Regulatory Compliance Financial Services jobs in Plano, TX

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Compliance Officer - Mortgage Servicing Insurance/Flood/Escr...
Citi - 8,157 reviews - Irving, TX
Compliance and Control. The Compliance Officer is responsible for communicating results to Business Management and Compliance Management, as applicable....
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Compliance Officer - Third Party Oversight
Citi - 8,157 reviews - Irving, TX
5+ years of experience in financial services. Compliance and Control. Assess annual Compliance Risk Assessment results and develop informed enterprise wide view...
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Compliance Officer - Mortgage Product Compliance Governance
Citi - 8,157 reviews - Irving, TX
The incumbent will work with Global Compliance and business Compliance officers supporting CitiMortgage, Citi Private Bank, and Local Consumer Lending to ensure...
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Business Controls Specialist I

PennyMac Loan Services, LLC - Plano, TX
Financial Services and, if possible, mortgage industry experience preferred. Assists in the development of a mortgage centric compliance program that...

Bank Compliance & Regulatory Consultants

Nutech Group - Dallas, TX
$125,000 a year
Bank Compliance & Regulatory Consultants*. Certified Regulatory and Compliance Professional (CRCP). Our client, a consulting firm, is building out its national...
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Compliance Associate

Blue River Partners, LLC - Dallas, TX
Financial controls and operational support services; Ongoing regulatory compliance (SEC, CFTC, and 40 Act); Draft regulatory policies and procedures....

Financial Services, Capital One University, Senior Learning...

Capital One - 2,996 reviews - Plano, TX
Financial Services, Capital One University, Senior Learning Associate. At least 2 years experience in Financial Services Industry....

Client Advisor

Bessemer Trust Company - 2 reviews - Dallas, TX 75201 (City Center District area)
Comply with all regulatory requirements. Client Tax and Financial Planning Department, Investments, Legacy Planning and Trust Administration, Alternative Asset...

Sr Audit Manager, Financial Services

Capital One - 2,996 reviews - Plano, TX
Sr Audit Manager, Financial Services. 4+ years of experience in a bank or 4+ years of experience in a financial services firm....

Relationship Banker - Plano Market

JPMorgan Chase - 10,969 reviews - Plano, TX  +4 locations
Financial services sales, or. You’ll acquire, manage, retain meaningful relationships with our customers, using your financial knowledge to offer thoughtful...

Bank Compliance Analyst

Emerson Howell Nagel & Associates - Dallas, TX
A financial services organization is seeking a Bank Compliance Analyst to join their bank compliance initiatives team....
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BSA/AML Team Lead

Allsec Financial Services - Dallas, TX
Substantive experience ( Five years minimum ) in the financial services industry including a working knowledge of, or experience in banking operations,...

Compliance Tester II

Capital One - 2,996 reviews - Plano, TX
2 years of financial services compliance monitoring experience and 2 years of compliance auditing experience. 2 years of financial services consumer compliance...
Compliance Officer- Mortgage Originations Fulfillment
Citi - 8,157 reviews - Irving, TX
Compliance and Control. Developing Compliance policy and guidelines. Citi provides consumers, corporations, governments and institutions with a broad range of...
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Business Analysis Sr Specialist II - Dallas, TX
JPMorgan Chase - 10,969 reviews - Lewisville, TX
Adheres to compliance with legal and regulatory requirements. 5 or more years of financial services operations experience (i.e....
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