Regulatory Compliance Financial Services jobs in Dallas, TX

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Financial Consultant - Plano, TX
Understanding of current regulatory requirements in the financial industry. A Financial Consultant at TD Ameritrade will assess, assist, and advise existing and...
Associate Financial Advisor
The associate financial advisor will assist financial advisor(s) in working with clients to help them achieve their financial goals....
Risk/Compliance Analyst
Veritude - 80 reviews - Westlake, TX
7-10 years of experience in financial services industry. Experience should include operations, mutual funds, background in risk management, auditing or...

Dallas Risk & Compliance - Regulatory Senior Manager

Protiviti - 79 reviews - Dallas, TX 75240 (Far North area)
Dallas Risk & Compliance - Regulatory Senior Manager. Deep knowledge of bank and/or credit-related regulatory requirements, specifically related to consumer...

Financial Advisor - Service

Personal Capital - 3 reviews - Dallas, TX 75202 (City Center District area)
Expert, current knowledge of investment products and services. Assist in the training of new Financial Advisor hires....
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Regulatory Review Officer

Tolleson Wealth Management - 2 reviews - Dallas, TX 75205 (Highland Park area)
Support the success of the Bank’s Compliance Management System by ensuring compliance on all regulatory compliance related banking laws, incorporating...

Customer Advocate- Retail Credit Card Services

Neiman Marcus - 1,092 reviews - Dallas, TX
Ability to communicate decisions that most effectively mitigate credit risk while applying sound understanding of established compliance and regulatory...

CB Client On-boarding- International Onboarding VP - Dallas...

JP Morgan Chase - 16,044 reviews - Dallas, TX 75201 (City Center District area)
The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset...

DOT Fleet Compliance Specialst

Interstate Batteries - 151 reviews - Dallas, TX 75238 (Northeast Dallas area)
Manages documentation and regulatory research to insure full compliance with DOT and FCMSA rules. The DOT Fleet Compliance Analyst will assist in management...

Client Experience Operations Manager - Cedar Springs

BBVA Compass - 562 reviews - Dallas, TX
Perform Branch Associate / Teller functions on the Teller line, as well as, monitor and control line procedures and protocols for all client and operational...

Internal Auditor - Dallas, TX

The Freeman Company - 6 reviews - Dallas, TX
Performs financial, operational, compliance, and IT internal audits. Reviews organizational data, policies, processes, procedures, and practices in order to...

Legal - Assistant General Counsel - Mortgage Banking Servici...

JP Morgan Chase - 16,044 reviews - Plano, TX 75024
The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset...

Bankruptcy Quality Analyst

U.S. Bank - 4,598 reviews - Irving, TX 75038
Ensure compliance with internal and regulatory standards, guidelines and procedures. Measures the proper application of and compliance with internal and...
Compliance Analyst
MoneyGram - 213 reviews - Frisco, TX
The Compliance Analyst plays a crucial role by ensuring the business operates in accordance with all legal and regulatory requirements and all group standards...
Operations and Clearing Compliance Manager
TD Ameritrade - 367 reviews - Fort Worth, TX
Minimum five years in a financial services supervisory position. Provide Compliance guidance to various member of the TD Ameritrade Clearing management team....