Finra jobs in Jericho, NY

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Long Island Financial Representative
First Investors 84 reviews - Westbury, NY
Who we are . . . First Investors Corporation is a Wall Street-based financial services firm, established in 1930. We are proud of our long history of helping...
Sponsored by First Investors - 8 days ago
Insurance Sales/Financial Advisor
New York Life - Melville, NY
FINRA Series 6/63, Series 7 not required. Insurance Sales/ Financial Advisor....
Easily apply
Sponsored by New York Life - 30+ days ago
Chase Wealth Management - Financial Advisor Associate - (Spa...
JPMorgan Chase 5,709 reviews - Freeport, NY
Series 7 & 63 registration required in addition to meeting FINRA continuing education requirements, Series 65 or 66 registration required and the appropriate...
Sponsored by JPMorgan Chase - 17 days ago

Compliance Officer

Interactive Brokers 6 reviews - Greenwich, CT
4-10 years experience with the SEC, FINRA, CFTC, NFA, a law firm, an exchange or another broker-dealer or FCM. Handling regulatory inquiries from the SEC, FINRA...
17 hours ago - save job - email - more...

Administrative Assistant

ING Financial Services 121 reviews - Melville, NY
FINRA 6 preferred (or required within 6 mths). Provide administrative support for the assigned Region and associated branch to include support for facility and...
4 days ago - save job - email - more...

Professional Services Representative

Interactive Brokers 6 reviews - Greenwich, CT
Interactive Brokers is expanding its Professional Services Team at our office in Greenwich, CT. We're seeking those who have recently graduated from a top
17 hours ago - save job - email - more...

Director, Client Portfolio Management

TIAA-CREF 188 reviews - New York, NY 10002 (Lower East Side area)
FINRA Series 7 and Series 63 required. For more information about TIAA-CREF, visit our website ....
9 days ago - save job - email - more...

Financial Advisor Trainee

Citi 2,149 reviews - Long Island City, NY
As an FA, you will dedicate yourself to reviewing and analyzing a client’s financial condition, rendering advice and making recommendations to help achieve a...
5 days ago - save job - email - more...

Client Administration - Institutional Services

Interactive Brokers 6 reviews - Greenwich, CT
FINRA Series 7 or ability & desire to obtain licenses. Interactive Brokers is looking for an energetic self-starter to fill our full-time Client Administration...
17 hours ago - save job - email - more...

Senior Associate, Infrastructure

KPMG 909 reviews - New York, NY
FINRA Series 62, 63 and 79 licensed (Please note:. KPMG's Advisory Services Practice focuses on fundamental business issues - managing risk, increasing revenues...
KPMG LLP - 17 days ago - save job - email - more...

Compliance Analyst- Institutional Equities Division

Cantor Fitzgerald 28 reviews - New York, NY
Bachelor’s degree, FINRA Series 7 and 24 licenses required. Familiarity with upcoming regulatory initiatives and priority SEC and FINRA supervisory mandates....
Easily apply
11 days ago - save job - email - more...

Compliance Officer

Green Key Resources 19 reviews - New York, NY
$120,000 - $150,000 a year
Work with Markets Compliance in preparation of annual CCO reports to be filed for the SD and BD pursuant to Dodd-Frank and FINRA regulations....
5 hours ago - save job - email - more...

Dedicated Retirement Counselor

Prudential 619 reviews - New York, NY
FINRA Series 6 & 63 licenses required. Dedicated Retirement Counselor....
2 days ago - save job - email - more...
Licensed Financial Services Specialist
Allstate Insurance Company 4 reviews - Hauppauge, NY
FINRA Series 6 and 63 Securities Licenses. You are passionate, motivated and independent....
Sponsored by Allstate - 18 days ago
Chase Private Client - Private Client Advisor - New York, NY...
JPMorgan Chase 5,709 reviews - New York, NY
Series 7 & 63 registration required in addition to meeting FINRA continuing education requirements, Series 65 or 66 registration required and the appropriate...
Sponsored by JPMorgan Chase - 17 days ago

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Company with Finra jobs
84 reviews
First Investors, a recognized leader in financial services, operates in 26 states. Helping families achieve their financial goals.