Cor Clearing jobs in Omaha, NE

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Compliance Analyst
COR Clearing LLC - Omaha, NE
Compliance Analyst RESPONSIBILITIES INCLUDE: Research regulatory inquiries by FINRA, SEC and other regulatory authorities Register employees with FINRA...
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Sponsored by COR Clearing LLC - 28 days ago
Compliance Officer
COR Clearing LLC - Omaha, NE
Compliance Officer RESPONSIBILITIES INCLUDE Prepare regulatory and subpoena responses Communicate quarterly compliance reminders to introducing broker dealers...
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Sponsored by COR Clearing LLC - 15 days ago

Brokerage Operations

COR Clearing LLC - Omaha, NE
COR Clearing, LLC is a national securities broker-dealer with self-clearing operations headquartered in Omaha, NE....
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12 days ago - save job - block - email - more...

Risk Officer

COR Clearing LLC - Omaha, NE
COR Clearing LLC is a national securities broker-dealer with self clearing operations headquartered in Omaha, NE....
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3 days ago - save job - block - email - more...

Compliance Officer

COR Clearing LLC - Omaha, NE
Responsible for reporting complaints to FINRA in accordance with regulation. Refer regulatory inquiries and subpoenas to AML for additional when required....
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15 days ago - save job - block - email - more...

Senior DBA

COR Clearing LLC - Omaha, NE
Are you a highly skilled Senior DBA? We are looking for you! We are a well-established growing financial services company looking for a Senior Database...
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20 days ago - save job - block - email - more...

AML Analyst

COR Clearing LLC - Omaha, NE
Investigate COR customers whose names appear on the 314(a) lists, FINRA, SEC and other government related requests....
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15 days ago - save job - block - email - more...

Compliance Analyst

COR Clearing LLC - Omaha, NE
Assist with child support liens and levies for correspondent accounts. Request and obtain completion of employee compliance questionnaires (including outside...
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28 days ago - save job - block - email - more...

Brokerage Operations Manager - Tax/Cost Basis

COR Clearing LLC - Omaha, NE
Review and update of cost basis information based on corporate actions and client activity. Maintenance of accounts held on our books per IBD request;....
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15 days ago - save job - block - email - more...

Front-End GWT Architect

COR Clearing LLC - Omaha, NE
The role provides the successful candidate with the opportunity to develop software across various technologies within the COR Clearing Technology team....
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21 days ago - save job - block - email - more...

Compliance Regulatory Trade Reporting

COR Clearing LLC - Omaha, NE
COR Clearing LLC is a national securities broker-dealer with self clearing operations headquartered in Omaha, NE....
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30+ days ago - save job - block - email - more...
AML Analyst
COR Clearing LLC - Omaha, NE
Document findings and basis for cases and alerts investigated Investigate COR customers whose names appear on the 314(a) lists, FINRA, SEC and other government...
Easily apply
Sponsored by COR Clearing LLC - 15 days ago
Brokerage Operations Manager - Tax/Cost Basis
COR Clearing LLC - Omaha, NE
Brokerage Operations Manager - Tax/Cost Basis Responsibilities Include: Generation of tax forms, monthly statements, daily confirms for client brokerage...
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Sponsored by COR Clearing LLC - 15 days ago

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