Finra $60,000 jobs in New York, NY

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Compliance Examiner - Market Regulation, Trading & Financial...
Finra 18 reviews - New York, NY
to the FINRA Careers site, enter www.finra.org... FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal Opportunity...
Sponsored by Finra - 1 day ago
Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra 18 reviews - New York, NY
on nepotism. About FINRA FINRA is an independent... FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal Opportunity...
Sponsored by Finra - 27 days ago

CIB-Client Solutions Specialist-VP/ED-Liquidity Solutions-NY...

JPMorgan Chase 4,750 reviews - New York, NY
About J.P. more than $8 billion in revenue annually. Managing product sales and distribution programs....
5 hours ago - save job - block - email - more...

Analyst, Compliance

Prudential 526 reviews - Newark, NJ 07101 (South Ironbound area)
Summarizing, gathering and presenting information related to internal conclusions of violative conduct by Pruco or Registered Representatives for the Senior...
4 days ago - save job - block - email - more...

Associate Program Manager

First Investors 63 reviews - Woodbridge, NJ
Bachelor’s degree in Finance, Economics, Engineering or Statistics preferred. Finance certifications/graduate degree a plus (e.g....
1 day ago - save job - block - email - more...

Equities Etrading / Algo Application Support Analyst

Wells Fargo 6,117 reviews - New York, NY
3) capital markets expertise in quality assurance testing, high performance computing / middleware and/or platform management tools....
4 days ago - save job - block - email - more...

Analyst

HSBC 1,881 reviews - New York, NY
The new hire will work primarily to assist the team on both transactions and daily activities. This person will also interact as required with sales/trading...
11 days ago - save job - block - email - more...

Surveillance and Trace Reporting Associate

RBC 198 reviews - New York, NY
Members of the team will be expected to (i) provide surveillance coverage to relevant business units in line with industry best practices;....
6 days ago - save job - block - email - more...

Client Service Manager

ING Financial Services 113 reviews - New York, NY
11. Lead and support implementation of new product development. 12. Project lead or participate on multi-functional project teams to support new business...
12 days ago - save job - block - email - more...

Senior Financial Advisor III Forest Hills New York

Capital One 1,359 reviews - Forest Hills, NY - +3 locations
At this time, Capital One will not sponsor a new applicant for employment authorization for this position....
3 days ago - save job - block - email - more...

Investment Consultant Manhattan

TD Ameritrade 78 reviews - Manhattan, NY
Analyzes and interprets customers’ financial circumstances and investment objectives in light of various factors....
3 days ago - save job - block - email - more...

Brokerage Compliance Professional

Deutsche Bank 413 reviews - New York, NY
Candidate must be familiar with broker-dealer regulations including the Securities and Exchange Act of 1934, SEC rules, and FINRA regulations....
22 days ago - save job - block - email - more...
Financial Operations Examiner – Market Regulation, Trading &...
Finra 18 reviews - New York, NY
to the FINRA Careers site, enter www.finra.org... FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal Opportunity...
Sponsored by Finra - 30+ days ago
Retail Investments Financial Consultant II
Santander Bank 69 reviews - New York, NY
professional training and license requirements, including knowledge of FINRA compliance, FDIC compliance, the Bank's uninsured Products Policy Statement and all...
Sponsored by Santander Bank - 14 days ago
Examiner – IT Financial Operations, Member Regulation, ROOR...
Finra 18 reviews - New York, NY
to the FINRA Careers site, enter www.finra.org... that person is hired by FINRA. FINRA is an Equal Opportunity and Affirmative Action Employer FINRA is an...
Sponsored by Finra - 16 days ago
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