Regulatory Compliance Financial Services jobs in Sunnyvale, CA

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Compliance Associate
Lending Club - 21 reviews - San Francisco, CA
Prefer 2 years of experience with respect to the investment or financial services industry preferably in compliance, legal, risk management, and/or audit roles....
Branch Manager
TD Ameritrade - 229 reviews - Cupertino, CA
Understanding of current regulatory requirements related to the industry. Focus of effort on development of sales professionals who provide investors with broad...
Compliance Consultant 3
Wells Fargo - 13,516 reviews - San Francisco, CA
Knowledge and understanding of regulatory compliance requirements surrounding the financial services industry. Experience implementing and monitoring regulatory...

Compliance Director

Silicon Valley Bank - 37 reviews - Santa Clara, CA 95054
Offering diversified financial services through Silicon Valley. At least 7 years of work experience in a financial institution or bank regulatory agency...

Director Global Procurement

Becton Dickinson & Company - 460 reviews - San Jose, CA 95131 (North Valley area)
For this group of categories, the Director – Global Procurement Has year-on-year financial accountability for group of categories with respect to price movement...

Payments Counsel (Product/Regulatory)

PayPal - 400 reviews - San Jose, CA
PayPal is seeking a high caliber, experienced and energetic attorney, with experience in financial services regulation and technology to join our Product Legal...

Sr. Compliance Analyst

Loring Ward - 2 reviews - San Jose, CA
Are you ready to be part of an innovative, growing company that is reshaping the financial services industry? Prior regulatory experience is a plus....

Director, Risk Assessment and Validation

Visa - 282 reviews - Foster City, CA
We are also global advocates for financial inclusion, working with partners around the world to help those who lack access to financial services join the global...

Sr. Counsel - Compliance Job

Visa - 282 reviews - Foster City, CA
Compliance experience including AML/CTF, sanctions, export control, policies and procedures, regulatory exam management, ethics hotline....

Sr. Security Risk & Compliance Analyst

Citrix - 188 reviews - Mountain View, CA
Advocate compliance with security policies, legal, regulatory and contractual requirements. Security Risk & Compliance Analyst....


Siemens - 3,948 reviews - Mountain View, CA
Global Regulatory Compliance:. Quality Management System Compliance:. Implement regulatory strategic planning for product portfolio with flexibility to modify...

AML Compliance Officer

Robinhood - Palo Alto, CA
5+ years AML Supervision and Controls experience in an online retail brokerage or self clearing financial services firm....
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Market Supervisory Officer

UBS - 734 reviews - Menlo Park, CA 94025
Experience in a financial services environment. Make sure that legal, compliance and regulatory requirements are observed, including Sarbanes-Oxley and KYC...
Senior Branch Customer Service Representative
HSBC - 3,721 reviews - Mountain View, CA
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
Division Manager
Oversees Privacy and Security compliance according to the Lindora Risk Management and Compliance requirements....
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