Finra $80,000 jobs in New York, NY

Sort by: relevance - date
You refined by: $80,000 (undo) Salaries estimated if unavailable
Title
Company
Location
Job Type
Employer/Recruiter
Jobs 1 to 10 of 475
Upload your resume - Let employers find you
Compliance Examiner - Market Regulation, Trading & Financial...
FINRA 18 reviews - New York, NY
and regulations enforced by FINRA. Focus of the position is on options surveillance. We Work to Protect Investors. Join our Team. FINRA is seeking a well...
Sponsored by eFinancialCareers - 7 days ago
Financial Operations Examiner - Member Regulation, ROOR - Ne...
FINRA 18 reviews - New York, NY
others and interact with senior member firm and FINRA personnel Additional Essential Job Functions to be... per year) is required. FINRA examiners work in a team...
Sponsored by eFinancialCareers - 2 days ago

Director

HSBC 1,889 reviews - New York, NY
preferred, but not required. Typically a minimum of 7 years M&A experience. FINRA Series 79 license Interpersonal/Personal Effectiveness Collaborate with...
1 hour ago - save job - block - email - more...

Senior Compliance Officer - Global Wealth Management (GWM) T...

JPMorgan Chase 4,778 reviews - New York, NY
to manage multiple projects simultaneously with minimal supervision; and FINRA securities licenses and/or Law Degree preferred but not required. JP Morgan...
2 days ago - save job - block - email - more...

Client Services Manager - Brokerage Services

New York Life 457 reviews - New York, NY
form updates). Good Working Knowledge of Securities Products * FINRA Series 7, 63 & 24 * Must obtain FINRA Series 53 and 04 within 1 year * Bachelor's degree...
4 days ago - save job - block - email - more...

Surveillance and Trace Reporting Associate

RBC 199 reviews - New York, NY
NASD/FINRA/ NYSE/SEC. Prior broker/dealer experience a plus. System knowledge with Broadridge BPS, Impact and Bloomberg are a plus. Knowledgeable with FINRA...
12 days ago - save job - block - email - more...

Senior Associate, Channel Marketing

New York Life 457 reviews - New York, NY
projects simultaneously. * Must have the ability to work under pressure * FINRA Series 6 or 7 preferred; additional designations and/or licenses (CFP, CIMA...
2 days ago - save job - block - email - more...

Investment Consultant Manhattan

TD Ameritrade 79 reviews - Manhattan, NY
We value diversity and offer a quality workplace. TD Ameritrade, Inc. member FINRA/SIPC/NFA is a subsidiary of TD Ameritrade Holding Corporation (NYSE: AMTD...
9 days ago - save job - block - email - more...

VP, Private Fund Platform Management

Barclays Investment Bank 9 reviews - New York, NY
BS Degree is required. Preferred Qualifications: JD Or MBA is preferred FINRA Licenses (S7, S66 or S63/65 preferred) Strong written and verbal communication...
6 hours ago - save job - block - email - more...

BlackRock Portfolio Consulting Team Lead

BlackRock 62 reviews - New York, NY
asset allocation tools and analyzing client sales interface. Must possess FINRA Series 7 and 63 licenses. Must be fluent in Portuguese and Spanish. Must travel...
5 days ago - save job - block - email - more...

Business Analyst - Finance IT

RBC 199 reviews - New York, NY
XSLT, etc.) Business - Knowledge / experience of Requlatory reporting (SEC, FINRA, Treasury, etc.) Knowledge / experience with SofGen or similar reporting...
2 days ago - save job - block - email - more...

Associate, MB062414CFPIA

Goldman Sachs 242 reviews - New York, NY
most recent regulatory capital requirements for banks (i.e., Basel III). Current FINRA Series 7 and Series 79 licenses. QUALIFIED APPLICANTS: Apply at: https...
28 days ago - save job - block - email - more...
Chase Private Client - Private Client Advisor - New York, NY...
JPMorgan Chase 4,778 reviews - New York, NY
and securities regulators, FINRA, SEC, JP Morgan... & 63 registration required in addition to meeting FINRA continuing education requirements, Series 65 or 66...
Sponsored by JPMorgan Chase - 18 days ago
Senior Compliance Officer
Invesco 43 reviews - New York, NY
with the regulatory environment (SEC, CFTC/NFA, FINRA, and ERISA). Skills / Other Personal Attributes... to perform job duties) FINRA Series 7 and 24 a plus...
Sponsored by Invesco - 29 days ago
Senior Securities Operations Specialist
Prudential 527 reviews - Iselin, NJ
with Managed Money Accounts is highly preferred. A FINRA Series 7 and 63 OR 66 license is required. A FINRA Series 24 license is required within 180 days.
Sponsored by Prudential - 6 days ago
Get email updates for the latest Finra $80,000 jobs in New York, NY
You can cancel email alerts at any time.
Get new jobs for this search by email
You can cancel email alerts at any time.
Company with Finra $80,000 jobs
43 reviews
Great ideas transcend borders. Invesco has the global capability to deliver our best ideas to investors around the world.
×
Question from Indeed:
How likely are you to recommend Indeed to a friend?
0
1
2
3
4
5
6
7
8
9
10
Not Likely
Very Likely
What is the primary reason for the score that you gave us?
Thank you for your response.
Close