Finra $110,000 jobs in New York, NY

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Compliance Examiner - Market Regulation, Trading & Financial...
Finra 18 reviews - New York, NY
on nepotism. About FINRA FINRA is an independent... FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal Opportunity...
Sponsored by Finra - 10 days ago
Financial Operations Examiner – Market Regulation, Trading &...
Finra 18 reviews - New York, NY
to the FINRA Careers site, enter www.finra.org... FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal Opportunity...
Sponsored by Finra - 30+ days ago
Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra 18 reviews - New York, NY
on nepotism. About FINRA FINRA is an independent... FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal Opportunity...
Sponsored by Finra - 17 days ago

Regulatory Trade Reporting Compliance Professional

Morgan Stanley 608 reviews - New York, NY
Perform Monthly reviews of FINRA report card results for TRACE, MSRB, OATS, & TRF reporting. Knowledge of MSRB General Rules and FINRA Rule Series 6600, 6700...
20 hours ago - save job - email - more...

Senior Associate, Corporate Finance

KPMG 730 reviews - New York, NY
Three years of transactions related experience in a corporate finance environment from a Wall Street or middle-market investment bank with a track record of...
KPMG LLP - 11 days ago - save job - email - more...

Investment and Corporate Banking Compliance Director

JPMorgan Chase 4,677 reviews - New York, NY
JPMorgan Chase & Co. is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries....
1 day ago - save job - email - more...

GM Sr Trader II, Derivatives Job

BNY Mellon 757 reviews - New York, NY
Incumbent should have an in-depth understanding of global market influencers such as economic and political conditions, the balance of trade, inflation rates,...
3 days ago - save job - email - more...

Director of Strategic Accounts Job

CUNA Mutual Group 37 reviews - New York, NY
1) Minimum of 10 years of experience in retirement sales and/or account management. 2) Bachelors degree, or equivalent experience....
9 days ago - save job - email - more...

Senior Technology Manager - New York, NY or Rockville, MD

Finra 18 reviews - New York, NY
into your browser to reach our site directly. strategy, software development, operations, engineering, development services, information security, and...
1 day ago - save job - email - more...

CHIEF OPERATING OFFICER (MARK FIC)

SG AMERICAS SECURITIES, LLC - New York, NY 10167 (Midtown area)
Must have FINRA Series 7 & 63 licensing after commencement of employment. MFDV. EOE....
New York Times - 6 days ago - save job - email - more...

AVP, Compliance Monitoring and Testing

Barclays Investment Bank 9 reviews - New York, NY
BA/BS Degree is required. 3+ years of experience in financial industry. 3+ years of experience in a testing or branch examination position....
15 days ago - save job - email - more...

Chief Compliance Officer

Towers Watson 84 reviews - New York, NY
Experience with regulators and the investment industry in other jurisdictions a strong positive. At Towers Watson, we are more than individuals....
10 days ago - save job - email - more...

Investment Advisor, Private Wealth Managament

Access Staffing 68 reviews - New York, NY
Minimum of 3 years of Private Wealth / Personal Trust relationship management experience with an understanding of cash management products including money funds... $140,000 - $150,000 a year
3 days ago - save job - email - more...
Director
HSBC 1,863 reviews - New York, NY
preferred, but not required. Typically a minimum of 7 years M&A experience. FINRA Series 79 license Interpersonal/Personal Effectiveness Collaborate with...
Sponsored by HSBC - 2 days ago
Fiduciary and Risk Governance Manager
J.P. Morgan 4,677 reviews - New York, NY
Office) * Strong working knowledge & experience with regulatory rules; OCC, FINRA, SEC The Fiduciary & Risk Governance manager will also provide strategic...
Sponsored by Doostang - 3 days ago
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