Market Conduct Examiner jobs

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Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra - 3.833 reviews - New York, NY
Financial Operations Examiner. FINRA examiners work in a team environment, frequently offsite. Stock markets, including the New York Stock Exchange, NYSE Arca,...
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Credit Financial Analyst - N. Monroe
This includes supporting documentation for the CROC, auditors, and examiners. Interacts with examiners and auditors as part of the Bank’s on-going...
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Behavioral Health Professional
Conducts home visits and case consultations as needed. Works with other professionals to plan, market and implement new programs....
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Consumer Compliance Examiner

Federal Reserve Bank of San Francisco - 4.315 reviews - San Francisco, CA
Consumer Compliance Examiner. Consumer compliance examiners help promote market efficiency and fairness in consumer financial services....

INTERVIEWER TR / INTERVIEWER I - TMPPT2416 (Part-time)

6614 - Manchester, NH
$15.91 - $22.81 an hour
And determination of eligibility of job seekers for appropriate educational or training programs to meet individual vocational goals and employer labor market...

Consulting - Market Conduct Examiner - Regulatory Insurance

RSM US LLP - McLean, VA  +2 locations
Market Conduct Examiner Risk & Regulatory Consulting Position Overview The Market Conduct Examiner will be responsible for managing and performing review of...

Compliance Examiner II

Raymond James Financial - 3.9210 reviews - Saint Petersburg, FL  +1 location
Financial markets and products. Conducts onsite examinations to evaluate compliance with written policies and procedures....

Financial Operations Examiner - Member Regulation, ROOR - Ne...

Finra - 3.833 reviews - New York, NY  +1 location
Financial Operations Examiner. Stock markets, including the New York Stock Exchange, NYSE Arca, NYSE Amex, The NASDAQ Stock Market and the International...

Examiner/Sr. Examiner - Community Bank Group

Federal Reserve Bank of Atlanta - 4.1301 reviews - Atlanta, GA
Examiner - Community Bank Group. Provides guidance, training, and feedback to less experienced examiners....

OR Business Analyst

Plaza Medical Center of Fort Worth - Fort Worth - Fort Worth, TX
Supports the HCA Code of Conduct. Ability to utilize database, spreadsheet, word processing to conduct analysis of OR statistical reports....

Insurance Specialist- Policy Unit

Federal Reserve Bank of Boston - 4.1301 reviews - Boston, MA
Conduct periodic institutional risk assessments and peer/product line reviews. Conduct project-based and ad-hoc analyses of emerging issues and the related...

CI Officer/Forensics Examiner

Leidos - 3.8163 reviews - St. Louis, MO
Government civil agencies and commercial health and engineering markets. The Global Services Group has a current opening for a Counterintelligence Officer...

INSURANCE EXAMINER

The State of Rhode Island - Cranston, RI 02920
$45,972 - $53,003 a year
Certified Public Accountant (CPA), Certified Financial Examiner (CFE), and Certified Insurance Examiner (CIE)....
Director of Fraud & Data Analytics
Confidential Consulting Firm - Washington, DC
Certified Fraud Examiner. Conducts advanced data analysis and highly complex designs algorithm. Works with the Business Development department to professionally...
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Enforcement Investigator - Rockville, MD
Finra - 3.833 reviews - Rockville, MD
FINRA performs various market regulation functions under contract for almost every equities market in the United States, including the New York Stock Exchange,...
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