Finra $90,000 jobs in New York, NY

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Analyst, Consulting, Global Investment Solutions (GIS)
HighTower Advisors - 3 reviews - New York, NY 10017
FINRA series 7 and/or 65 licenses are a plus. The position, Analyst, Consulting, Global Investment Solutions (GIS), touches all analytical points across the...
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Associate - Junior Relationship Manager
BNP Paribas - 1,225 reviews - New York, NY 10002
BNP Paribas Group: BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 75 countries, with more than 189,000 employees,...
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Analyst
BNP Paribas - 1,225 reviews - New York, NY 10002
Business Overview: Founded in 2013, Consulting Americas works closely with BNPP’s executive management and senior leadership to: design and implement high
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Wealth Managment

Northwestern Mutual - 1,033 reviews - New York, NY
, (securities) subsidiary of NM, broker-dealer, registered investment adviser, member FINRA and SIPC. Bring Your Career to Life at Northwestern Mutual....
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Compliance Officer

Fiera Capital Inc. - New York, NY
Strong working knowledge of FINRA and NFA regulations. Working closely and directly with both the CCO and General Counsel, this role will be proactively...
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Experienced Financial Advisors & Asset Managers

Pinnacle Investments, LLC - Manhattan, NY  +1 location
\*Pinnacle Investments, LLC is a Member of FINRA, SIPC. Pinnacle Investments is a dually registered broker dealer and RIA that is part of the Pinnacle Family of...
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Analyst

BNP Paribas - 1,225 reviews - New York, NY
Business Overview: Founded in 2013, Consulting Americas works closely with BNPP’s executive management and senior leadership to: design and implement high

Complex Risk Officer

Morgan Stanley - 1,694 reviews - New York, NY 10032 (Washington Heights area)
Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. Job....

Associate, Oil & Gas Coverage

HSBC - 6,848 reviews - New York, NY
FINRA Licensing S79, S63, S7 required. Supporting one or more Global Relationship Bankers on a number of specific accounts....

Associate, Capital Goods Coverage

HSBC - 6,848 reviews - New York, NY
Active FINRA series 7, 63 and 79 required. Supporting one or more Global Relationship Bankers on a number of specific accounts....

Analyst, Healthcare Coverage

HSBC - 6,848 reviews - New York, NY
FINRA Licensing series 63 and 79 are required. Supporting one or more Global Relationship Bankers on a number of specific accounts....

eRates Specialist

BNP Paribas - 1,225 reviews - New York, NY
FINRA Registrations Required:. As a primary dealer with the US Treasury BNP Paribas is a key participant in the US rates markets:....

KYC Advisor

Natixis - 75 reviews - New York, NY
The role of the CIB Compliance Americas Group (“CIB Compliance”) is to ensure that the firm and its employees conduct business in accordance with federal and...
Investment Consultant - NYC Flatiron
FINRA Series 7 & 63 required prior to hire. Investment Consultant - NYC Flatiron....
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Financial Consultant
Santander Bank - 412 reviews - Manhattan, NY
Maintain required professional training and license requirements, including knowledge of FINRA compliance, FDIC compliance, the Bank's uninsured Products Policy...
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