Compliance Principal jobs in San Diego, CA

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Vice President, Risk Operations
LPL Financial 81 reviews - San Diego, CA
13+ years or industry experience (preferably financial services) in several disciplines (operations, internal audit, compliance, risk management, other internal...
Sponsored by LPL Financial - 23 days ago
Data Governance Manager
PREDICTif Solutions - San Diego, CA
 Manages the creation of quarterly compliance reports.  Assesses data repositories for compliance with data governance policies and standards....
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Sponsored by PREDICTif Solutions - 7 days ago

CONTRACT & GRANT SPECIALIST

UC San Diego Health System 3 reviews - San Diego, CA
Responsibilities include the compilation, and processing of contract and grant proposals, business/service contracts, subcontracts, etc., in partnership with...
17 hours ago - save job - email - more...

Data Governance Manager

PREDICTif Solutions - San Diego, CA
 Manages the creation of quarterly compliance reports.  Assesses data repositories for compliance with data governance policies and standards....
Easily apply
7 days ago - save job - email - more...

Vice President, Special Investigations Unit

LPL Financial 81 reviews - San Diego, CA
Referrals from the firm’s Advisor Business Conduct (ABC) committee, Governance, Risk & Compliance (GRC) branch exams, surveillance and advisor review staffs, as...
20 days ago - save job - email - more...

Vice President, Risk Operations

LPL Financial 81 reviews - San Diego, CA
13+ years or industry experience (preferably financial services) in several disciplines (operations, internal audit, compliance, risk management, other internal...
23 days ago - save job - email - more...

Regional Vice President

Wells Fargo 6,903 reviews - San Diego, CA
Comprehensive knowledge of credit policy, compliance and underwriting requirements. Typically in the delivery of these products a bank participates as a...
2 days ago - save job - email - more...

Financial Specialist

UC San Diego Health System 3 reviews - San Diego, CA
$16.89 - $23.30 an hour
Ability to perform internal audits of procedures to ensure compliance with OMB A-110, OMB A-133 and OMB A-121....
3 days ago - save job - email - more...

Fund Analyst

UC San Diego Health System 3 reviews - San Diego, CA
$20.16 - $28.10 an hour
Work with various Principal Investigators (PIs) inclduing Senior Leaders PIs to provide successful financial management of multiple/various fund sources....
6 days ago - save job - email - more...

Campus Security Specialist

Poway Unified School District 17 reviews - San Diego, CA
$14.25 - $18.23 an hour
Assure compliance with school rules; Assure student compliance with school and District policies and regulations....
19 hours ago - save job - email - more...

Quality / Compliance Manager

BTS Research - San Diego, CA 92121
Compliance / Quality Manager. Primary contact in Regulatory Compliance; The Manager, Quality Assurance/ Compliance Professional serves as the focal point for...
Monster - 3 days ago - save job - email - more...

Financial Services Representative

MetLife 809 reviews - San Diego, CA
Ability to learn and adhere to compliance regulations and all Met. Summary of Responsibilities:....
4 days ago - save job - email - more...
Vice President, Associate Counsel - Regulatory Affairs
LPL Financial 81 reviews - San Diego, CA
Prepare drafts of internal policies and procedures for business units, especially the Governance, Risk & Compliance department....
Sponsored by LPL Financial - 30+ days ago
Senior IT Auditor
Sempra Energy 15 reviews - San Diego, CA
Under direction of Project Manager or Principal Auditor, plan audits, determine scope and develop project specific risk and controls matrices....
Sponsored by Sempra Energy - 16 days ago
Principal Biostatistician
SynteractHCR, Inc. - United States
The Principal Biostatistician performs the data analysis with supervision for assigned clinical studies....
Sponsored by SynteractHCR, Inc. - 16 days ago

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