Finra jobs in Dallas, TX

Sort by: relevance - date
Salary Estimate
Title
Company
Location
Job Type
Employer/Recruiter
Jobs 1 to 10 of 73
Upload your resume - Let employers find you
Compliance Examiner - Member Regulation, Sales Practice - Da...
FINRA 25 reviews - Dallas, TX
FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
Sponsored by TweetMyJobs.com - 10 days ago
External Advisor Recruiter
Lincoln Financial 30 reviews - Dallas, TX
Part Time : No Description About The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of financial services and solutions....
Sponsored by Lincoln Financial Group - 4 days ago
Retirement Planning / Financial Counselor - #216799
Principal Financial 108 reviews - Dallas, TX
Because of the nature of the duties of this position, a Motor Vehicle check is also required, and may require a FINRA licensing check....
Sponsored by diversityjobs.com - 17 days ago

Sr. Risk Specialist

Federal Reserve Bank of Dallas 246 reviews - Dallas, TX
$86,000 - $142,400 a year
Establish appropriate relationships with SLHC/BHC/bank/thrift management responsible for overseeing broker-dealers, with management of the broker-dealers, and...
19 days ago - save job - email - more...

Managing Principal

Lincoln Financial 30 reviews - Dallas, TX
Part Time : No Description About The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of financial services and solutions....
Lincoln Financial Group - 18 days ago - save job - email - more...

FINRA Compliance Analyst

Paychex Inc. 327 reviews - Irving, TX 75063
FINRA Series 6, 63 & 26 licenses required. Supports all regulatory requirements for registered persons including FINRA and state registration and maintenance....
24 days ago - save job - email - more...

Wealth Advisor

USAA 399 reviews - Addison, TX
Current/Inactive (not expired) FINRA 7. Current/Inactive (not expired) FINRA 63 or 66 (or 63 and 65). Candidates hired prior to 4/2715 are eligible for a $2,000...
20 days ago - save job - email - more...

Business Development Consultant-Must Have Financial Services...

HD Vest Financial Services - Irving, TX
Job Description Recruit experienced tax professionals, CPAs, Enrolled Agents, and financial investment advisors Generate leads through prospect
Easily apply
16 days ago - save job - email - more...

Retirement Services Consulant

HD Vest Financial Services - Irving, TX
FINRA Series 7, 63 and Texas Life Group 1 Insurance licenses, CFP or other financial designation preferred. As a Retirement Services Consultant, you will have...
Easily apply
27 days ago - save job - email - more...

Global Investment Strategist

GuideStone 2 reviews - Dallas, TX
FINRA Series 6 or 7 and 63. May be called on to participate in client meetings and must hold required FINRA licenses....
16 days ago - save job - email - more...

Benefits Service Representative

Milliman, Inc. - Dallas, TX
JOB FUNCTION The Benefits Representative is primarily responsible for handling contacts from pension plan participants with an emphasis on providing education
12 days ago - save job - email - more...

Financial Solutions Advisor

USAA 399 reviews - Addison, TX
Current/Inactive (not expired) FINRA 7. Current/Inactive (not expired) FINRA 63 or 66 (63 and 65). Candidates hired prior to 4/27/15 are eligible for a $2,000...
20 days ago - save job - email - more...

Senior Risk Management Analyst

1st Global Capital Corp. - Dallas, TX
Detailed knowledge of FINRA, SEC regulation. The Senior Risk Management Analyst is responsible for ensuring the coordinated execution of all departmental...
17 days ago - save job - email - more...
Wealth Advisor
USAA 399 reviews - Addison, TX
Current/Inactive (not expired) FINRA 7. Current/Inactive (not expired) FINRA 63 or 66 (or 63 and 65). Candidates hired prior to 4/2715 are eligible for a $2,000...
Sponsored by USAA - 20 days ago
Financial Sales Representative
Mutual of America - Irving, TX
Bachelor’s degree, FINRA license, Insurance license & driver's license all required. Mutual of America is looking for a high-energy *Financial Sales...
Easily apply
Sponsored by Mutual of America - 12 days ago

Never miss a job. Get new jobs emailed to you daily.

Get email updates for the latest Finra jobs in Dallas, TX
You can cancel email alerts at any time.
Get new jobs for this search by email
You can cancel email alerts at any time.