Finra jobs in Dallas, TX

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Financial Solutions Advisor
USAA 140 reviews - Addison, TX
environment. Licenses: • FINRA 7 • FINRA 63 Preferred Bachelor Degree FINRA 66 or 63 and 65 2 years+... Licenses: • FINRA 7 • FINRA 63 Life and Health...
Sponsored by USAA - 5 days ago
Licensed Brokers
Grand Energy, Inc. - Addison, TX
one of the hottest sectors in today’s economy, oil and gas. A leading, licensed FINRA securities firm with impeccable credentials seeks motivated, hard-working...
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Sponsored by Grand Energy, Inc. - 30+ days ago

Operations Surveillance Analyst

1st Global Capital Corp. - Dallas, TX
Director, Operations Surveillance. Position will analyze various surveillance reports. Provide in depth analysis of reports/alerts to identify potential sales...
2 days ago - save job - email - more...

Compliance Examiner - Member Regulation - Dallas, TX

Finra - Dallas, TX
Excellent interpersonal, written and verbal communication skills and competence with office software applications are essential....
30+ days ago - save job - email - more...

Assistant G.O. Agency Standards (Associate)

New York Life 215 reviews - Dallas, TX
Less than 5 years business experience. FINRA Series 7 Registration within the first 90 days. FINRA Series 51 or 53 within the first twelve months....
15 days ago - save job - email - more...

Financial Solutions Advisor

USAA 140 reviews - Addison, TX
High School Diploma or GED. Documents relevant information. Assesses member financial situation and goals....
5 days ago - save job - email - more...

Corporate Banker

Bank of Texas 51 reviews - Dallas, TX
This level of knowledge is normally acquired through the completion of a Bachelor’s degree and 3+ years of experience in a commercial lending environment...
BOK Financial - 19 days ago - save job - email - more...

Wealth ManagementClient Relationship Consltant-Lewisville, T...

TIAA-CREF 86 reviews - Lewisville, TX
66) or successful passage of both exams within 90 days of starting role. State of Residence Life, Health license or successful passage of exam within 90 days of...
11 days ago - save job - email - more...

Sales Manager - NI

Nationwide Mutual Insurance Company - Dallas, TX
Experience leading and influencing change with agents or teams. Full knowledge of Nationwide products and brokerage offerings, technology and administration,...
9 days ago - save job - email - more...

Financial Representative - Dallas TX

Thrivent Financial for Lutherans: Field 15 reviews - Dallas, TX
Obtain state insurance licenses with required lines of authority (life, health & variable contracts) prior to the solicitation or sale of insurance products and...
Thrivent Financial for Lutherans - 30+ days ago - save job - email - more...

Relationship Manager

1st Global Capital Corp. - Dallas, TX
Strong technical skills, including expert proficiency in PowerPoint and other MS Office applications. Ability to work independently while understanding the...
30+ days ago - save job - email - more...

Financial Services Representative

MetLife 344 reviews - Dallas, TX
(MSI) (member FINRA/SIPC). You’ll acquire new clients by leveraging our long-standing employer relationships in an established market....
19 days ago - save job - email - more...
Wealth Management Client Relationship Consultant-Lewisville,...
TIAA-CREF 86 reviews - Lewisville, TX
for other roles within the organization. Qualifications Qualifications: FINRA Series 7, 65 (or equivalent i.e. 66) or successful passage of both exams within...
Sponsored by TIAA-CREF - 11 days ago
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