Finra jobs in Washington, DC

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Capitol Hill Financial Representative
First Investors 62 reviews - Greenbelt, MD
degree or equivalent work experience First Investors is a member of: FINRA (Financial Industry Regulatory Authority) ICI (Investment Company Institute) ASBO...
Sponsored by First Investors - 23 hours ago
Senior Director, Emerging Regulatory Issues - Washington, DC...
FINRA 18 reviews - Washington, DC
functions, investors, inform FINRA staff and other regulators, and support FINRA operating departments... of Risk and Strategy and FINRA in various forums with...
Sponsored by eFinancialCareers - 23 days ago

Regulatory Analyst - Market Regulation, Fixed Income - Rockv...

Finra 18 reviews - Rockville, MD
Working knowledge of fixed income markets, member firm operations, books and records. Familiarity with the use of a desktop computer....
15 days ago - save job - block - email - more...

Client Services Representative I

CALVERT INVESTMENTS, INC - Bethesda, MD
Prior customer service and/or financial institution experience preferred. Ability to prioritize and work well under pressure....
Calvert - 5 days ago - save job - block - email - more...

Client Advisory Center - Financial Advisor

Morgan Stanley 609 reviews - Washington, DC
and 65). Semi-annual client portfolio reviews are ideal. Manages client relationships by offering advice, making portfolio and other recommendations, and...
5 days ago - save job - block - email - more...

Director Investment & Retirement Services M3

National Rural Electric Cooperative Association (N... 2 reviews - Arlington, VA
As needed, conduct seminars, respond to participant inquiries, prepare and deliver written retirement plans, and one-on-one consultations through the PIRC...
30 days ago - save job - block - email - more...

Wealth Manager

USAA 314 reviews - McLean, VA - +2 locations
Bachelor's degree (or six years financial services work experience). 4+ years financial services experience providing investment advice and counsel directly to...
2 days ago - save job - block - email - more...

Enforcement Investigator - Rockville, MD

Finra 18 reviews - Rockville, MD
Proficiency in MS office and ability to create and manage large databases of information. The Enforcement Department is a professional environment in which work...
19 days ago - save job - block - email - more...

Assistant Ops Manager

UBS 375 reviews - Washington, DC
Relevant management experience in branch operations. Implement service excellence standards, including coaching and educating....
15 days ago - save job - block - email - more...

Investment Consultant Washington DC

TD Ameritrade 76 reviews - Washington, DC
Analyzes and interprets customers’ financial circumstances and investment objectives in light of various factors....
9 days ago - save job - block - email - more...

STIS Wholesaler DC/MD

SunTrust 977 reviews - Laurel, MD
Looking for candidates for the DC/MD market only. Operates autonomously and has excellent sales skills. Has in-depth knowledge of the organization's products ...
11 days ago - save job - block - email - more...

Manager, Data Quality & Support

RR Donnelley 314 reviews - Rockville, MD
Able to structure messages in keeping with listener’s experience, background and expectations. Able to adapt communication style and use terms, examples, and...
Easily apply
15 days ago - save job - block - email - more...
Investment Consultant Washington DC
TD Ameritrade 76 reviews - Washington, DC
We value diversity and offer a quality workplace. TD Ameritrade, Inc. member FINRA/SIPC/NFA is a subsidiary of TD Ameritrade Holding Corporation (NASDAQ: AMTD...
Sponsored by TD Ameritrade - 9 days ago
Internal Wholesaler DC
Talent Bridge - Washington, DC
sales support for RVP by completing projects as requested. Requirements:  FINRA Series 6 and 63 licenses required; Series 7 preferred.  1-3 years previous... $60,000 - $70,000 a year
Easily apply
Sponsored by Talent Bridge - 26 days ago
Public Offerings Analyst - Rockville, MD(Job Number:3169)
FINRA 18 reviews - Rockville, MD
FINRA/NASD and SEC rules and federal securities laws. Ensures underwriting compensation is within FINRA... documents. Communicates FINRA rules and policies to...
Sponsored by eFinancialCareers - 18 days ago
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Company with Finra jobs
62 reviews
First Investors, a recognized leader in financial services, operates in 26 states. Helping families achieve their financial goals.
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