Finra jobs in Washington, DC

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Financial Banker - Health, Life, Accidental Insurance
M&T Bank 283 reviews - Washington, DC
The Relationship Banker III is also a Licensed Financial Representative (FINRA and Insurance licensed).The Relationship Banker III position is a position that...
Sponsored by Personified - 4 days ago
Investment Consultant Washington DC
TD Ameritrade 83 reviews - Washington, DC
We value diversity and offer a quality workplace. TD Ameritrade, Inc. member FINRA/SIPC/NFA is a subsidiary of TD Ameritrade Holding Corporation (NYSE: AMTD...
Sponsored by TD Ameritrade - 24 days ago

Lead Developer - Technology - Rockville, MD

Finra 19 reviews - Rockville, MD
FINRA is seeking a well qualified individual for our. Rockville, MD. To be considered for this position, please submit your resume through our careers site-no...
22 days ago - save job - block - email - more...

Vice President, Compliance - Rockville

Guggenheim Partners 11 reviews - Rockville, MD
• Work with Compliance and Legal Departments to respond to regulatory inquiries from FINRA and SEC regarding compliance with their advertising rules as well as...
9 days ago - save job - block - email - more...

Senior Architect - Rockville, MD or New York, NY

Finra 19 reviews - Rockville, MD
FINRA is seeking a well-qualified individual for our. Rockville, MD or New York, NY. To be considered for this position, please submit your resume through our...
2 days ago - save job - block - email - more...

Regulatory Analyst - Market Regulation, Customer Issues - Ro...

Finra 19 reviews - Rockville, MD
FINRA is seeking a well-qualified individual for our. To be considered for this position, please submit your resume through our career site at....
30+ days ago - save job - block - email - more...

Director, Enforcement Center - Rockville, MD

Finra 19 reviews - Rockville, MD
The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our. To be considered for this position, please submit your...
2 days ago - save job - block - email - more...

Trading Desk Compliance Officer

Compliance Search - Arlington, VA
perform daily, weekly, monthly, and quarterly reviews of sales and trading activity for compliance with FINRA and SEC rules;....
Easily apply
7 days ago - save job - block - email - more...

Field Sales Consultant

OneAmerica 8 reviews - Bethesda, MD
A life insurance license and FINRA series 6 and 63 required. Candidate should be self-motivated, driven and energized by the financial industry and sales....
24 days ago - save job - block - email - more...

Sales Associate Northwest Financial Advisors

Northwest Federal Credit Union 5 reviews - Herndon, VA
The individual must have FINRA Series 6 and 63 registrations and obtain, within six months of employment, FINRA Series 65 registration and a Life/Health...
10 days ago - save job - block - email - more...

Digital Marketing Analyst

CALVERT INVESTMENTS, INC - Bethesda, MD
FINRA Series 6 or 7 license expected within one year of employment. • Degree in mathematics, statistics, econometrics, or related field....
Ameritas - 10 days ago - save job - block - email - more...

Licensed Financial Specialist - Vienna

PNC Bank 1,209 reviews - Vienna, VA - +5 locations
FINRA Series 6 or 7, 66 (or 63 & 65), and State Life and Health licenses required. Retail banking experience strongly preferred....
16 days ago - save job - block - email - more...
Capitol Hill Financial Representative
First Investors 72 reviews - Greenbelt, MD
degree or equivalent work experience First Investors is a member of: FINRA (Financial Industry Regulatory Authority) ICI (Investment Company Institute) ASBO...
Sponsored by First Investors - 30 days ago
Compliance & Training Supervisor
Navy Federal Credit Union 234 reviews - Vienna, VA
services industry * FINRA registrations Series 7,and... life/health insurance licenses within 120 days * FINRA registrations including Series 24 and 53 to be...
Sponsored by Navy Federal Credit Union - 11 days ago
Regulatory Analyst, Shared Services - Washington, DC
Finra 19 reviews - Washington, DC
on nepotism. About FINRA FINRA is an independent... FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal Opportunity...
Sponsored by Finra - 11 days ago

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Company with Finra jobs
72 reviews
First Investors, a recognized leader in financial services, operates in 26 states. Helping families achieve their financial goals.