Compliance Officer jobs in New York, NY

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Municipal Securities Compliance Officer
Michael Page International - US 45 reviews - Manhattan, NY
$100,000 - $150,000 a year
Client Details A Top tier Financial Services organization Description The Municipal Securities Compliance Officer will provide advisory compliance support for...
Sponsored by eFinancialCareers - 4 hours ago
Compliance Officer, Compliance Examinations (S&P Capital IQ)
McGraw Hill Financial 173 reviews - New York, NY
Compliance examinations or compliance surveillance background within financial services or with a regulator required, minimum of 5 years....
Sponsored by McGraw Hill Financial - 21 days ago

Control Room Compliance Officer

UBS 433 reviews - New York, NY
 Advisory – assist the Compliance team in providing compliance advice to CCS, Research, CAG and WMA. The role will also provide excellent exposure to and the...
16 hours ago - save job - block - email - more...

Compliance Officer Fair Lending Statistician

Citi 2,034 reviews - Long Island City, NY
Design and employ statistical analysis and modeling techniques to assist Corporate Fair Lending and all relevant business units (fair lending officers and fair...
23 hours ago - save job - block - email - more...

Compliance Specialist

MJHS 23 reviews - Brooklyn, NY
Collaborates with Compliance Officer to conduct necessary follow-up on compliance matters (investigations, allegations of non-compliance, privacy breaches,...
1 day ago - save job - block - email - more...

Regulatory Compliance Officer

Michael Page USA - Manhattan, NY - +1 location
$60,000 - $85,000 a year
The Regulatory Compliance Officer is responsible for reviewing banking and compliance policies, procedures and internal controls developed for compliance over a...
Michael Page - 3 days ago - save job - block - email - more...

VP - Compliance Training

Career Path Group - New York, NY 10020 (Midtown area)
Work with Business Line Compliance Officers to identify specified scope of targeted training modules. VP - Compliance Trainer & Writer - Location:....
2 days ago - save job - block - email - more...

Investment Compliance Associate

Solomon Page Group 7 reviews - New York, NY
Investment Compliance Associate. This person will report into the Investment Compliance Officer and will be responsible for supporting compliance functions for...
Easily apply
2 days ago - save job - block - email - more...

Compliance Manager, Funds Compliance

JPMorgan Chase 5,397 reviews - New York, NY
Morgan Funds Chief Compliance Officer; Compliance Manager, Funds Compliance. Morgan Funds Compliance program. Morgan Funds Compliance team in New York....
1 day ago - save job - block - email - more...

Senior Compliance Officer

National Asset Management - New York, NY
Work directly with the Chief Compliance Officer to implement firm policies and procedures. Provide compliance training and guidance....
Easily apply
9 days ago - save job - block - email - more...

Compliance Manager - Investments

OppenheimerFunds 5 reviews - New York, NY
Assist and support the ongoing Compliance training program by assisting with preparation of compliance training materials and compliance bulletins targeted at...
1 day ago - save job - block - email - more...

Compliance Officer Fixed Income

Citi 2,034 reviews - New York, NY
The Compliance Officer position will report to the Compliance Director who covers the municipal securities business and will primarily advise the business on...
16 days ago - save job - block - email - more...
Senior Compliance Officer
National Asset Management - New York, NY
Work directly with the Chief Compliance Officer to implement firm policies and procedures. Provide compliance training and guidance....
Easily apply
Sponsored by National Asset Management - 9 days ago
Compliance Officer
Abacus Group - New York, NY
$100,000 - $150,000 a year
An investment technology organization seeks a Compliance Officer. In the Compliance Officer role, the right candidate will be responsible for the following:....
Sponsored by Abacus Group - 30+ days ago
Chief Compliance Officer
Boutique Broker/Dealer - New York, NY
$186,000 - $222,000 a year
Boutique Broker/Dealer based in NYC is looking to add a Chief Compliance Officer to the executive staff. If you are interested in making an immediate impact on...
Sponsored by TheLadders.com - 13 days ago

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