Finra jobs in Dallas, TX

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IT Analyst, IT Advisory (Technology Consulting – Resiliency...
EY - 3,994 reviews - Dallas, TX
FFIEC, OCC, CFTC, FINRA, Dodd-Frank, PCI, ISO 22301, ISO 27001, CRISC, CMMI, COBIT, SOX, Six Sigma, TOGAF, PMBOK, NIST, NIST CSF, 8XX Series....
Investment Counselor
BB&T - 1,535 reviews - Dallas, TX
FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses. Should you have a disability and need assistance with the application process, please request a...
Senior Manager, Retail Supervision Principal
TD Ameritrade - 343 reviews - Fort Worth, TX
Extensive knowledge and subject matter expert of products and their related markets, proven managerial experience, understanding of overall sales practices and...

Investment Solutions Associate

New York Life - 1,371 reviews - Dallas, TX
Maintain strong understanding of requirements of regulatory bodies including FINRA, SEC, IRS, state insurance agencies, etc....
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Brokerage Services Representatives

New York Life - 1,371 reviews - Dallas, TX
Series *7 & 63 FINRA*. New York Life Insurance Company (“New York Life” or “the company”) is the largest mutual life insurance company in the United States\*....
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2018 Campus

Bank of America - 18,939 reviews - Dallas, TX 75201 (City Center District area)
FADP participants will have the opportunity to build upon their learnings from their intern experience by passing required FINRA registration exams, learning...

Client Relationship Specialist - Plano, TX

Charles Schwab - 684 reviews - Plano, TX 75024
FINRA Series 63, FINRA Series 7. Plano - TX, BRTXPJ, 3310 Dallas Parkway, 75093-7709....

Wealth Management / Investment Advisor

KCD Financial Inc - Dallas-Fort Worth, TX
FINRA Series 7 or 6. FINRA Series 63 & 65 or 66. Series 6 and or a Series7, Series 63 and 65 or Series 66 registration and the appropriate state Life and...
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COMM SPEC

1st Global Capital Corp. - Dallas, TX
Interest in obtaining FINRA Series 7 license within the first year of employment preferred. The Communications Specialist is an essential member of the team...

Compliance Analyst

GuideStone - 6 reviews - Dallas, TX
FINRA Series 6, 63, and 26 preferred, not required. Monitor communications with the public for compliance with FINRA and SEC rules and regulations....

Customer Solutions Specialist - Retirement

GuideStone - 6 reviews - Dallas, TX
Obtain the FINRA Series 6 and 63 licenses. GuideStone is a diverse financial services organization that services more than 200,000 clients nationwide in the...

Senior Retirement Education Counselor

Great-West - 158 reviews - Dallas, TX
Must obtain FINRA Series 6, 63, & 65 licenses required within 90 days of hire. Be Bold Be Brilliant....

Sales Associate

Green Street Advisors, Inc. - Dallas, TX
Become a FINRA Licensed Salesperson within 60 days on employment. With a focus on commercial real estate market research and related services, Green Street...
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Sr Manager, Product Risk
TD Ameritrade - 343 reviews - Fort Worth, TX
FINRA Series 7 & 63/66 – Preferred. This position will further expand and manage the framework for product risk reporting and developing controls for all stages...
Account Representative
Reef Securities, Inc. - Richardson, TX
$250,000 a year
Reef Securities, is a FINRA-registered broker-dealer, offers oil & natural gas and multi-family real estate private placement opportunities to high net worth...
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