Finra $80,000 jobs in New York, NY

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Financial Advisor
AXA - New York, NY
State life and health licenses, FINRA Series 7 and 66 registrations. A four-year college degree is preferred and relevant professional FINRA securities...
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Vice President – Project Manager
BNP Paribas - 1,488 reviews - New York, NY
SAS Platform knowledge is a plus FINRA Registration:. BNP Paribas Group:....
Vice President – Senior Quantitative Analyst
BNP Paribas - 1,488 reviews - New York, NY
FINRA Registrations Required:. Working in close partnership with other risk teams and stakeholders (systems, reporting, regulatory, Front Office), the...

Examiner - Market Regulation, TFCE - FinOps - New York, NY

Finra - 57 reviews - New York, NY
Member firm and FINRA personnel. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will...

Private Equity Associate

Lexington Park Group - New York, NY
We are registered with the Securities and Exchange Commission and the Florida Office of Financial Regulation and are Members of FINRA and SIPC....
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Associate-Trading, SEC8717HLEQ

Goldman Sachs - 879 reviews - New York, NY 10282 (Tribeca area)
FINRA Series 7, 63 and 55 eligibility required. Associate-Trading with Goldman Sachs & Co....

Investment Lab Analyst

Citi - 10,536 reviews - New York, NY
Qualification or progress toward FINRA Series 7, 63/65 or 66. United States,New York,New York....

Complex Risk Officer

Morgan Stanley - 1,964 reviews - New York, NY 10032 (Washington Heights area)  +2 locations
Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and...

Associate, LIA62217XZIAIM

Goldman Sachs - 879 reviews - New York, NY 10282 (Tribeca area)
Associate with Goldman, Sachs & Co. in New York, NY. Work Schedule: 40 hours per week (9:00 a.m. to 6:00 p.m.) RESPONSIBILITIES AND QUALIFICATIONS Duties:

Trader / Liquid Credit

UBS - 1,239 reviews - New York, NY
Must be FINRA Series 7, 57, and 63 licensed. UBS Securities LLC seeks Executive Directors, Traders / Liquid Credit in New York, NY to trade macro products...

Biotech External/Internal Wholesaler

LifeSci Advisors - New York, NY 10019 (Midtown area)
LifeSci Advisors provides companies in the life sciences industry with comprehensive solutions to communications and investor outreach. LifeSci Advisors
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Project Coordinator

BNP Paribas - 1,488 reviews - New York, NY
Experience in M&A Project Team FINRA Registrations Required:. About BNP Paribas:....

Equity Research, Junior Associate, New York

Key Bank - 904 reviews - New York, NY
The candidate will need to have or obtain all required FINRA licenses inclusive of Series 7, 63, 86 and 87. KeyBanc Capital Markets Inc., a division of KeyCorp,...
Phynance Capital Management LLC - Manhattan, NY
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Digital Compliance Officer
TIAA - 507 reviews - New York, NY 10002
Strong knowledge of Federal Reserve, FINRA, SEC and MSRB regulations applicable to the digital marketing and sale of products, services and the supporting...

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