Finra jobs in Los Angeles, CA

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Los Angeles Financial Representative
First Investors 88 reviews - Pasadena, CA
Who we are . . . First Investors Corporation is a Wall Street-based financial services firm, established in 1930. We are proud of our long history of helping...
Sponsored by First Investors - 30+ days ago
Financial Advisor/Investment Sales-Local Candidates Only
Sevan Keshishian- Senior Partner New York Life - Glendale, CA
$164,247 a year
FINRA Series 6, Series 7, Series 63 a plus (Company sponsorship available). Financial advisor, certified financial planner, CFP, financial services...
Easily apply
Sponsored by Sevan Keshishian- Senior Partner New York Life - 2 days ago
Investment Consultant Rancho Cucamonga CA
TD Ameritrade 101 reviews - Los Angeles, CA
Job Title: Investment Consultant - Rancho Cucamonga, CA Job ID: 104799 Job Location: Los Angeles, California Employment Type: Full-Time Contract Type:
Sponsored by TD Ameritrade - 6 hours ago

Compliance Examiner

Wedbush Securities 12 reviews - Los Angeles, CA 90017
FINRA Series 7 required (series 24 required to be completed within 12 months). Wedbush Securities is one of the nation’s largest full-service investment banking...

Investment\Portfolio Specialist

Raymond James 160 reviews - Los Angeles, CA
O FINRA Series 7 and 63 Licenses · Licenses/Certifications Preferred at Date of Hire:. Description Job Summary:....

Investment Consultant Rancho Cucamonga CA

TD Ameritrade 101 reviews - Los Angeles, CA
Job Title: Investment Consultant - Rancho Cucamonga, CA Job ID: 104799 Job Location: Los Angeles, California Employment Type: Full-Time Contract Type:

Compliance Manager

Wedbush Securities 12 reviews - Los Angeles, CA 90017
FINRA, SEC, Compliance, Series 24, Series 7, Capital Markets, brokerage. Must have a knowledge, understanding and experience with FINRA and SEC regulations....

Investment Center Associate - UnionBanc Investment Services...

Union Bank 278 reviews - Los Angeles, CA
Requires FINRA License Series 7, 66 and 63 in addition to technical work related experience from 0 to 2 years. Join a bank that’s as committed to your future as...

Investment/Portfolio Specialist

Raymond James Financial 160 reviews - Los Angeles, CA
O FINRA Series 7 and 63 Licenses. Under direct supervision, uses specialized knowledge and skills obtained through education and experience, to assist in...

Senior Internal Wholesaler

Redwood Investment Management - Los Angeles, CA 90035
Pre-licensed individuals with FINRA series 7 and 63 licenses preferred. The candidate will be working in our home office on Robertson Blvd in Los Angeles....
Easily apply

Advisory Business Consultant

Jackson National Life Insurance Company 23 reviews - El Segundo, CA
FINRA Series 7, 63 & 65 or 66 required. Advisory Business Consultant....

Management Trainee

Trilogy Financial Services Inc. - West Covina, CA - +1 location
Upon completing and passing the background check, unlicensed applicants will work with mentors to study for (and successfully complete) any FINRA and state...

FINRA Compliance Analyst

Paychex Inc. 328 reviews - Culver City, CA 90230
FINRA Series 6, 63 & 26 licenses required. Supports all regulatory requirements for registered persons including FINRA and state registration and maintenance....
Investment Consultant Indian Wells CA
TD Ameritrade 101 reviews - Los Angeles, CA
Job Title: Investment Consultant - Indian Wells, CA Job ID: 104685-1 Job Location: Los Angeles, California Employment Type: Full-Time Contract Type:
Sponsored by TD Ameritrade - 20 days ago
Anticipated Private Client Advisor - Chase Wealth Management...
JPMorgan Chase 6,151 reviews - Santa Monica, CA
Series 7 & 63 registration required in addition to meeting FINRA continuing education requirements, Series 65 or 66 registration required and the appropriate...
Sponsored by JPMorgan Chase - 14 days ago

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Company with Finra jobs
88 reviews
First Investors, a recognized leader in financial services, operates in 26 states. Helping families achieve their financial goals.