Market Conduct Examiner jobs

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Community Reinvestment Act Officer
Serve as the bank’s principle liaison with external CRA compliance auditors, examiners and regulators. Conduct formal training, as appropriate, for all new MLO...
Application Manager - Member Regulation, Membership Applicat...
Finra - 49 reviews - New York, NY
FINRA uses technology powerful enough to look across markets. Maintain market integrity in a public-private partnership with the Securities....
Compliance Director - OFAC Compliance
Citi - 9,333 reviews - Washington, DC
Supportingresponses to Internal Audit, Compliance Testing and third-party examiners. Overseeingthe conduct of sanctions-related investigations for OFAC and...

Compliance/BSA Specialist

Mountain Commerce Bank - Knoxville, TN
Furnish examiners with requested information. Conduct assigned monitoring activities, following approved procedures....
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Compliance Examiner III-Position may be virtual

RAYMOND JAMES FINANCIAL - 270 reviews - Saint Petersburg, FL
Financial markets and products. Conducts more complex onsite examinations to evaluate compliance with written policies and procedures....

Examiner - Market Regulation - TFCE Equities - Chicago, IL

Finra - 49 reviews - Chicago, IL
Ability to conduct telephone interviews. A TFCE Equities Examiner conducts examinations of member firms subject to relevant rules and regulations enforced by...

BANK EXAMINER

The State of Rhode Island - Cranston, RI 02920
$45,972 - $53,003 a year
To assist an examiner of higher rank by performing routine tasks incidental to the conduct of fiscal examinations of the operations, books and records of state...

Examiner - Member Regulation, Sales Practice - Chicago, IL

Finra - 49 reviews - Chicago, IL  +9 locations
In today's fast-paced and complex global economy, FINRA is a trusted advocate for investors, dedicated to keeping the markets fair and proactively addressing...

Consulting - Market Conduct Examiner - Regulatory Insurance

RSM US LLP - 100 reviews - McLean, VA  +2 locations
Market Conduct Examiner Risk & Regulatory Consulting Position Overview The Market Conduct Examiner will be responsible for managing and performing review of...

UAS Operator 4

Insitu - 31 reviews - United States
Conduct demonstration flights. Conduct and document maintenance actions. Conducts technical training and demonstration flights....

PURCH & SM SPEC EMPLOY FIN & TACT SERV EAS

United States Postal Service - 9,506 reviews - Aurora, CO
$66,829 - $110,664 a year
Conducts negotiations on price, technical requirements, terms, and conditions of the contract; Conducts customer satisfaction evaluations and gather supplier...

Claim Examiner / Adjuster

Homeowners Choice - Tampa, FL
Conduct proper investigations, set adequate reserves, and perform expeditious adjustments of claims. The Claims Examiner has direct responsibility for...
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Wealth Management Compliance Targeted Assessments Examiner

Morgan Stanley - 1,774 reviews - Baltimore, MD
The Targeted Assessments Compliance Examiner conducts various reviews throughout Wealth Management. As a market leader, the talent and passion of our people is...
Defense Cybersecurity Engineering Manager
Leveraging technical knowledge of firewalls, active directory, Windows Operating Systems, intrusion detection and prevention systems, proxy servers, endpoint...
Claims - Casualty Specialist II
Assess actual damages associated with claims and conduct negotiations to settle claims. Determine need for independent adjusters, cause and origin experts,...

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