Finra jobs in Los Angeles, CA

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Los Angeles Financial Representative
First Investors 86 reviews - Pasadena, CA
Who we are . . . First Investors Corporation is a Wall Street-based financial services firm, established in 1930. We are proud of our long history of helping...
Sponsored by First Investors - 30+ days ago
Financial Advisor
MassMutual Financial Group - Los Angeles, CA
MML Investors Services, LLC, Member FINRA and SIPC; Work as a Financial Advisor with one of the nation's top financial firms....
Easily apply
Sponsored by MassMutual Financial Group - 2 days ago

Compliance Examiner, Member Regulation Sales Practice - Los...

Finra 24 reviews - Los Angeles, CA
All told, FINRA oversees. FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
30+ days ago - save job - email - more...

Trade Desk Representative

Wedbush Securities 9 reviews - Los Angeles, CA 90017
FINRA Series 7 required, 66/63 preferred. Headquartered in Los Angeles, Wedbush Securities is one of the largest full-service securities firms in the nation....
5 days ago - save job - email - more...

Compliance Advisor

Lincoln Financial 30 reviews - Los Angeles, CA
Basic knowledge of SEC and FINRA rules/regulations, State Insurance regulations and industry best practices....
Lincoln Financial Group - 15 days ago - save job - email - more...

Fixed Income Liaison/Trader

Davidson Companies - Los Angeles, CA
Knowledge of the securities market, interest rate levels, and FINRA & SEC regulations for trading securities and company trading policies and procedures....
19 hours ago - save job - email - more...

Managing Director of Private Company Strategies Group

Wedbush Securities 9 reviews - Los Angeles, CA 90017
FINRA Series 24 or 8 license. Wedbush Securities is one of the largest privately held full-service investment banking and brokerage firms in the nation....
2 days ago - save job - email - more...

Field Sales Consultant

OneAmerica 8 reviews - Sherman Oaks, CA
A life insurance license and FINRA series 6 and 63 preferred. The Field Sales Consultant is responsible for working with sales representatives to build new...
1 day ago - save job - email - more...

Financial Advisor

MassMutual Financial Group - Los Angeles, CA 90067
MML Investors Services, LLC, Member FINRA and SIPC; Work as a Financial Advisor with one of the nation's top financial firms....
Easily apply
2 days ago - save job - email - more...

Investment Consultant Indian Wells CA

TD Ameritrade 93 reviews - Los Angeles, CA
Job Title: Investment Consultant - Indian Wells, CA Job ID: 104559 Job Location: Los Angeles, California Employment Type: Contract Type: Regular Manager
1 day ago - save job - email - more...

Compliance Examiner

Wedbush Securities 9 reviews - Los Angeles, CA 90017
FINRA Series 7 required (series 24 required to be completed within 12 months). Wedbush Securities is one of the nation’s largest full-service investment banking...
30+ days ago - save job - email - more...

Regional Sales Director - External Markets Job

CUNA Mutual Group 51 reviews - Los Angeles, CA
FINRA Series 65 Registration preferred. FINRA Series 7 and 63 Registrations required. Los Angeles, California, United States....
7 days ago - save job - email - more...
Financial Advisor
New York Life - Glendale, CA
FINRA Series 6, Series 7, Series 63 a plus (paid sponsorship available after employment. Financial Services Sales Representative & Financial Advisor (Sales...
Easily apply
Sponsored by New York Life - 30+ days ago
Investment Consultant Indian Wells CA
TD Ameritrade 93 reviews - Los Angeles, CA
Job Title: Investment Consultant - Indian Wells, CA Job ID: 104559 Job Location: Los Angeles, California Employment Type: Contract Type: Regular Manager
Sponsored by TD Ameritrade - 1 day ago
Dedicated Retirement Counselor
Prudential 643 reviews - Los Angeles, CA
Possess a comprehensive knowledge of mutual funds/separate accounts, and also maintains an understanding of the risks/reward trade off for all securities and a...
Sponsored by Prudential - 16 days ago

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Company with Finra jobs
86 reviews
First Investors, a recognized leader in financial services, operates in 26 states. Helping families achieve their financial goals.