Finra jobs in Dallas, TX

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Director Annuity Suitability Review
National Life Group 10 reviews - Addison, TX
of securities and insurance products. Prefer knowledge of 403(b) and 457 FINRA Series 7 and 24, or Series 6 and 26 or successful completion within six months...
Sponsored by National Life Group - 13 days ago
Financial Planner / Coach
First Command Financial Services, Inc. 26 reviews - Plano, TX
investment products, including securities are offered by First Command Financial Planning, Inc. (Member SIPC , FINRA ). Required Skills Required Experience
Sponsored by First Command Financial Services, Inc. - 30+ days ago

Supervisory Principal

LPL Financial 73 reviews - Dallas, TX
Position is responsible for serving as the OSJ/Branch Office Manager for Independent Financial Advisors located within an assigned region. This position will...
5 days ago - save job - email - more...

Central Supervision Principal (Employee Activity Review)-Dal...

Bank of America 7,946 reviews - Dallas, TX
This is a FINRA regulatory supervisory principal position with the Central Business. Review Unit (CBRU). The CBRU assistswith the regulatory oversight for the...
13 days ago - save job - email - more...

Financial Solutions Advisor

USAA 330 reviews - Addison, TX
We are currently seeking talented Financial Advisor for our Addison, TX call center. The start date for this position is Monday, November 3rd. Click on link...
7 days ago - save job - email - more...

Professional Services Call Center Recruiter

Mom Corps Staffing - Dallas, TX
This role will spend most of their time helping with sourcing/qualifying/interviewing/assessing/and pipeline development for FINRA Registered candidates for the...
Mom Corps - 4 days ago - save job - email - more...

Senior Complex Risk Officer

Morgan Stanley 645 reviews - Dallas, TX
· Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. · Effective written and verbal communication skills....
18 days ago - save job - email - more...

Financial Services Team Associate

MetLife 741 reviews - Dallas, TX
Obtain FINRA Registration and State Licensing:. Life/Health, Series 7 and Series 66. Property and Casualty license may also be required....
17 days ago - save job - email - more...

Brokerage Services Representative

New York Life 474 reviews - Dallas, TX
Bachelor's Degree or equivalent work experience Series 7 & 63 FINRA licenses (must pass license exams within 120 days) Excellent verbal and written...
26 days ago - save job - email - more...

Benefits Service Representative

Milliman, Inc. - Dallas, TX
ASPPA, CEBS designation, or NASD/FINRA licensing is a plus. Bilingual – English/Spanish fluency is a plus. Milliman employs more than 2,000 people working in...
22 days ago - save job - email - more...

MBS Analyst

RED CAPITAL GROUP 250 reviews - Dallas, TX 75201 (City Center District area)
Red Capital Markets, LLC (member finra/sipc) is a leader in the distribution of Fannie Mae and Ginnie Mae Project MBS and provides structuring, underwriting,...
19 days ago - save job - email - more...

Licensed Oil & Gas Investment Broker

Grand Energy, Inc. - Addison, TX 75001
FINRA Series 7 or 22 License along with a Series 63 or 66 required at time of hire. • Integrity and high moral character.... $250,000 a year
Easily apply
22 days ago - save job - email - more...
Specialized Investment Services Representative-Unlicensed
USAA 330 reviews - Addison, TX
of FINRA Series 7 license. Required acquisition (within 90 days of job entry) and maintenance of FINRA... Bachelor's Degree. FINRA Series 6 & 63 License. Life...
Sponsored by USAA - 5 days ago
Financial Solutions Advisor
USAA 330 reviews - Addison, TX
perm-life and annuities based on individual needs. Licenses: • FINRA 7 • FINRA 63 • FINRA 66 or 63 and 65. Preferred Bachelor's degree. CFP. CFC. Chartered Life...
Sponsored by USAA - 13 days ago
Licensed Oil & Gas Investment Broker
Grand Energy, Inc. - Addison, TX
Qualifications for position: • Sales Experience • FINRA Series 7 or 22 License along with a Series 63 or... company, we are a licensed FINRA securities firm with... $250,000 a year
Easily apply
Sponsored by Grand Energy, Inc. - 22 days ago

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