Finra $130,000 jobs in New York, NY

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Vice President - Foreign Exchange, Local Markets & Commoditi...
BNP Paribas - 1,601 reviews - New York, NY
Business Overview: This group focuses on advice, training, monitoring and other second line of defense control function services provided in the coverage...
Vice President – Data Protection Lead
BNP Paribas - 1,601 reviews - Jersey City, NJ 07310
Experience with FFIEC and NIST frameworks FINRA Registrations Required:. About BNP Paribas:....
Senior Business Development/Evangelist – Digital Safe
Micro Focus - 106 reviews - New York, NY
FINRA Series 7, Series 24, Series 4, Series 63, Series 9, Series 55,. Discover the new Micro Focus – now the world’s 7th largest pure-play software company....

Associate Regional Director

U.S. Federal Government - 377 reviews - New York, NY
$185,454 - $245,830 a year
Communicating with FINRA and other self-regulatory organizations in order to monitor the operational and financial condition of securities industry registrants...

Investment Lab Analyst

Citi - 11,320 reviews - New York, NY
Qualification or progress toward FINRA Series 7, 63/65 or 66. United States,New York,New York....

Jr. Capital Markets Attorney

Morgan Stanley - 2,129 reviews - New York, NY 10032 (Washington Heights area)
Experience with trading and other applicable FINRA broker-dealer rules is very helpful but not required if candidate has a strong securities law background....

Index Structurer

Société Générale - 1,181 reviews - New York, NY
Must pass FINRA Series 7, 3 and 63 licensing after commencement of employment. Within Société Générale Corporate & Investment Banking, the Global Markets...

Quant Research Associate

BNP Paribas - 1,601 reviews - New York, NY
FINRA Registrations Required:. Fixed Income and Equity Research and Strategy Team is responsible for most aspects of quantitative research within the Global...

Vice President – Corporate Debt Origination – HY Team

BNP Paribas - 1,601 reviews - New York, NY
FINRA Registrations Required:. The Corporate Debt Origination group provides capital structure solutions to the corporate bank client portfolio....

Business Analyst / SEC Capital Rules - Contractor

Nomura Holdings, Inc. - 319 reviews - New York, NY
Spanning across all Americas Regulation (Dodd Frank, FINRA 4210, Capital,. America’s Regulatory Program Management team consists of full time....

Head of IT Infrastructure

Network ESC - New York, NY
$150,000 a year
Experience working in highly regulated environments such as SEC, FINRA, HIPAA, or PCI. Our client, a top US-based asset management firm is seeking a Head of IT...
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Disaster Recovery Cyber Resiliency Engagement Manager, Vice...

MUFG - 26 reviews - New York, NY
FFIEC, OCC, FINRA, Federal Reserve, NIST, COBIT, ITIL. Disaster Recovery Cyber Resiliency Engagement Manager, Vice President-10015481-WD....

Vice President - FX DMA Project Manager

BNP Paribas - 1,601 reviews - New York, NY
FINRA Registrations Required:. BNP Paribas (BNPP) has entered into settlement agreements with regulators for conduct and control related issues arising out of...
Vice President - Senior Volcker Compliance Officer
BNP Paribas - 1,601 reviews - New York, NY
Business Overview: Compliance Advisory – Compliance Advisory team is responsible for: Defining compliance transversal norms, global charters, policies and...
Vice President – Quality Assurance & Control Testing
BNP Paribas - 1,601 reviews - New York, NY
BNP Paribas Group: BNP Paribas has operations in 75 countries and boasts more than 185,000 employees, including approximately 145,000 in Europe. It ranks...