Compliance Officer jobs in New York, NY

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Compliance Officer - BG1
International Financial Services Corporation - Manhattan, NY
to identify a Compliance Officer for a mid-sized... class compliance department. Desired skills and experience: We are ideally looking for a compliance...
Sponsored by BarkerGilmore - 30+ days ago
Trade Services Compliance & Risk Officer
HSBC 2,041 reviews - Brooklyn, NY
compliance policy locally by containing compliance... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance...
Sponsored by HSBC - 4 days ago

Compliance Officer, Advisory

American International Group 343 reviews - New York, NY
AIG has an opportunity for a Compliance Officer, Advisory position in the Global Legal, Compliance and Regulatory Department, a recent recipient of the New York...
3 days ago - save job - email - more...

Junior Client Service Officer

CIT 87 reviews - New York, NY
The Junior Client Service Officers are the key contacts for all client inquiries. Each Junior Client Service Officer is assigned multiple clients to manage and...
2 days ago - save job - email - more...

Compliance Officer

Western Asset Management 3 reviews - New York, NY
Daily oversight of assigned portfolios for compliance with guidelines, internal policies and regulatory issues....
1 day ago - save job - email - more...

Compliance Officer GIU AML Investigations

Citi 1,952 reviews - Long Island City, NY
These AML proactive investigations are generated from sources such as reviews of the highest risk clients, ad-hoc searches, Business Compliance or Business...
1 day ago - save job - email - more...

Complex Risk Officer

Morgan Stanley 670 reviews - New York, NY
The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Complex Risk Officer,...
2 days ago - save job - email - more...

Compliance Officer, Compliance Examinations (S&P Capital IQ)

McGraw Hill Financial 166 reviews - New York, NY
This position will be responsible for planning, executing and reporting compliance examinations of S&P operating units (S&P Ratings Services, S&P Cap IQ, S&P...
1 day ago - save job - email - more...

Compliance Officer

JPMorgan Chase 5,191 reviews - New York, NY
The Compliance Officer position is for the JPMorgan Chase Brokerage/Investment Advisor Compliance Department and will report to the Vice President of the...
3 days ago - save job - email - more...

AML Controls Compliance Officer

Credit Suisse 260 reviews - New York, NY
Coordination and implementation of the Compliance relevant FATCA- regulations related to CID controls. Organisation and consolidation of the regional/local...
4 days ago - save job - email - more...

Compliance Officer

Peak Organization 4 reviews - New York, NY
Our client is a boutique trading firm that has an immediate opening for a Compliance Officer ( CO). The CO is responsible for the implementation and management...
Easily apply
3 days ago - save job - email - more...

Compliance Officer Private Bank Banking and Lending

Citi 1,952 reviews - Long Island City, NY
Compliance Officer covering all aspects of mortgage lending, consumer lending, investment finance & lending, Fair Lending and other Bank and lending related...
1 day ago - save job - email - more...
Compliance Officer
Abacus Group - New York, NY
a Compliance Officer. In the Compliance Officer role... compliance program Development of the firm's business continuity policy For the Compliance Officer role... $100,000 - $150,000 a year
Sponsored by Abacus Group - 11 days ago
OFFICER-COMPLIANCE
McGraw Hill Financial 166 reviews - New York, NY
Compliance function seeks to facilitate compliance... Securities Disclosure Compliance with an opportunity to grow within the Compliance organization. The Team...
Sponsored by McGraw Hill Financial - 5 days ago
Compliance Officer, Compliance Examinations (S&P Capital IQ)
McGraw Hill Financial 166 reviews - New York, NY
to assess compliance with regulations, industry practice codes, Codes of Conduct and compliance policies... Required: Compliance examinations or compliance...
Sponsored by McGraw Hill Financial - 1 day ago

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