Sec Associate jobs in Chicago, IL

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Transaction Advisory--Financial Due Diligence (FDD) Senior A...
Cameron Craig Group - Chicago, IL
Transaction Advisory--Financial Due Diligence (FDD) Senior Associate and Manager, Chicago, (BIG 4 Firm). Demonstrates proven thorough aptitude and success with...
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Sponsored by Cameron Craig Group - 30+ days ago
Principal Reviewer - Suitability Analyst
CNO Financial Group, Inc. - Chicago, IL
He or She will be responsible for centralized supervision of registered representative’s securities transactions and will work closely with all Registered...
Sponsored by CNO Financial Group, Inc - 30+ days ago
Regulatory Compliance Consulting (Credit Risk, Consumer Comp...
Cameron Craig Group - Chicago, IL
Associate Director – 16% of base salary. Prior working knowledge of the Bank Secrecy Act (BSA), US Patriot Act, Office of Foreign Asset Control (OFAC), and the...
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Sponsored by Cameron Craig Group - 30+ days ago

Associate

KPMG 1,009 reviews - Chicago, IL
We are currently seeking an Associate to join our Audit practice in our Chicago office. Identify and communicate accounting and auditing matters to senior...

Logistical Assistant I - II - Dispute Resolution - Chicago,...

Finra 25 reviews - Chicago, IL
All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin...

Compliance Analyst

Towers Watson 122 reviews - Chicago, IL
With 15,000 associates around the world, we offer consulting, technology and solutions in the areas of benefits, talent management, rewards, and risk and...

Corporate Counsel, Corporate & Securities

Groupon 157 reviews - Chicago, IL
Assist in the preparation of SEC filings, including Form 10-Ks, Form 10-Qs, Form 8-Ks, proxy statements and registration statements and other SEC and exchange...

Client Audit Consultant

TransUnion 55 reviews - Chicago, IL
Info Sec Strategy & Planning. When a request comes to Info Sec and Client Matter handling. Monitor – Track – Respond to all client Info Sec Matter inquiries...

Case Administrator Manager - Dispute Resolution - Chicago

Finra 25 reviews - Chicago, IL
Evaluations for SEC; All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital...

Counsel (Contractor) Options Regulation - Market Regulation...

Finra 25 reviews - Chicago, IL
All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin...

Senior Associate

KPMG 1,009 reviews - Chicago, IL
Supervise Audit associates and interns on engagements. We are currently seeking a Senior Associate to join our Audit practice in our Chicago office....

Compliance/Surveillance Developer

KCG Holdings, Inc. - Chicago, IL
Knowledge of SEC and SRO Rules and Regulations a plus. Assist in interpretation and implementation of SEC, FINRA, FCA and other relevant regulations....

Capital Markets Associate Attorney

Laurence Simons International Group - Chicago, IL
This firm offers associates outstanding experience and a bright future. The Chicago Office of premier Am Law 100 firm seeks a capital markets associate with 3...
Senior\u0097SEC Reporting
Cameron Craig Group - Glenview, IL
SEC filing experience and knowledge of the SEC reporting process and current GAAP standards. Senior—SEC Reporting, Glenview, $4B SEC Food Manufacturing Company,...
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Sponsored by Cameron Craig Group - 26 days ago
Examiner – Market Regulation, Trading & Financial Compliance...
FINRA 25 reviews - Chicago, IL
Thorough knowledge of SEC, FINRA and SRO rules and regulations, including those relating to floor brokers, market makers, option specialists;...
Sponsored by TweetMyJobs.com - 3 hours ago

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