Finra jobs in Dallas, TX

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Farmers Insurance Sales Agent - Training Begins January
Farmers Insurance District Office - Plano, TX
Member FINRA & SIPC. Did you know that qualifying new Farmers Insurance Agency Owners average more than $5,000 per month in commission and subsidy in Year 1 of...
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Sponsored by Farmers Insurance District Office - 5 days ago
Licensed Financial Services Representative
Allstate Insurance Company - Texas
FINRA Series 6 and 63 Securities Licenses. You are passionate, motivated and independent....
Sponsored by Allstate - 7 days ago

(Senior) Retirement Services Representative (TX)

Securian - Dallas, TX
$52,000 - $70,000 a year
Maintaining credentials, i.e. life/variable life licenses, FINRA Series 6 & 63, AIF and other needed industry training. Plan Sponsor Servicing....
6 days ago - save job - email - more...

Licensed Life & Health Advisor

USAA 369 reviews - Addison, TX
Required Acquisition (within 90 days of job entry) and maintenance of FINRA Series 7 license. Required Acquisition (within 90 days of job entry) and maintenance...
7 days ago - save job - email - more...

Compliance Analyst

Apex Clearing - Dallas, TX
The ideal candidate for this position should be experienced with FINRA, SEC and broker-dealer regulatory compliance....
15 days ago - save job - email - more...

Compliance Officer

Dallas Employment Services, Inc - Dallas, TX 75204 (M Streets area)
$85,000 a year
FINRA license 53 preferred. FINRA licenses 7, 24 and 63 are required, though FINRA license 53 is also preferred. Assist with FINRA audits, as instructed....
7 days ago - save job - email - more...

Senior Risk Management Analyst

1st Global Capital Corp. - Dallas, TX
Detailed knowledge of FINRA, SEC regulation. The Senior Risk Management Analyst is responsible for ensuring the coordinated execution of all departmental...
7 days ago - save job - email - more...

Benefits Service Representative

Milliman, Inc. - Dallas, TX
The Benefits Service Representative is primarily responsible for handling contacts from retirement plan participants with an emphasis on providing education
21 days ago - save job - email - more...

New Account Coordinator

SWS Group Inc. - Dallas, TX
SWS FS is a member of FINRA and SIPC. SWS Group is among the 200 largest companies headquartered in the Dallas-Fort Worth metropolitan area....
22 days ago - save job - email - more...

Customer Service Rep

State Farm 1,783 reviews - Richardson, TX
Candidates must pass sponsorship requirements for the FINRA Series 6 license in order to be selected for this position and successfully pass the exam....
6 days ago - save job - email - more...

Institutional Services New Business Dev Officer II

BB&T 605 reviews - Dallas, TX
FINRA Series 65 registration or ability to obtain registration within six months. Responsible for marketing and selling new BB&T Institutional Services business...
12 days ago - save job - email - more...

Auditor III Consumer\ Retail

Citi 2,133 reviews - Irving, TX
Experience auditing OCC, Fed and/or FINRA regulated businesses and exposure to consumer deposit, lending and/or investment products is a plus....
16 days ago - save job - email - more...
Chief Compliance Officer
Esposito Securities, LLC - Dallas, TX
The ideal candidate will have a background interpreting and implementing FINRA, SEC, and AML regulations....
Sponsored by OneWire Inc. - 11 days ago
Financial Advisor
First Command Financial Services, Inc. 30 reviews - Irving, TX
(Member SIPC , FINRA ). First Command Financial Services is committed to helping American families get their financial lives squared away and pursue their goals...
Sponsored by First Command Financial Services, Inc. - 30+ days ago
Customer Service Rep
State Farm Mutual Automobile Insurance Company 1,783 reviews - Richardson, TX
Candidates must pass sponsorship requirements for the FINRA Series 6 license in order to be selected for this position and successfully pass the exam....
Sponsored by State Farm Mutual Automobile Insurance Company - 5 days ago

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Company with Finra jobs
30 reviews
First Command Financial Services assists clients in their pursuit of financial security through investments, insurance and banking products.