Finra jobs in Dallas, TX

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Financial Solutions Advisor
USAA - Addison, TX
perm-life and annuities based on individual needs. Licenses: • FINRA 7 • FINRA 63 • FINRA 66 or 63 and 65. Preferred Bachelor's degree. CFP. CFC. Chartered Life...
Sponsored by USAA - 30+ days ago
Investment Consultant Dallas TX
TD Ameritrade - Dallas, TX
We value diversity and offer a quality workplace. TD Ameritrade, Inc. member FINRA/SIPC/NFA is a subsidiary of TD Ameritrade Holding Corporation (NASDAQ: AMTD...
Sponsored by TD Ameritrade - 24 days ago

Compliance Examiner

SWS Group Inc. - Dallas, TX
Bachelor’s degree, preferably in business, or equivalent of two years financial service industry experience. Be a self driven and self managed individual with...
13 days ago - save job - email - more...

Computer Operator

SWS Group Inc. - Dallas, TX
Understanding of programming concepts and networking experience a plus. Ability to interact with and manipulate files....
7 hours ago - save job - email - more...

Compliance Analyst

Apex Clearing - Dallas, TX
Two plus years of compliance experience, ideally focused on correspondent clearing operations of U.S. securities products is preferred....
13 days ago - save job - email - more...

Government Reporting Coordinator

SWS Group Inc. - Dallas, TX
Must have a Bachelor's Degree or 3-5 years of Securities Industry (and High School Diploma or GED) or experience with 1099s (and High School Diploma or GED)....
6 days ago - save job - email - more...

Human Resources Administrative Coordinator

SWS Group Inc. - Dallas, TX
Familiarity with HR-related laws and regulations. administrative support to Senior VP of HR. Handles general phone inquiries from both internal and external...
1 day ago - save job - email - more...

Director Document Services and Fulfillment Center

1st Global Capital Corp. - Dallas, TX
College Degree preferred. 3 years industry experience required. The Document Services and Fulfillment Center perform a vital function at 1st Global....
11 days ago - save job - email - more...

Managing Principal

Lincoln Financial - Dallas, TX
Possesses a bias for action and avoids workplace distractions. Drives performance targets to completion Requisition ID :....
Lincoln Financial Group - 30+ days ago - save job - email - more...

OSJ Regional Supervisor

SWS Group Inc. - Dallas, TX
Strong oral/written communication skills, demonstrated organization skills, demonstrated conflict management skills, demonstrated leadership skills and the...
8 days ago - save job - email - more...

Governmental Finance Sales Officer I

BB&T - Dallas, TX
2. Knowledge of federal and state tax rules and regulations. 3. Graduate Degree in business related field. 4. Graduate of BB&T Leadership Development Program,...
1 day ago - save job - email - more...

Operations Manager 1

Principal Financial Group - Addison, TX
College degree or equivalent, plus 2-4 years experience in management or the financial services field. All qualified applicants will receive consideration for...
21 days ago - save job - email - more...
Investment ParaPlanner/Trading Manager
Financial Planning Practice - Plano, TX
Excel proficiency • Ability to adhere to rules & regulations as stated & required by FINRA • Ability to support and provide guidance for compliance within the...
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Sponsored by Financial Planning Practice - 30+ days ago
Compliance Field Auditor - National Audit Services
Accuity - Dallas, TX
with securities industry auditing experience is preferable. * Familiarity with FINRA, SEC and state securities regulations, as well as knowledge of regulations...
Easily apply
Sponsored by Accuity - 13 days ago
401k Sales Hunter for ADP Major Accounts
ADP - Dallas, TX
track record in ability to prospect and close business. Required licensing: FINRA Series 6 and 63. Strong organization, planning, and interpersonal skills...
Sponsored by Automatic Data Processing - 3 days ago
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