Regulatory Compliance Financial Services jobs in McKinney, TX

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Financial Consultant - Plano, TX
Understanding of current regulatory requirements in the financial industry. A Financial Consultant at TD Ameritrade will assess, assist, and advise existing and...
Director, Shared Services
WageWorks - 93 reviews - Irving, TX
Director, Shared Services. Gain in-depth understanding of the Company’s operation models, organization structure and proprietary technology platforms to be...
Financial Counselor
Valley Hope - 14 reviews - Grapevine, TX
Collects and reviews patient financial data, and determines eligibility for financial assistance including patient’s ability to pay and secure payment...

Portfolio Admin - Small Business

Capital One - 5,280 reviews - Plano, TX 75086
Working knowledge of Capital One credit policy, compliance standards, and regulatory requirements. Collecting and directing the flow of financial reporting and...

Records Supervisor

City of McKinney, TX - McKinney, TX 75069
$71,517 - $103,700 a year
Has an understanding of legal and regulatory requirements; Thorough understanding of local government records retention schedules, ability to accurately...


Independent Bank Group - 16 reviews - McKinney, TX
Previous experience in banking or financial services environment, required. In addition, the position must be attuned to SEC regulations and how this impacts...

Home Equity Sales & Service Specialist (Loan Officer)

Bank of America - 19,940 reviews - Plano, TX 75024
Products or services. Works with prospective and existing clients to provide financial solutions through lending and companion products that require complex...

DOT Fleet Compliance Specialst

Interstate Batteries - 149 reviews - Dallas, TX 75238 (Northeast Dallas area)
Manages documentation and regulatory research to insure full compliance with DOT and FCMSA rules. The DOT Fleet Compliance Analyst will assist in management...

Compliance Officer

PointBank - 7 reviews - Pilot Point, TX 76258
Five (5) plus years banking or legal compliance experience preferred in a financial institution. Comprehensive self-testing on compliance reviews;...
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FC Lending Officer

Bank of America - 19,940 reviews - Frisco, TX 75034   +2 locations
Ability to analyze and comprehend complex financial data and provide financial alternatives. The FCLO ensures exceptional customer service by maintaining...

Compliance Analyst

Conifer Health Solutions - 753 reviews - Frisco, TX
Or Coding Compliance. Compliance Operations and Programs; The Compliance Analyst will support compliance program initiatives and participate in a variety of...

Compliance Analyst

MoneyGram - 212 reviews - Frisco, TX
The Compliance Analyst plays a crucial role by ensuring the business operates in accordance with all legal and regulatory requirements and all group standards...

Acct Exec/UW, Select

Travelers - 1,089 reviews - Richardson, TX
Responsible for insuring compliance with underwriting strategies and regulatory requirements. Maintain an understanding of Travelers products, services and...
Internal Auditor
WageWorks - 93 reviews - Irving, TX
Maintains an awareness of Company products, services and the related regulatory environment to effectively manage the internal controls environment....
Compliance Sales Supervision
Prospera Financial Services - Dallas, TX 75240
Strong attention to detail and ability to identify regulatory issues or compliance concerns when supervising day-to-day activities of the registered...
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