Compliance meetings, ensuring high level compliance issues are addressed. Leads FMCNA compliance activities within the division to...

Control Room Compliance Officer

UBS - 852 reviews - New York, NY
Liaise with other compliance and control teams to provide compliance advice to investment banking, capital markets and research and respond to relevant...

Regulatory Affairs Compliance Officer

ITG - 10 reviews - New York, NY 10017 (Midtown area)
ITG is looking for a dynamic and detail-oriented Regulatory Affairs Compliance Officer to join our Global Compliance team....

Compliance Risk Assessment Officer

Société Générale - 472 reviews - New York, NY
Compliance results are also the basis for the development of control enhancement initiatives to reduce Compliance risk....

Compliance Operations and Fraud Officer

Brown Brothers Harriman - 115 reviews - New York, NY
The Compliance Manager / Operations & Fraud Officer will have responsibility for providing Compliance coverage and support for the Service Delivery (SD) pillar...

SVP Compliance Officer

The TCW Group, Inc. - New York, NY
The Senior Vice President Compliance Officer reports to the firm’s Chief Compliance Officer and will be responsible for assisting with a variety of compliance...

Compliance Manager

Bank of America - 15,303 reviews - New York, NY
The Compliance Manager is accountable for contribution to the requirements in the Global Compliance Policy aligned to compliance officers, including but not...

Chief Compliance Officer

Urban Pathways - 25 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...

Compliance Officer (Compliance Consultant 4)

Wells Fargo - 15,268 reviews - New York, NY
This is an opportunity to join the Wholesale Operational Risk & Compliance Group (WORC) as a Compliance Officer....
Compliance Assistant
Responsible for any other tasks and/or special projects as may be assigned by the Compliance Officer or attorneys within the Legal Department....
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Investment Advisers Act of 1940 Omega Global Partners – New...
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
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