Finra jobs in Chicago, IL

Filter results by:
Sort by: relevance - date
Salary Estimate
Job Type
Experience Level
Jobs 1 to 10 of 246
Upload your resume - Let employers find you
Financial Advisor
McAdam Financially Advanced - 25 reviews - Chicago, IL
$75,000 - $100,000 a year
Success, for you and your clients. Earn the ability to create your own financial success through helping clients enjoy their own. You do not need prior
Easily apply
Financial Advisor Services Representative - broker / dealer...
FINRA Series, 7, 63 or the ability to obtain within 90 days of employment. Bankers Life Securities, a newly formed broker/dealer group at CNO Financial Group,...
Financial Advisor
AIG - Chicago, IL
Active FINRA Series 6 or 7 license and Series 63. If you have 1 to 3 years of Industry Experience and a FINRA Series 6 or 7 and 63 we would like to talk to...
Easily apply

Analyst, Investment Banking - Corporate

Loop Capital - Chicago, IL
FINRA certification (Series 7, 63, 79) preferred - Series 7 and 63 required within 90 days of employment....
Easily apply

Wealth Management Associate

U.S. Bank - 3,992 reviews - Chicago, IL
Experience with the policies, processes and procedures of the brokerage and banking industries, FINRA, SEC, OCC and applicable banking regulations ensuring...

Administrative Assistant

Thrivent Financial - 155 reviews - Chicago, IL
Fingerprints will be required as part of FINRA registration process and for submission to the Federal Bureau of Investigation for review against nationwide...

Senior Manager – Compliance (CCG/Compliance Control Group)

Charles Schwab - 615 reviews - Chicago, IL 60601 (Loop area)
FINRA Series 7, FINRA Series 6. FINRA Series 7 and 24 license or agreement to obtain license within 180 days of employment....

Compliance, GSAM Compliance, Analyst/Associate, Chicago

Goldman Sachs - 897 reviews - Chicago, IL
Familiarity with SEC, FINRA, CFTC and NFA rules preferred (but not required). Our division prevents, detects and mitigates compliance, regulatory and...

Risk Management Compliance Analyst

Kirkland & Ellis LLP - 41 reviews - Chicago, IL 60654 (Loop area)
FINRA and SEC compliance:. Kirkland & Ellis LLP is a preeminent, full-service law firm with offices around the world and a staff as diverse as the practice...

ACAT Specialist

TradeStation - 11 reviews - Chicago, IL 60606 (Loop area)
Ideal candidate will possess FINRA licenses 7 and 99. The primary duty of the Automated Customer Account Transfer (ACAT) Specialist is to review and process...
Easily apply

VP, Portfolio Specialist

Santa Barbara Asset Management - Chicago, IL 60601 (Loop area)
FINRA Series 7, 63, and 65 Licensed INTERPERSONAL/COMMUNICATION/LANGUAGE SKILLS:. Santa Barbara Asset Management (“SBAM”) is looking for a strong Portfolio...

VALIC District Vice President

Valic - 2,071 reviews - Chicago, IL
Midwest Region District Vice President – Illinois District The following opportunity is for a qualified candidate to join the management team in the Midwest

New Accounts Specialist

Interactive Brokers - 17 reviews - Chicago, IL 60605 (Near South Side area)
FINRA Series 7, 55, 63 a plus. Interactive Brokers is a direct access electronic broker catering to the needs of professional and frequent traders,...
Associate Financial Advisor
Wells Fargo - 18,988 reviews - Chicago, IL 60290
FINRA registration including Series 7 and 66 (or FINRA recognized equivalents). Registration for FINRA Series 7 and Series 66 (or 63 & 65) or FINRA recognized...
Associate - Commercial Real Estate Capital Markets & Finance
Wells Fargo - 18,988 reviews - Chicago, IL 60290
The role requires successful completion of the FINRA series 79 and series 63 licenses following employment. Commercial Real Estate....

Never miss a job. Get new jobs emailed to you daily.

Be the first to see new Finra jobs in Chicago, IL
You can cancel email alerts at any time.