Finra $60,000 jobs in New York, NY

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Financial Operations Examiner – Market Regulation, Trading &...
Finra 26 reviews - New York, NY
FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...
Sponsored by Finra - 16 days ago
Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra 26 reviews - New York, NY
FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...
Sponsored by Finra - 16 days ago
Financial Consultant
AXA Advisors New York - New York, NY
FINRA Series 7 and 63 registrations are preferred. AXA Advisors, LLC, member SIPC and FINRA, is an Equal Opportunity Employer M/F/D/V....
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Sponsored by AXA Advisors New York - 30+ days ago

COMPLIANCE ANALYST - FIXED INCOME

Stifel Nicolaus 15 reviews - New York, NY
Research and respond to SEC, FINRA and MSRB regulatory inquiries. Update fixed income written supervisory procedures to address Firm policies and procedures as...

Financial Institutions Group COO

BlackRock 96 reviews - New York, NY
FINRA Series 7, 63, and 24 required; Financial Institutions Group COO....

Financial Operations Examiner - Member Regulation, ROOR - Ne...

Finra 26 reviews - New York, NY
FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...

Client Success Associate

OTC Markets Group Inc - New York, NY 10013 (Tribeca area)
OTC Markets Group Inc. (OTCQX: OTCM) operates Open, Transparent and Connected financial marketplaces for 10,000 U.S. and global securities. Through our OTC

Junior Compliance Officer (Regional)

Rabobank 158 reviews - New York, NY
The prime regulators are the DNB in the Netherlands where Rabobank is headquartered, the Federal Reserve Bank of New York, the Board of Governors of the Federal...

Regulatory Analyst, Market Regulation, Member Trading- New Y...

Finra 26 reviews - New York, NY
All told, FINRA oversees. FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement...

Compliance Associate (16461)

New York Life Insurance Co 667 reviews - New York, NY
Must have or be willing to obtain FINRA Series 6 or 7 license within three months of hire. Prepare daily, weekly and monthly compliance and internal control...

Corporate Compliance - AML Surveillance - Associate - New Yo...

JPMorgan Chase 6,753 reviews - New York, NY
Corporate Compliance - AML Surveillance - Associate - New York - 150055379 Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial

Financial Planner - Entry Level or Experienced

AXA Advisors, LLC – New York, NY - New York, NY
State life and health licenses, FINRA Series 7 and 66 registrations or equivalent. A four-year college degree is preferred and relevant professional FINRA...
Easily apply

Vice President - MACH Project Manager

BNP Paribas 408 reviews - New York, NY
FINRA Licenses- no. CIB ITO Client Management is a global IT and Operations (ITO) group responsible for providing services across all the CIB Business Lines,...
Operations BRCM Reg Analyst
HSBC 2,662 reviews - New York, NY
This position will support the Regional Manager for BRCM in the Americas in enhancing the operational control environment and implementing an oversight and
Sponsored by HSBC - 6 days ago
Broadway Financial Representative
First Investors 91 reviews - New York, NY
Who we are . . . First Investors Corporation is a Wall Street-based financial services firm, established in 1930. We are proud of our long history of helping...
Sponsored by First Investors - 1 day ago

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Company with Finra $60,000 jobs
AXA is the holding company for an international financial services group focused on financial protection.