Finra $60,000 jobs in New York, NY

Sort by: relevance - date
You refined by: $60,000 (undo) Salaries estimated if unavailable
Title
Company
Location
Job Type
Employer/Recruiter
Jobs 1 to 10 of 632
Upload your resume - Let employers find you
Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra 24 reviews - New York, NY
FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...
Sponsored by Finra - 9 days ago
Compliance Examiner - Market Regulation, Trading & Financial...
Finra 24 reviews - New York, NY
All told, FINRA oversees. FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement...
Sponsored by Finra - 9 hours ago

CIB F&BM – Banking Treasury - Analyst/Associate- NY

JPMorgan Chase 5,875 reviews - New York, NY
Support regulatory requests from Federal Reserve, SEC, FINRA and OCC. CIB F&BM – Banking Treasury - Analyst/Associate- NY....
16 hours ago - save job - email - more...

Futures & Options Execution and Clearing Compliance

JPMorgan Chase 5,875 reviews - New York, NY
FINRA Rule 4311; Strong working understanding of CFTC, CME, NFA, SEC, FINRA, ICE Futures, OCC rules and regulations....
4 hours ago - save job - email - more...

Product Manager

AIG 410 reviews - New York, NY
FINRA licenses 7, 65/66 preferred. The Product Manager of Platform Management and Development will assist in creating the strategic vision for the firm’s...
49 minutes ago - save job - email - more...

Marketing/ Communications Team Lead

UBS 491 reviews - New York, NY
Working knowledge of legal requirements for 1940 Act Mutual Funds and FINRA marketing rules. As part of the Strategic Marketing and Communications, provide...
5 days ago - save job - email - more...

Compliance Manager- Private Funds and Advisory Program

JPMorgan Chase 5,875 reviews - New York, NY
Investment Advisers Act, Investment Company Act and CFTC and FINRA regulations required. Compliance Manager- Private Funds and Advisory Program....
1 day ago - save job - email - more...

Surveillance Analyst

Intercontinental Exchange, Inc. - New York, NY
Experience working with SEC, Finra, and/or other SRO’s preferred. The Surveillance Analyst is responsible for detecting, reviewing and reporting on potential...
5 days ago - save job - email - more...

GWM - Fixed Income - Investment Product Specialist - Analyst

JPMorgan Chase 5,875 reviews - New York, NY
FINRA Series 7 and 63 strongly. GWM - Fixed Income - Investment Product Specialist - Analyst....
22 hours ago - save job - email - more...

Compliance Department Control Room Officer

Cantor Fitzgerald 28 reviews - New York, NY
This includes interpreting and assisting the business in enforcing applicable rules and regulations, managing the firm’s watch and restricted lists, with an...
Easily apply
4 days ago - save job - email - more...

Bank Consultant Wall Street NY

TD Ameritrade 93 reviews - New York, NY
Job Title: Bank Consultant - Wall Street, NY Job ID: 104571 Job Location: New York, New York Employment Type: Contract Type: Regular Manager Level:
4 hours ago - save job - email - more...

Wealth Manager

USAA 380 reviews - New York, NY
FINRA Series 7 and 66 (or 63 and 65). FINRA Series 7 and 66 (or 63 and 65) or obtainment within 90 days. We are currently seeking talented Wealth Manager II for...
15 days ago - save job - email - more...
Chase Private Client - Private Client Advisor - New York, NY...
JPMorgan Chase 5,875 reviews - New York, NY
Series 7 & 63 registration required in addition to meeting FINRA continuing education requirements, Series 65 or 66 registration required and the appropriate...
Sponsored by JPMorgan Chase - 24 days ago
Vice President, Client Services
Mutual of America - New York, NY
MBA and/or CFA preferred with FINRA licensing.*. Vice President, Client Services*....
Easily apply
Sponsored by Mutual of America - 5 days ago
Manager, Retirement Income Planning
Etrade Financial 74 reviews - Jersey City, NJ
FINRA Series 7, 63, licensing and industry designations such as CFP, CRPC and an Annuity/Insurance license preferred....
Sponsored by Etrade Financial - 30+ days ago

Never miss a job. Get new jobs emailed to you daily.

Get email updates for the latest Finra $60,000 jobs in New York, NY
You can cancel email alerts at any time.
Get new jobs for this search by email
You can cancel email alerts at any time.
Company with Finra $60,000 jobs
24 reviews
FINRA is the largest independent regulator of securities firms doing business with the public in the United States.