Rule Financial jobs in New York, NY

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VP Premier Relationship Advisor PCS
HSBC 2,327 reviews - New York, NY
Certified Financial Planner preferred. The term ‘compliance’ embraces all relevant financial services laws, rules and codes with which the business has to...
Sponsored by HSBC - 9 days ago
US Regulatory and Legal Affairs Officer
Barclay Simpson - New York, NY
$225,000 a year
Extensive exposure to SEC/FINRA/CFTC/NFA rules and regulations; Our client, a global financial group, is seeking to recruit a US Regulatory and Legal Affairs...
Sponsored by Barclay Simpson - 20 days ago
Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra 24 reviews - New York, NY
Financial Operations Examiner. Excellent analytical and evaluation skills related to financial and operational activities of member organizations for rule...
Sponsored by Finra - 6 days ago

FINANCE AND BUDGET OFFICER

United Nations 156 reviews - New York, NY
Knowledge and command of budget development and financial administration of resources; The development and support of effective and efficient budget management...
3 days ago - save job - email - more...

Associate Corporate Relationship Support Manager I

HSBC 2,327 reviews - New York, NY
Possess analytical and financial skills. The term ‘compliance’ embraces all relevant financial services laws, rules and codes with which the business has to...
4 days ago - save job - email - more...

Financial Services Associate

New York Community Bank 51 reviews - Staten Island, NY - +8 locations
Processes all customer related financial transactions in accordance with the rules, regulations, and guidelines of the bank....
2 days ago - save job - email - more...

ACCOUNTANT

Department of Veterans Affairs 839 reviews - New York, NY
Statement of Financial Conditions, Selected. Responsible for fiscal law, rules, regulations, policies, automated accounting and non-accounting systems, and...
4 days ago - save job - email - more...

Capital Plan Manager

RBC 244 reviews - New York, NY
A technical understanding of a broad range of financial products (including derivatives and asset-backed finance) from different financial markets is necessary....
2 days ago - save job - email - more...

Compliance Examiner—Documentation Compliance, OTC Derivative...

National Futures Association 6 reviews - New York, NY
1 to 3 years financial services experience, preferably in regulatory compliance, risk management, auditing, or operations....
6 days ago - save job - email - more...

Compliance Examiner

National Futures Association 6 reviews - New York, NY
A Compliance Examiner's main responsibility is to support NFA's regulatory programs through exams, investigations and financial surveillance of NFA Members....
6 days ago - save job - email - more...

Compliance Examiner, OTC Derivatives

National Futures Association 6 reviews - New York, NY
0-3 years' financial services experience, preferably in regulatory compliance, risk management, auditing, or operations....
6 days ago - save job - email - more...

Client Service Specialist – Branch Networking Event – New Yo...

Charles Schwab 240 reviews - Brooklyn, NY
Scheduling clients with an Associate Financial Consultant and/or Financial Consultant for further consultation....
6 days ago - save job - email - more...

Banker III, Middle Market Agribusiness Banking Group - New Y...

JPMorgan Chase 5,857 reviews - New York, NY
Strong leadership abilities in financial services sales and business development. Strictly comply with all regulatory and firm-wide rules, policies, and...
21 hours ago - save job - email - more...
Corporate Services Financial Consultant
Etrade Financial 74 reviews - New York, NY
Execute financial services transactions with minimal supervision. Familiarity with Rule 144 and 10b51 plans is highly preferred....
Sponsored by Etrade Financial - 13 days ago
Manager III,Broker Dealer Operations & Financial Responsibil...
Finra 24 reviews - New York, NY
Advanced knowledge of SEC and FINRA financial responsibility rules. Enforcing those rules and the federal securities laws;...
Sponsored by Finra - 14 days ago

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Company with Rule Financial jobs
2,327 reviews
HSBC is a leading world bank, covering 74 countries and territories. Our size and global reach offer exceptional career opportunities