Regulatory Compliance Financial Services jobs in Williamsville, NY

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Risk Management Reporting Manager - Operational Risk Reporti...
Citi - 11,032 reviews - Buffalo, NY
Risk Management, Reporting, Financial Control, Compliance, Audit, Operations, etc.). Citi provides consumers, corporations, governments and institutions with a...
Small Business Relationship Banker
Citizens Bank - 1,567 reviews - Depew, NY 14043
Ensure compliance with all financial policies, procedures and regulatory requirements. Business and financial acumen....
PIP Claims Representative Trainee, I
Evaluate settlement alternatives by reviewing regulatory compliance and fair claims practices; Comply with state regulatory requirements and maintain work...

Data Entry - Case Filing Specialist

American Arbitration Association - 46 reviews - Buffalo, NY
In partnership with the NYS Department of Financial Services, the American Arbitration Association's NYSI CMC has administered the mediation and/or arbitration...

Quality Assurance Reviewer

HSBC - 8,305 reviews - Depew, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

Director - Gaming Compliance

Delaware North - 805 reviews - Buffalo, NY 14202 (Central Business District area)
Working knowledge of applicable regulatory environments including governmental reporting, GAAP, and Sarbanes-Oxley Section 404 compliance....

Securities Processing Specialist

HSBC - 8,305 reviews - Buffalo, NY 14203 (Willert Park area)
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

Risk Management Reporting Analyst 4 (Buffalo, NY)

Citi - 11,032 reviews - Buffalo, NY
Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit...

Intermediate Risk Management Reporting Analyst 2 (Buffalo, N...

Citi - 11,032 reviews - Buffalo, NY
Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit...

Financial Crimes Investigator I

KeyBank - 978 reviews - Buffalo, NY
Investigator is responsible for managing assigned investigations to ensure regulatory compliance. A professional certification such as Certified Fraud Examiner...

Deputy Compliance Officer-Centralized Compliance

M&T Bank - 798 reviews - Buffalo, NY
Deputy Compliance Officer-Centralized Compliance-3DDRU. Ability to use internet to access and download regulatory compliance information available on government...

Operational Risk Officer

KeyBank - 978 reviews - Buffalo, NY
Industry certifications a plus, such as Certified Regulatory Compliance Manager (CRCM). Headquartered in Cleveland, Ohio, Key is one of the nation’s largest...

Institutional Custody Client Relationship Support

M&T Bank - 798 reviews - Buffalo, NY
As one of strongest, most successful companies in the U.S financial services industry, M&T continues to grow, offering value to our shareholders and opportunity...
Associate KYC Analyst1- Buffalo
Citi - 11,032 reviews - Buffalo, NY
Timely execution of instructions received from AML Compliance and/or the Financial Intelligence Unit (FIU). Citi provides consumers, corporations, governments...
KYC Sr Manager (Vice President) – Buffalo NY
Citi - 11,032 reviews - Buffalo, NY
Financial services related qualifications would be advantageous. Citi provides consumers, corporations, governments and institutions with a broad range of...