Compliance jobs in Secaucus, NJ

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AVP, Policies and Procedures, Compliance
OppenheimerFunds 10 reviews - New York, NY
5-10 years Compliance experience within the financial services industry. Create and draft compliance bulletins to educate employees on updates to policies or...
Sponsored by OppenheimerFunds
Compliance Analyst--177600
Adecco 4,733 reviews - Jersey City, NJ
Responsibilities for this Compliance Analyst job include:. Conducting audits to ensure compliance with independence policies and procedures....
Sponsored by Adecco
Senior Associate - Deloitte Forensic - Anti Money Laundering...
Deloitte 1,727 reviews - Jersey City, NJ
Experience in managing a team of professional AML/OFAC compliance practitioners. Ability to coordinate/develop annual AML / BSA / OFAC compliance and project...
Sponsored by Deloitte

Volcker Testing Compliance Officer

UBS 585 reviews - Weehawken, NJ  +1 location
The Compliance Review Team (CRT), a unit within Compliance and Operational Risk Control (C&ORC), is a cross-divisional team that conducts reviews of UBS’s...

Senior Compliance Associate

Prudential 759 reviews - Newark, NJ
Prudential Investment Management, Inc., (PIM) Compliance seeks a Compliance Analyst to support PIM's Public Fixed Income unit in Newark, NJ....

Independence Compliance Audit Associate

EY 1,299 reviews - Secaucus, NJ
Independence Compliance Audit Associate. As Independence Compliance Associate you must be prepared to communicate with team members at all levels....

Compliance Review Officer

Credit Suisse 369 reviews - New York, NY
Manage and lead Compliance reviews cross divisionally. Work closely with line/product compliance throughout the review process....

Jr. Fixed Income Compliance Officer

Credit Suisse 369 reviews - New York, NY
Performs compliance reviews, provides compliance information, and assists with communications. Communicates local compliance procedures....

Compliance Analyst

Actavis 85 reviews - Jersey City, NJ  +1 location
Administering compliance training, advising the business on the proper application of compliance policies and compliance controls, assisting the business with...

OFAC Investigations Analyst

MUFG 3 reviews - New York, NY
Support general compliance activities and other duties, including special projects, as assigned. Assist OFAC Officer in compliance with OFAC Sanctions and...

Compliance Specialist

Hackensack University Medical Center 125 reviews - Hackensack, NJ
The Compliance Specialist is responsible for assuring on-going compliance by actively participating in the Compliance Program....

Regulatory Compliance Management Framework Compliance

RBC 301 reviews - Jersey City, NJ
Minimum 3 years Compliance experience. Understanding of compliance issues for Broker-Dealers. Support the US Capital Markets platform and ensure compliance with...

Non-Cash Compensation (NCC) Analyst, WM&IS Risk and Supervis...

UBS 585 reviews - Weehawken, NJ
Escalate issues/concerns to Compliance. The individual will work closely with Compliance, Complex Supervisors, and other internal UBS business departments (i.e....
Compliance Review Examiner – VP
Drum Associates - New York, NY
$140,000 a year
Currently looking for a VP Compliance Review Examiner to join the Compliance department at an international bank with offices in NYC....
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Sponsored by Drum Associates
Regulatory Affairs Specialist
Symrise 26 reviews - Teterboro, NJ
Support the TTB filings of Drawback Alcohol and related TTB functions and Raw Material Regulatory Compliance using SAP, Symcom information systems and in...
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Sponsored by Symrise

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Company with Compliance jobs
OppenheimerFunds, a leader in asset management, is dedicated to providing solutions for its partners and end investors