Finra jobs in Chicago, IL

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Compliance Examiner - Member Regulation, Sales Practice - Ch...
Finra 23 reviews - Chicago, IL
FINRA examiners work in a team environment, with opportunities to interact with broker-dealers and FINRA senior managers....
Sponsored by Finra - 4 days ago
Investor Support Associate - Chicago, IL
JPMorgan Chase 5,709 reviews - Chicago, IL
This position requires an active FINRA Series 7 to be considered. Additional FINRA licenses (Series 63 and 65 (or 66) and 4, 24, 55) and the ability to fluently...
Sponsored by JPMorgan Chase - 17 days ago
Compliance Analyst
Jump Trading, LLC - Chicago, IL
Experience with FINRA and Web CRD. FINRA Series License numbers 7 and 24 (preferred). This Compliance department at Jump is looking to add a compliance ...
Sponsored by Jump Trading, LLC - 9 days ago

Compliance Examiner - Member Regulation, Sales Practice - Ch...

Finra 23 reviews - Chicago, IL
Submitted to FINRA. FINRA strives to make. The FINRA Careers site, enter. FINRA examiners work in a team environment, with opportunities to interact with broker...
9 days ago - save job - email - more...

Customer Service Representative - Trade Issues

Interactive Brokers 6 reviews - Chicago, IL
FINRA Series 7, 63. We are searching for experienced candidates with a prior background in the financial services industry, that are FINRA registered for the...
2 hours ago - save job - email - more...

Professional Services Representative (IL)

Interactive Brokers 6 reviews - Chicago, IL
We are searching for candidates with prior experience in the financial services industry, with interpersonal, communication and technology skills that are FINRA...
2 hours ago - save job - email - more...

Client Services Representative

Interactive Brokers 6 reviews - Chicago, IL
FINRA Series 7, 63 or ability to obtain licenses. Interactive Brokers seeks high-level, serious individuals with the financial services industry background and...
2 hours ago - save job - email - more...

Compliance Manager

Duff & Phelps 9 reviews - Chicago, IL
Knowledge of FINRA and SEC rules as they apply to a broker-dealer. FINRA Series 7 or 79 (or willingness to obtain this license within 90 days of hire);...
Duff & Phelps Corporation - 18 days ago - save job - email - more...

New Accounts Specialist

Interactive Brokers 6 reviews - Chicago, IL
FINRA Series 7, 55, 63 a plus. Interactive Brokers LLC seeks an entry level individual that is detail-oriented, a quick learner, has superior listening skills...
2 hours ago - save job - email - more...

Director Trader Chat Lessons

TD Ameritrade 89 reviews - Chicago, IL
Job Title: Director, Trader Chat Lessons Job ID: 104357 Job Location: Chicago, Illinois Employment Type: Full-Time Contract Type: Regular Manager Level:
3 days ago - save job - email - more...

Client Services Representative – Key Account Services

Interactive Brokers 6 reviews - Chicago, IL
FINRA Series 7, 63 or ability to obtain licenses. Interactive Brokers seeks high-level, serious individuals with the financial services industry background and...
2 hours ago - save job - email - more...

Associate Mergers & Acquisitions

Duff & Phelps 9 reviews - Chicago, IL
FINRA Series 79 & 63 certification (either current or able to obtain). In order to be considered for a position at Duff & Phelps, you must formally apply via....
Duff & Phelps Corporation - 8 days ago - save job - email - more...

Customer Service Representative (Bilingual: English / Mandar...

Interactive Brokers 6 reviews - Chicago, IL
FINRA Series 7, 63. We are searching for experienced candidates with a prior background in the financial services industry, that are FINRA registered for the...
2 hours ago - save job - email - more...
Portfolio Analyst
Financial Sector - Wheaton, IL
The ideal candidate will have a Bachelor's degree in Finance (or related field), proficient in Microsoft Office with intermediate to advanced Excel knowledge,...
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Sponsored by Financial Sector - 9 days ago
Financial Operations Examiner - Member Regulation, ROOR - Ch...
FINRA 23 reviews - Chicago, IL
FINRA examiners work in a team environment, frequently offsite. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in...
Sponsored by eFinancialCareers - 2 days ago

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