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Compliance Program Advisor jobs in California

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RIA Compliance Consultant
Advanced Regulatory Compliance, Inc. - Beverly Hills, CA
Advanced Regulatory Compliance, Inc. Our key services include investment adviser registrations, mock audits, annual reviews, due diligence/verifications,...
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Sponsored
Investment Advisory Compliance Consultant
Advanced Regulatory Compliance, Inc. - Beverly Hills, CA
Advanced Regulatory Compliance, Inc. Our key services include investment adviser registrations, mock audits, annual reviews, due diligence/verifications,...
Easily apply
Sponsored
Managing Consultant – Enterprise Risk & Internal Audit - San...
CrossCountry Consulting - 2 reviews - San Francisco, CA
Internal Audit Outsourcing/Co-sourcing Sarbanes-Oxley Compliance Governance, Risk, and Compliance Technology & Information Risk Advisory Fraud & Investigation...
Sponsored

Manager- Compliance and Risk Services – Entry Level

CNM, LLP - Irvine, CA
Building internal teams through participation in our mentoring program and interviewing. Being a trusted advisor by understanding success and value from the...

Manager- Accounting and Transaction / Compliance and Risk Se...

CNM, LLP - Irvine, CA
Building internal teams through participation in our mentoring program and interviewing. Being a trusted advisor by understanding success and value from the...

Coordinator of Special Grants - Californ...

West Hills Community College District - Coalinga, CA
$47,629 - $94,302 a year
Federal programs and state regulations related to grant funded programs. Supervise staff such as clerical and program staff, advisors, tutors, and instructional...

Compliance Consultant 5

Wells Fargo - 13,318 reviews - San Francisco, CA
May assist with Investment Advisor and Mutual Fund compliance programs and projects. Design and review effective compliance testing strategies of the risk-based...

Corporate Auditor: Operational, Safety, Security & Complianc...

Southern California Edison - 421 reviews - Rosemead, CA
Knowledge of and experience applying regulatory and legislative compliance for utilities (FERC, NERC, CPUC, etc.)....

Coordinator of Special Grants - Adult Ed...

West Hills Community College District - Mendota, CA
$47,629 - $94,302 a year
Federal programs and state regulations related to grant funded programs. Supervise staff such as clerical and program staff, advisors, tutors, and instructional...

Assistant Director

University of California, Santa Barbara - 6 reviews - Santa Barbara, CA
$51,181 - $71,717 a year
Direct Loan Program. Ensures the department remains in compliance with strict federal, state and university regulations by overseeing various programs....

Strategic Military & Community Relations Regional Manager

Trident University International - Cypress, CA 90630
Overseeing remote on-base/site programs and events. Briefing education office staff on TUI programs and offerings....

WFS Program Analyst 3 Energy & Corporate

Wells Fargo - 13,318 reviews - Los Angeles, CA
WFS Program Analyst 3 - Energy & Corporate. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational,...

Provider Contract Manager

Kaiser Permanente - 3,647 reviews - Burbank, CA  +1 location
Evidence of a robust Quality Program. This includes participating in collaboration with Actuarial Services and internal advisors when appropriate....
Facilities Engrg & Planning Manager
Develop effective and broad trusted advisor relationships with key business partners and users on the basis of credibility and expertise in matters related to...
Sponsored
Internal Auditor
Lending Club - 20 reviews - San Francisco, CA
Acts as a trusted advisor. Develops and executes audit programs and testing procedures relevant to risk and test objectives....
Sponsored

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