Finra jobs in Jericho, NY

Filter results by:
Sort by: relevance - date
Salary Estimate
Job Type
Experience Level
Jobs 1 to 10 of 365
Upload your resume - Let employers find you
Financial Sales Representative
FINRA Series 6, Series 7, Series 63 a plus (paid sponsorship available after employment). Are you a leader?...
Easily apply
Financial Consultant
Santander Bank - 468 reviews - Great Neck, NY
Maintain required professional training and license requirements, including knowledge of FINRA compliance, FDIC compliance, the Bank's uninsured Products Policy...
Financial Professional
Retirement Benefits Group - Woodbury, NY 11797
The named individual offers securities through AXA Advisors, LLC (member FINRA, SIPC), and, as an agent of AXA Network, LLC, offers the annuity and life...
Easily apply

Examiner - Member Regulation, Sales Practice - Jericho, NY

Finra - 52 reviews - Jericho, NY 11753
FINRA abides by the requirements of. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place...

Client Relationship Specialist - Huntington, NY

Charles Schwab - 559 reviews - Huntington, NY 11743
FINRA Series 63, FINRA Series 10, FINRA Series 7, FINRA Series 9. Huntington - NY, BSNYMV, 16A Wall Street, 11743-2062....

Assistant to Head Trader/CEO

Rhino Trading Partners, LLC - New York, NY 10019 (Midtown area)
$50,000 a year
Series 55 ( or 57 ) FINRA licenses. Series 7, 63, 55 ( or 57 ) FINRA licenses a MUST. PLEASE DO NOT APPLY IF YOU DO NOT HAVE THESE REQUIREMENTS.*....
Easily apply

AML-KYC Manager

Division One Solutions - New York, NY 10018 (Clinton area)
$600 - $850 a day
Ensure the proper application of KYC principals (including FATF EU 3rd AML Directive, US Patriot Act, and FINRA) into strong quality assurance controls....
Easily apply

CD Sales

First Empire - Hauppauge, NY
First Empire Securities (member FINRA/SIPC) has been serving financial institutions nationwide for more than 30 years. We are looking for people who are
Easily apply

Model Portfolio Solutions Fixed Income Portfolio Analyst

Morgan Stanley - 1,879 reviews - New York, NY 10032 (Washington Heights area)
FINRA Series 7, and 63 is a plus (candidate will be expected to obtain these licenses within 3 months of hire date and additional licensing may be required)....

CCB - Private Client Banker - Munsey Park

JP Morgan Chase - 13,539 reviews - Manhasset, NY 11030  +7 locations
FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required - or must be successfully completed within 120 days of...

CCB - Relationship Banker - Plainview

JP Morgan Chase - 13,539 reviews - Plainview, NY 11803  +17 locations
FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required - or must be successfully completed within 120 days of...

Head of Compliance

Betterment LLC - New York, NY 10013 (Tribeca area)
Manage and coordinate SEC and FINRA regulatory examinations, including written responses. Has either been a CCO or the number two compliance professional for a...

Long Island Sales Assistant

Foresters Financial - 121 reviews - Westbury, NY
FINRA licensing may be required (S6/S63). Prospecting and telephone techniques (if you become FINRA licensed). The type of support is dictated by whether or not...
Manager, Financial Planning
ICMA-RC - 21 reviews - New York, NY
FINRA Series 6, 63 licenses (CFP replaces 65). Reach Your Peak with ICMA-RC, a FINANCIAL SERVICES LEADER in public sector employee retirement products and...
Branch Relationship Banker
HSBC - 7,532 reviews - Jericho, NY
Refer investment opportunities to Financial Advisors pursuant to appropriate FINRA registrations under HSBC Securities (USA) Inc....

Never miss a job. Get new jobs emailed to you daily.

Be the first to see new Finra jobs in Jericho, NY
You can cancel email alerts at any time.