Finra jobs in Dallas, TX

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Advisor- Dallas

Thrivent Financial - 71 reviews - Dallas, TX
Obtain and maintain FINRA Series 7 and 66; S., Minneapolis, MN 55415, a FINRA and SIPC member and a wholly owned subsidiary of Thrivent....

Trading/ Operations Specialist

Esposito Securities, LLC - Dallas, TX
FINRA Series registrations, or willingness to obtain. The Trading/ Operations specialist is a key member of the operations team supporting trade processes, data...
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Event Marketing & Promotions Specialist

GuideStone - 2 reviews - Dallas, TX
Knowledge of FINRA & SEC guidelines as they apply to marketing/advertising preferred. Primary responsibilities include leading all GuideStone product and...

Experienced Financial Professional

Prudential - 773 reviews - Irving, TX
FINRA series 6 registration preferred (if not, must be obtained within 90 days of hire). Experienced Financial Professional....

Licensed Financial Advisor

Credit Union of Texas - 13 reviews - Dallas, TX
Join a Winning Credit Union Team at Credit Union of Texas! CUSO Financial Services, L.P. (CFS) offers credit union members full-service financial planning

Financial Advisor - Chase Wealth Management -Dallas, Texas A...

JPMorgan Chase - 7,368 reviews - Dallas, TX
Series 7 & 63 registration required in addition to meeting FINRA continuing education requirements, Series 65 or 66 registration required and the appropriate...

External Wholesaler Annuities\Independent Planner

Lincoln Financial - 36 reviews - Dallas, TX
Education Undergraduate degree or 4+ years of comparable work experience required FINRA Series 6 and 63 required Life, Health License in all states within...

Operations Manager 1

Principal Financial Group - 135 reviews - Dallas-Fort Worth, TX
FINRA Series 6 and 63 desired, as well as life licenses. Lead and direct all administrative staff functions of the Business Center....

Sales Trainee

MetLife - 1,120 reviews - Dallas, TX
The ability to obtain {or possess} Life, Accident and Health, Property & Casualty and FINRA 6 & 63 licenses is required....

Senior Business Developer

Great American Insurance Group - 24 reviews - Dallas, TX
For annuity business, FINRA Series 6 required. Headquartered in the Central Florida city of Lakeland, Summit employs over 700 office and field associates at its...
Financial Advisor (Fort Worth, TX) Degree Required
AXA Advisors, LLC. - 131 reviews - Fort Worth, TX
AXA Advisors, LLC, member SIPC and FINRA, is an Equal Opportunity Employer M/F/D/V. Strong interpersonal and communication skills and FINRA Series 7 and 63...
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Sponsored by AXA Advisors, LLC.

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