Regulatory Compliance Analyst jobs in Jersey City, NJ
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Junior Compliance Analyst - Attorney / Lawyer Job
Kinney Recruiting, Inc.
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New York, NY
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firm - seeks an analyst to work closely with a team of attorneys and compliance professionals to help... regulatory filings, collaborating with compliance...
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Sponsored by Kinney Recruiting - 4 days ago
VP - Investment Compliance Analyst
Compliance Search Group
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New York, NY
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Compliance Risk Management program elements, such as inventory of laws and documentation of compliance... investment adviser regulatory compliance experience...
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Sponsored by TheLadders.com - 20 days ago
Toys R Us
1,586 reviews
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Wayne, NJ
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Demonstrated leadership skills with training and developing personnel in Situation Response and Crisis Management protocols....
8 days ago
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Prudential
262 reviews
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Newark, NJ
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Working knowledge of some of the following desired:. Working knowledge of pay-to-play and lobbying laws and the Foreign Corrupt Practices Act is desired....
20 days ago
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Borderfree
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New York, NY 10017 (Midtown area)
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Position Responsibilities include but are not limited to. Execute Borderfree import/export operational processes and procedures....
5 days ago
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Health and Hospitals Corporation
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New York, NY
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Investigate allegations of potential fraud or abuse by members, providers or others. Assist the Compliance Officer with other compliance and regulatory...
$38,175 - $60,000 a year
6 days ago
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Barclays Capital
74 reviews
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New York, NY
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Knowledge of FINRA, NASD, NYSE, MSRB and SEC Rules and Regulations. 3+ years experience with Microsoft Excel....
7 days ago
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JPMorgan Chase
2,122 reviews
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New York, NY
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Experience in business process analysis, documenting gaps and process standardizations. Experience supporting strategic improvements and delivering measurable...
6 days ago
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CBS Corporate
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New York, NY
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CISA, CISSP, SSCP, or CPA. Identify risk, and evaluate deficiencies, while working with internal control owners to appropriately remediate them....
14 days ago
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Finra
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New York, NY
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FINRA strives to make our career site accessible to all users. The information provided above has been designed to indicate the general nature and level of work...
4 days ago
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Two Sigma Investments, LLC.
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New York, NY
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regulatory developments. Drafting and maintaining compliance policies and procedures and assisting in the development of regulatory reporting and regulatory...
18 days ago
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Linium Resources
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New York, NY 10005 (Financial District area)
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5 Years basic Investment Banking/Capital Markets industry experience/knowledge. Knowledge of Information Barrier policies/Chinese Wall....
47 minutes ago
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Forms Analyst
Ironshore
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New York, NY
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insurance and regulatory codes and provide electronic company manuals and forms for publishing. * Provide insight into whether Ironshore is in compliance with...
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Sponsored by Ironshore - 27 days ago
Sr Compliance Analyst
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Job Title: Sr Compliance Analyst Job ID: 73100 Location: New York Full/Part Time: Full-Time Regular... maintenance of global compliance programs for MetLife...
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Sponsored by TheLadders.com - 21 days ago
FX IT Business Analyst
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inter alia, the Group Compliance policy. · Be aware... Risk · Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards and...
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Sponsored by HSBC - 13 days ago
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