Finra jobs in Dallas, TX

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Wealth Advisor
USAA 346 reviews - Addison, TX
with clients with a net worth of $250k or above. Licenses: • FINRA 7 • FINRA 63 • FINRA 66 or 63 and 65 • Life and Health License or life insurance/ annuity...
Sponsored by USAA - 18 days ago
Senior Compliance Analyst
The Compliance Search Group - Dallas, TX
of 3-5 years of regulatory or compliance experience · Extensive knowledge of FINRA Rules a must, prefer a candidate with additional knowledge of Investment... $85,000 a year
Sponsored by TheLadders.com - 25 days ago
Customer Service Rep
State Farm Mutual Automobile Insurance Company 1,612 reviews - Richardson, TX
Policy Forms Incumbency will require Securities (FINRA Series 6 or Series 11) licensing, on-going... requirements for the FINRA Series 6 license in order...
Sponsored by State Farm Mutual Automobile Insurance Company - 10 days ago

Director Annuity Suitability Review

National Life Group 12 reviews - Addison, TX
FINRA Series 7 and 24, or Series 6 and 26 or successful completion within six months. Demonstrate tact and professionalism and the ability to interact at all...
4 days ago - save job - block - email - more...

Investment Sales Professional

Chestnut Exploration Partners, Inc. - Richardson, TX 75080
Chestnut Exploration Partners, Inc., a FINRA-registered broker-dealer, offers oil and natural gas direct private placement opportunities to high net worth... $250,000 a year
Easily apply
14 hours ago - save job - block - email - more...

Complex Risk Officer

Morgan Stanley 678 reviews - Dallas, TX
· Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. · Effective written and verbal communication skills....
21 days ago - save job - block - email - more...

Transaction Advisory Services Senior - Restructuring - Senio...

EY 902 reviews - Dallas, TX
Transaction Advisory Services Senior - Restructuring - Senior Analyst - DAL002LP US-TX-Dallas Ernst & Young's Transaction Advisory Services (TAS) practice...
30+ days ago - save job - block - email - more...

Sales Support Specialist

Principal Financial Group 92 reviews - Addison, TX
Must submit to fingerprinting and full background check to become an associated person of FINRA. This position is not eligible for sponsorship for work...
12 days ago - save job - block - email - more...

Chief Compliance Officer - Affiliated Broker Dealers

Highland Capital Management, L.P. - Dallas, TX
Extensive knowledge of FINRA Rules a must, prefer a candidate with additional knowledge of Investment Company and Investment Advisers Acts....
22 days ago - save job - block - email - more...

Series 7 Licensed Broker

Cobra Trading, Inc. - Plano, TX 75093
is a member of FINRA, NFA and SIPC. Our firm is currently looking for a motivated individual to fill a Trade Support position available immediately....
Monster - 13 days ago - save job - block - email - more...

BILINGUAL 401(K) RELATIONSHIP MANAGER

CPS, Inc. 83 reviews - Dallas, TX - +1 location
FINRA Series 6 & 63 Licensed. ASPPA/CEBS Designations desired. Strong ERISA knowledge....
14 days ago - save job - block - email - more...

Treasury Funding & Liquidity Analyst

Toyota Financial Services - Plano, TX
This position will be relocating to our new Headquarters in North Dallas (Plano), Texas sometime between 2017 and 2018. Please visit http://www.tfsnextchapter...
Easily apply
6 days ago - save job - block - email - more...

Investment Sales Professional

Chestnut Energy Partners - Richardson, TX 75080
, a FINRA-registered broker-dealer , offers oil and natural gas direct private placement opportunities to high net worth investors .... $250,000 a year
Monster - 16 hours ago - save job - block - email - more...
Director Annuity Suitability Review
National Life Group 12 reviews - Addison, TX
of securities and insurance products. Prefer knowledge of 403(b) and 457 FINRA Series 7 and 24, or Series 6 and 26 or successful completion within six months...
Sponsored by National Life Group - 4 days ago
Chief Compliance Officer
The Compliance Search Group - Dallas, TX
of 5-10 years of regulatory or compliance experience • Extensive knowledge of FINRA Rules a must, prefer a candidate with additional knowledge of Investment...
Sponsored by TheLadders.com - 13 days ago

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Company with Finra jobs
1,612 reviews
State Farm Mutual Automobile Insurance Company® is the largest auto insurer in the U.S. since 1942.