Regulatory Compliance Analyst jobs in New York, NY

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Data Content Analyst
Interactive Data - 35 reviews - New York, NY 10261
ICE Data Services's offerings support clients around the world with mission-critical functions, including portfolio valuation, regulatory compliance, risk...
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Sr. High Yield Municipal Bond Evaluations Analyst
Interactive Data - 35 reviews - New York, NY 10261
ICE Data Services' offerings support clients around the world with mission-critical functions, including portfolio valuation, regulatory compliance, risk...
Sponsored

Financial Intelligence Analyst

New York District Attorney's Office - New York, NY
Work experience related to international banking, finance, or AML/sanctions compliance, or the regulatory supervision and enforcement of each preferred....

Portfolio Management & Compliance

New York Life Insurance Co - 926 reviews - New York, NY
Conducts feasibility, risk, regulatory compliance, and ROI analyses for proposed projects. Manages compliance of vendor SOWs for projects....

Swaps and Volcker Compliance Analyst

Santander Investment Securities Inc - New York, NY
Experience in regulatory reporting / dealing with Regulatory bodies a plus. Report to the Volcker Compliance Manager on Title VII and Volcker-related compliance...
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Risk Appetite and Stress Test Governance Analyst

Barclays - 2,116 reviews - New York, NY
All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk...

BA4 Principal Onboarding Analyst

Barclays - 2,116 reviews - New York, NY
Regulatory requirements for in-scope products. All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with...

Compliance Officer

Sumitomo Mitsui Banking Corporation. - New York, NY 10172 (Gramercy area)
Experience with general compliance functions, such as testing and monitoring, compliance training, compiling reports, developing policies and procedures, and...

Wealth Management Compliance Field Team Review Analyst

Morgan Stanley - 1,491 reviews - New York, NY 10032 (Washington Heights area)
3-5 years in Financial Services, Operations and/or Compliance. Professionals within Legal and Compliance provide a wide range of services to our business units....

Sr Bus Plng & Strategy Consultant

MetLife - 1,969 reviews - New York, NY
Understanding of domestic and international environmental compliance and corporate real estate regulatory requirements....

Compliance Analyst

C&C Apartment Management - New York, NY 10035 (East Harlem area)
Compliance Analyst – East Harlem*. And other regulatory compliance as needed. C+C Apartment Management, a property management firm, has an excellent opportunity...
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Compliance Analyst - SMBC Nikko Securities America

Sumitomo Mitsui Banking Corporation. - New York, NY 10172 (Gramercy area)
This generalist Compliance Officer will support the broker dealer’s Compliance team to provide advice to, and conduct oversight of, business activities to...

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