Regulatory Compliance Financial Services jobs in Williamsville, NY

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Benefits Manager
Multisorb Technologies - Buffalo, NY
Ensures administrative and regulatory compliance by managing third party vendors. Strives for error-free processing and strong customer service focus....
Sponsored by Multisorb Technologies
Performance GRC Risk Management Director
PwC 1,333 reviews - Buffalo, NY
Demonstrates expertise of and/or a proven record of success performing in a role involving regulatory compliance, assisting businesses with understanding...
Sponsored by PwC
VP Premier Relationship Advisor PCS
HSBC 2,810 reviews - Depew, NY
Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...
Sponsored by HSBC

Compliance Associate HARP

HSBC 2,810 reviews - Depew, NY
Minimum of one year proven audit, compliance, financial services operations and/or regulatory experience, or equivalent....

Client Service Manager

HSBC 2,810 reviews - Buffalo, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

Client Onboarding Analyst

Citi 2,601 reviews - Buffalo, NY
3+ years’ experience in financial services. Previous, client facing, middle office or operations financial services experience....

Credit Risk Modeler I

M&T Bank 412 reviews - Buffalo, NY
Banking or Financial Services experience; Develop and integrate model strategy to support business initiatives and regulatory compliance....

Inside Sales Representative

M&T Bank 412 reviews - Williamsville, NY
Minimum two (2) years customer service experience. These changes include Regulatory and compliance requirements as well as enhancements to mitigate fraud and...

Customer Data & Governance Specialist

M&T Bank 412 reviews - Buffalo, NY
5+ years regulatory or legal experience. As one of strongest, most successful companies in the U.S financial services industry, M&T continues to grow, offering...

Portfolio Manager

HSBC 2,810 reviews - Buffalo, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

Centralized Compliance Q/C Testing Specialist

M&T Bank 412 reviews - Buffalo, NY
Compliance Q/C Testing Specialist - Centralized Compliance. Centralized Compliance Q/C Testing Specialist. Interact with business unit compliance personnel and...

AVP Manager LCO

HSBC 2,810 reviews - Depew, NY
Minimum 4-6 years proven audit, compliance, financial services operations and/or regulatory experience, or equivalent....

Securities Advisor II

M&T Bank 412 reviews - Buffalo, NY
Must have knowledge of compliance and securities regulatory authority guidelines. Provide guidance to sales personnel based on current compliance and securities...
Senior Manager Business Performance
HSBC 2,810 reviews - Buffalo, NY
Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards and policies;...
Sponsored by HSBC
Finance Manager
SelectOne - Amherst, NY
Experience in financial services, insurance or other highly regulated service industry. Provides oversight and leadership related to regulatory execution and...
Sponsored by SelectOne

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Company with Regulatory Compliance Financial Services jobs
Multisorb Technologies is the worldwide leader in active packaging technology.