Finra $90,000 jobs in New York, NY

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Financial Consultant -Park Ave., NYC (Pipeline)
FINRA Series 7 & 63 required prior to hire. Financial Consultant -Park Ave., NYC (Pipeline)....
Vice President- Finance
Epic Wealth - Red Bank, NJ
$100,000 - $300,000 a year
FINRA Series 7 and 63 (Required). Completion, and approval of, pre-hire process, including FINRA, criminal and credit background check....
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Vice President – Quality Assurance & Control Testing
BNP Paribas - 1,628 reviews - New York, NY
BNP Paribas Group: BNP Paribas has operations in 75 countries and boasts more than 185,000 employees, including approximately 145,000 in Europe. It ranks...

Blockchain Engineer

Templum - New York, NY
$150,000 a year
Our mission is to enable companies to raise capital via an Initial Coin Offering (“ICO”) while doing so within the legal parameters set by the SEC and FINRA....
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Director of Client Services for Retirement plan and Investme...

CPS, Inc. Retirement Industry - Manhattan, NY
$200,000 - $250,000 a year
FINRA licenses Series 6 and 63. Director of Client Service for Retirement Plans and Investments*....
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Junior Equity Sales Trader, New York City

Berenberg Bank - 5 reviews - New York, NY
Berenberg Capital Markets LLC is a member of FINRA and SIPC in the U.S. Junior Equity Sales Trader, New York City....

High Net Worth Broker - Investment Advisor

Westpark Capital, Inc - New York, NY
FINRA Series 7 & 63 required prior to hire. Westpark Capital is growing its High Net Worth brokerage and investment advisory business in our Midtown New York...
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Senior Associate, AML Consulting

BDO - 798 reviews - New York, NY 10017 (Midtown area)
Mock SEC and FINRA inspections. BDO’s Core Purpose is Helping People Thrive Every Day....

Regional Investment Consultant

Russell Investments - 47 reviews - New York, NY 10036
FINRA Series 7, and 66 required. The primary responsibility for this position is to effectively grow Russell’s RIA, Bank Trust and Family Office business within...

Equity Research - Technology, New York

Berenberg Bank - 5 reviews - New York, NY
Equity Research - Technology, New York - (1700002Y) Responsible, dynamic, competent. Berenberg Capital Markets LLC (“BCM”) is a wholly owned subsidiary of...

Risk Analyst

Morgan Stanley - 2,156 reviews - New York, NY 10032 (Washington Heights area)
MBA or JD a strong plus • Active FINRA & State Licenses:. Morgan Stanley is currently seeking candidates for several Risk Analyst positions to join the...

Venture - Principal

SeedInvest - New York, NY 10014 (West Village area)
$100,000 - $120,000 a year
Since then, SeedInvest has worked closely with members of the SEC, FINRA, the White House, and the Treasury Department on the implementation of the JOBS Act....

Control Officer, Vice President

HSBC - 8,577 reviews - New York, NY
Reporting to the Regional Head of Control Officer within the team of the Global Markets Operations Chief Control Office. The role holder will be primarily...
Assistant Vice President - Data Modelling Analyst
BNP Paribas - 1,628 reviews - New York, NY
FINRA Registrations Required:. The management of BNP Paribas has committed to ensure compliance with AML, embargo & sanctions, and KYC rules across the entire...
Vice-President – Senior Trading Floor Telephony & Voice Reco...
BNP Paribas - 1,628 reviews - New York, NY
About BNP Paribas: BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 74 countries, with more than 192,000 employees,...