Global Chief Compliance Officer jobs

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Investment Advisers Act of 1940 ONLY (5+ years)
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
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Compliance Director
Prudential - 878 reviews - Newark, NJ
The candidate must be able to work successfully with senior compliance and legal officers, to identify compliance issues, assess risks and recommend solutions...
Director of Audit & Compliance- Diagnostic Imaging - 183749
Philips - 967 reviews - Cleveland, OH
The latter reports to Chief Quality Officer for Philips. Quality – Compliance. Director of Audit & Compliance- Diagnostic Imaging....

Global Head of ICG Operational Risk Management Managing Dire...

Citi - 7,318 reviews - New York, NY
Partnering with the Business (the 1 st Line of Defense) and the respective Chief Risk Officers (CRO) RMEC, the Global Head of ICG ORM ensures the effective...

Head of Compliance (US)

Ria Financial Services - 12 reviews - Buena Park, CA 90620
Americas) and the Chief Compliance Officer. Either compliance manager or head of compliance. The Head of Compliance will also provide compliance....

Global Head of Internal Controls (S&P Ratings Services)

S&P RATINGS SERVICES - New York, NY 10002 (Lower East Side area)
The Global Head of Internal Controls is a senior position reporting to the Chief Risk Officer, S&P Ratings Services....

Sr. Compliance Analyst – Global Ethics & Compliance

Cargill - 885 reviews - Wayzata, MN
O Assist in preparing ethics & compliance program reports for distribution to the Audit Committee, Business Ethics & Compliance Committee and Chief Compliance...

Sr. Staff Global Compliance - Post Market

Beckman Coulter, Inc. - 226 reviews - Brea, CA 92821
Staff Global Compliance - Post Market. Maintaining policies and procedures to ensure compliance with local, state and federal environmental regulations and...

Head of Risk & Compliance MLRO

Enova Financial - 84 reviews - United States
Chief Compliance Officer, Enova. Head of UK Risk and Compliance / Money Laundering Reporting Officer. Oversee compliance monitoring program....

Associate Vice President, Compliance

Ferring Pharmaceuticals - 28 reviews - Parsippany, NJ 07054
Chief Compliance Officer reports directly to the Ferring Holding Inc. Chief Compliance Officer also makes biannual reports to the Ferring Holding Inc....

Regional Head of Core Compliance, North America

Rabobank - 224 reviews - New York, NY
Supporting the Chief Compliance Officer, North America in:. Act as secondary in the absence of the Chief Compliance Officer, North America....

VP Deputy Chief Compliance Officer

Infinity Consulting Solutions - 5 reviews - Roseland, NJ
A Global Financial Services firm is looking for a Deputy Chief Compliance Officer. In partnership with other senior leadership on the team, the Deputy CCO will...

Head of Compliance (US)

RIA - 11 reviews - Buena Park, CA 90620
Produces MI and reporting for VP, Compliance (The Americas) and the Chief Compliance Officer. Compliance Systems Management....
Global Chief Compliance Officer
Michael Page US - 93 reviews - New York, NY
The Head of Compliance. 10-20 years plus experience required in regulatory compliance. Point of contact for all exams/inquiries & audits....
Chief Compliance Officer
Oversee the firm's entire compliance and ethics program. Competitive compensation package + bonus + global growth opportunities....

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Company with Global Chief Compliance Officer jobs
Prudential Financial, one of the world’s largest financial services institutions, offers a wide array of financial products and services.