Market Conduct Examiner jobs

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Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra - 3.833 reviews - New York, NY
Financial Operations Examiner. FINRA examiners work in a team environment, frequently offsite. Stock markets, including the New York Stock Exchange, NYSE Arca,...
Credit Financial Analyst - N. Monroe
This includes supporting documentation for the CROC, auditors, and examiners. Interacts with examiners and auditors as part of the Bank’s on-going...
Behavioral Health Professional
Conducts home visits and case consultations as needed. Works with other professionals to plan, market and implement new programs....

Consumer Compliance Examiner

Federal Reserve Bank of San Francisco - 4.315 reviews - San Francisco, CA
Consumer Compliance Examiner. Consumer compliance examiners help promote market efficiency and fairness in consumer financial services....


6614 - Manchester, NH
$15.91 - $22.81 an hour
And determination of eligibility of job seekers for appropriate educational or training programs to meet individual vocational goals and employer labor market...

Consulting - Market Conduct Examiner - Regulatory Insurance

RSM US LLP - McLean, VA  +2 locations
Market Conduct Examiner Risk & Regulatory Consulting Position Overview The Market Conduct Examiner will be responsible for managing and performing review of...

Compliance Examiner II

Raymond James Financial - 3.9210 reviews - Saint Petersburg, FL  +1 location
Financial markets and products. Conducts onsite examinations to evaluate compliance with written policies and procedures....

Financial Operations Examiner - Member Regulation, ROOR - Ne...

Finra - 3.833 reviews - New York, NY  +1 location
Financial Operations Examiner. Stock markets, including the New York Stock Exchange, NYSE Arca, NYSE Amex, The NASDAQ Stock Market and the International...

Examiner/Sr. Examiner - Community Bank Group

Federal Reserve Bank of Atlanta - 4.1301 reviews - Atlanta, GA
Examiner - Community Bank Group. Provides guidance, training, and feedback to less experienced examiners....

OR Business Analyst

Plaza Medical Center of Fort Worth - Fort Worth - Fort Worth, TX
Supports the HCA Code of Conduct. Ability to utilize database, spreadsheet, word processing to conduct analysis of OR statistical reports....

Insurance Specialist- Policy Unit

Federal Reserve Bank of Boston - 4.1301 reviews - Boston, MA
Conduct periodic institutional risk assessments and peer/product line reviews. Conduct project-based and ad-hoc analyses of emerging issues and the related...

CI Officer/Forensics Examiner

Leidos - 3.8163 reviews - St. Louis, MO
Government civil agencies and commercial health and engineering markets. The Global Services Group has a current opening for a Counterintelligence Officer...


The State of Rhode Island - Cranston, RI 02920
$45,972 - $53,003 a year
Certified Public Accountant (CPA), Certified Financial Examiner (CFE), and Certified Insurance Examiner (CIE)....
Director of Fraud & Data Analytics
Confidential Consulting Firm - Washington, DC
Certified Fraud Examiner. Conducts advanced data analysis and highly complex designs algorithm. Works with the Business Development department to professionally...
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Enforcement Investigator - Rockville, MD
Finra - 3.833 reviews - Rockville, MD
FINRA performs various market regulation functions under contract for almost every equities market in the United States, including the New York Stock Exchange,...

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