Finra jobs in Dallas, TX

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Jobs 1 to 10 of 87
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Oil & Gas Investment Broker
Grand Energy, Inc. - Addison, TX
communication skills • College degree preferred • FINRA Series 7 or 22 License along with a Series 63 or... company, we are a licensed FINRA securities firm with... $250,000 a year
Easily apply
Sponsored by Grand Energy, Inc. - 10 days ago
Director Annuity Suitability Review
National Life Group 11 reviews - Addison, TX
of securities and insurance products. Prefer knowledge of 403(b) and 457 FINRA Series 7 and 24, or Series 6 and 26 or successful completion within six months...
Sponsored by National Life Group - 30+ days ago

Complex Risk Officer

Morgan Stanley 669 reviews - Dallas, TX
· Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. · Effective written and verbal communication skills....
9 days ago - save job - email - more...

Customer Service Rep

State Farm 1,581 reviews - Richardson, TX
Incumbency will require Securities (FINRA Series 6 or Series 11) licensing, on-going sponsorship, and fingerprinting, if handling customer contacts....
13 hours ago - save job - email - more...

Oil & Gas Investment Broker

Grand Energy, Inc. - Addison, TX 75001
FINRA Series 7 or 22 License along with a Series 63 or 66 preferred. In addition to being a fully integrated oil and natural gas production and development... $250,000 a year
Easily apply
10 days ago - save job - email - more...

Regional Vice President

Advisors Asset Management - Dallas, TX
is a SEC registered investment advisor and member FINRA/SIPC. For further information about AAM, please visit:. www.aamlive.com ....
7 days ago - save job - email - more...

Sales Support Specialist

Principal Financial Group 89 reviews - Addison, TX
Must submit to fingerprinting and full background check to become an associated person of FINRA. This position is not eligible for sponsorship for work...
16 hours ago - save job - email - more...

Transaction Advisory Services Senior - Restructuring - Senio...

EY 886 reviews - Dallas, TX
Transaction Advisory Services Senior - Restructuring - Senior Analyst - DAL002LP US-TX-Dallas Ernst & Young's Transaction Advisory Services (TAS) practice...
21 days ago - save job - email - more...

Client Service Coordinator

HRCoach - Hurst, TX
Ability to adhere to rules and regulations as stated and required by Advisor and the FINRA. Ability to support and provide guidance for compliance within the... $15.00 - $16.50 an hour
3 days ago - save job - email - more...

Investment Professional

Chestnut Exploration - Richardson, TX
FINRA-registered broker dealer seeking individuals who currently. maintain any of the following securities registrations:.... $250,000 a year
OneWire Inc. - 9 days ago - save job - email - more...

Administrative Manager

UBS 417 reviews - Dallas, TX
The Administrative Manager is responsible to be the local administrative leader for the branch including managing facilities and administrative support (e.g.,...
23 days ago - save job - email - more...

Non-Registered Financial Services Consultant, Fast Track Pro...

TIAA-CREF 172 reviews - Lewisville, TX 75067
FINRA Series 6 and 63 registrations as well as State Life Insurance licenses can be acquired through our Fast Track Program....
4 days ago - save job - email - more...
Director Annuity Suitability Review - Compliance
The Compliance Search Group LLC - Addison, TX
of securities and insurance products. Prefer knowledge of 403(b) and 457. • FINRA Series 7 and 24, or Series 6 and 26 or successful completion within six... $100,000 - $120,000 a year
Sponsored by TheLadders.com - 15 days ago
Farmers Insurance Sales Agent
Farmers Insurance District Office - Plano, TX
TX 75034 *Securities offered through Farmers Financial Solutions, LLC 30801 Agoura Rd. Bldg 1, Agoura Hills, CA 91301, (818)584-0200 Member FINRA & SIPC
Easily apply
Sponsored by Farmers Insurance District Office - 11 days ago
Wealth Advisor
USAA 343 reviews - Addison, TX
with clients with a net worth of $250k or above. Licenses: • FINRA 7 • FINRA 63 • FINRA 66 or 63 and 65 • Life and Health License or life insurance/ annuity...
Sponsored by USAA - 6 days ago

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