Regulatory Analyst jobs in New York, NY

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Operations Due Diligence Analyst
Nikko Asset Management Americas, Inc. - New York, NY
We are searching for an operations due diligence analyst with 3-6 years of experience in an operational... of compliance procedures, regulatory reporting and...
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Sponsored by Nikko Asset Management Americas, Inc. - 30+ days ago
Operational Risk Analyst
Wall Street Services - New York, NY
self-assessments, regulatory rules and procedures... and presentation skills This Operational Risk Analyst role is a consulting opportunity with a global... $70,000 a year
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Sponsored by Wall Street Services - 19 days ago

Regulatory Complaint Analyst

Healthfirst 69 reviews - New York, NY
The Regulatory Complaint Analyst is responsible for responding to complaints initiated by regulatory agencies, and overseeing the complaint response process to...
1 day ago - save job - block - email - more...

Client Onboarding Analyst

Barclays Investment Bank 10 reviews - New York, NY
Main Duties The role holder will be responsible for reviewing and ensuring all required AML/KYC Regulatory requirements for new and existing clients are met....
5 hours ago - save job - block - email - more...

Assistant Market Surveillance Analyst - NY

Chicago Mercantile Exchange 41 reviews - New York, NY
Assistant Analysts help review customer positions and process key regulatory information into systems. Assistant Analysts help track, maintain, and document...
CME Group - 5 days ago - save job - block - email - more...

DCM Associate/Analyst - FIG

RBC 207 reviews - New York, NY
In this position the analyst/ associate will support senior bankers in origination, syndication and execution of high grade FIG debt transactions....
4 days ago - save job - block - email - more...

Analyst Global Loans – CMO

Citi 1,936 reviews - New York, NY
The North American business is hiring an Analyst to join a team of seasoned bankers and transactors based in New York who will be are assigned to projects based...
12 days ago - save job - block - email - more...

Regulatory Affairs Medicare Analyst

Health and Hospitals Corporation 2 reviews - New York, NY
The Regulatory Affairs Analyst performs a variety of tasks that support the Regulatory Affairs Department’s role as liaison to regulatory agencies and assists... $38,175 - $60,000 a year
7 days ago - save job - block - email - more...

Compliance Analyst

E*TRADE Financial 64 reviews - Jersey City, NJ
• Assist with Brokerage Compliance Risk Tracking Working Group and Regulatory Change Management Processes, including setting meetings, taking minutes, and...
1 hour ago - save job - block - email - more...

PSEGLI Senior Regulatory Analyst

PSEG 32 reviews - Uniondale, NY
Utility regulatory policy and procedure expert who proactively identifies emerging regulatory issues and develops solutions and strategies aligned with...
7 days ago - save job - block - email - more...

Governance & Reporting Analyst - Systemic Risk Office

DTCC 10 reviews - Jersey City, NJ
Event Coordination (monthly, quarterly and ad hoc regulatory meetings;. Generating and maintaining metrics and other reports....
1 hour ago - save job - block - email - more...

Compliance Analyst – New Accounts

Signature Bank 15 reviews - Manhattan, NY - +1 location
The analyst will conduct enhanced due diligence on both existing and prospective clients. Perform know your customer, enhanced due diligence and account...
11 days ago - save job - block - email - more...
Securities Regulatory Analyst
Tower Legal Solutions 5 reviews - New York, NY
The essential function of the Securities Regulatory Analyst is to work closely with the FINRA, Exchange... The Securities Regulatory Analyst provides global...
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Sponsored by Tower Legal Solutions - 30+ days ago
Director, Grid Edge
GTM Research - New York, NY
financial, regulatory and technological trends into cohesive, actionable analysis for GTM Research clients. With input from the GTM Research analyst team and...
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Sponsored by GTM Research - 30+ days ago
Regulatory Complaint Analyst
Healthfirst 69 reviews - New York, NY
The Regulatory Complaint Analyst is responsible for responding to complaints initiated by regulatory... and responses using regulatory reporting required...
Sponsored by Healthfirst - 1 day ago

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Company with Regulatory Analyst jobs
69 reviews
Healthfirst, one of the fastest growing health plans in New York & New Jersey, provides high-quality healthcare to over 900,000 members.
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