Regulatory Compliance Financial Services jobs in Buffalo, NY

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Premier Relationship Manager
The Premier Relationship Manager will be required to maintain compliance with all RBS Citizens Financial Group policies and procedures, as well as, regulatory...
QA Correspondence Specialist
American Coradius International, LLC - 35 reviews - Amherst, NY
$28,000 - $32,000 a year
Administer Progressive Compliance Disciplinary Process. Monitor collection calls for compliance with federal and state laws, and provide feedback to operations...
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Customs and Border Protection Officer
Customs and Border Protection - 43 reviews - United States
$32,844 - $77,844 a year
Legal and regulatory guidance. Employees are subject to drug testing in compliance with the Agency's Drug-Free Workplace Program....

Senior Regulatory Compliance Risk Analyst

HSBC - 8,481 reviews - Buffalo, NY 14203 (Willert Park area)
Minimum of 3-5 years proven and progressive financial services operations, compliance and/or legal management experience, or equivalent....

Operational Risk Officer - Mortgage

Key Bank - 1,019 reviews - Buffalo, NY
Industry certifications a plus, such as Certified Regulatory Compliance Manager (CRCM). Headquartered in Cleveland, Ohio, Key is one of the nation’s largest...

Corporate Security Assistant

M&T Bank - 821 reviews - Buffalo, NY
Administrative and Support Services. Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies....

Operations Associate IV - Collateral Release

M&T Bank - 821 reviews - Buffalo, NY
Five or more years of proven bank, financial services and/or relevant professional office operations experience....

Fraud Analyst

M&T Bank - 821 reviews - Amherst, NY
Bachelor’s degree in Criminal Justice, Financial Crime Investigation, Auditing or related field. Understand and adhere to the Company’s risk and regulatory...

Senior Auditor - Consumer Compliance

Key Bank - 1,019 reviews - Buffalo, NY
Certified Regulatory Compliance Manager (CRCM). Certified Financial Crimes Specialist (CFCS). Knowledge of Consumer Compliance preferred including:....

Securities Operations Specialist IV - M&T Securities

M&T Bank - 821 reviews - Buffalo, NY
General knowledge of M&T Securities compliance and regulatory information and M&T Securities product knowledge....

Client Solutions Associate

M&T Bank - 821 reviews - Buffalo, NY
Act as liaison between client, and clearing firm, processing teams ,and Financial Consultants. Adhere to applicable compliance/operational risk controls in...

Merchant Services Risk Management Administrator

M&T Bank - 821 reviews - Williamsville, NY
Merchant Services Risk Management Administrator-3DFTL. Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory...

MRT OASAS Housing - Housing Specialist

Lake Shore Behavioral Health - 11 reviews - Buffalo, NY 14214 (Starin Central area)
Resources, including entitlement programs, medical, financial and legal services, community supports. Of housing services to clients....
Project Manager
Fiserv - 1,317 reviews - Amherst, NY 14228
This minimizes lending risk, improves customer satisfaction, introduces new products more quickly, and facilitates compliance with regulatory requirements....
Associate KYC Analyst1- Buffalo NY
Citi - 11,302 reviews - Buffalo, NY
Timely execution of instructions received from AML Compliance and/or the Financial Intelligence Unit (FIU). Citi provides consumers, corporations, governments...