Compliance Principal jobs in San Diego, CA

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Tacoma, Washington - Assistant Principal Positions
$126,261 - $135,970 a year
Provides leadership and direction to assist the principal in emergency situations. Participates at staff meetings and in-service training programs sponsored by...
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Research Operations Manager
Artemis Institute for Clinical Research - San Diego, CA 92103
$70,000 - $85,000 a year
Ensure compliance with the proper utilization of the CTMS. Collaborate with the Principal Investigator to ensure all staff are trained appropriately on study...
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VP Trading & Operations Compliance-Blue Sky
LPL Financial - 302 reviews - San Diego, CA
The Trading & Operations Compliance Vice President will be responsible for the establishment and implementation of an enhanced Blue Sky Compliance Program....

Supervisory Principal, Central Supervision -San Diego Locati...

LPL Financial - 302 reviews - San Diego, CA
The Supervisory Principal, as part of the Central Supervision Unit (CSU) within our Compliance, Legal, and Risk (CLR) division, will be responsible for...

Supervisory Principal, Complex Products (Alternative Investm...

LPL Financial - 302 reviews - San Diego, CA
We are currently looking to hire a Supervisory Principal within the Complex Product Supervision (Alternative Investments) department, which is a part of LPL’s...

Regulatory Writer- San Diego, CA

Certara - 3 reviews - San Diego, CA
Participate on project teams that may be led by a Principal Regulatory Writer, Associate Principal Regulatory Writer, or Senior Regulatory Writer....

Principal, Business Risk Management

CoreLogic - 518 reviews - San Diego, CA 92131
Compliance Management System. The Principal, Business Risk Management plays a key role in working with the appropriate parties to ensure that the key components...

Principal Design Quality Engineer

HLogic - San Diego, CA
Generating and driving risk management activities including system risk analysis, DFMEA, PFMEA, SFMEA and requirements compliance matrix (ERM)....

Assistant Vice President, Regulatory Reporting

LPL Financial - 302 reviews - San Diego, CA
The Assistant Vice President of Regulatory Reporting plays a critical role in monitoring the firm’s capital adequacy and compliance with financial regulations....

Analyst, Compliance

LPL Financial - 302 reviews - San Diego, CA
We are currently looking to hire an Analyst within the Surveillance Department, which is a part of LPL’s Governance, Risk & Compliance (GRC) organization....

Sr Analyst, Compliance

LPL Financial - 302 reviews - San Diego, CA
We are currently looking to hire a Senior Compliance Analyst within the Surveillance Department, which is a part of LPL’s Governance, Risk & Compliance (GRC)...

Contract Administrator 4

Northrop Grumman - 3,450 reviews - San Diego, CA
And monitoring contract performance to ensure compliance. Must have demonstrated track record dealing with government and/or commercial contracting and have a...

VP, Associate Counsel

LPL Financial - 302 reviews - San Diego, CA
The role will require frequent interaction with the company’s compliance, operations and business development teams....
Supervisory Principal
Aston Carter - 24 reviews - San Diego, CA 92103
Ability to develop compliance systems and strategies for effective supervision. Ensures advisor and OSJ understanding and compliance with all firm and industry...
Analyst, Compliance
LPL Financial - 302 reviews - San Diego, CA
We are currently looking to hire an Analyst within the Surveillance Department, which is a part of LPL’s Governance, Risk & Compliance (GRC) organization....