Sec Associate jobs in Chicago, IL

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Associate Regional Director - Dispute Resolution - Chicago,...
Finra - 59 reviews - Chicago, IL
Evaluations for SEC; Associate Regional Director, Dispute Resolution. We Work to Protect Investors....
Sr Financial Reporting Analyst
Grainger - 1,395 reviews - Lake Forest, IL 60045
This role is critical to the Company’s compliance with US GAAP and SEC reporting requirements. Support various aspects of the preparation of financial reports...
Director Technical Accounting
US Foods - 1,310 reviews - Chicago, IL
Broad knowledge of accounting principles and practices (GAAP), financial policies and procedures, external/SEC reporting and internal controls commensurate with...

Employee Benefits Associate

THE FAUST GROUP, LLC - Chicago, IL
Employee benefits, Sections 409A and 280G of the Internal Revenue Code), SEC reporting requirements.:. THE FAUST GROUP, LLC is a national Legal Headhunting Firm...
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Financial Reporting Associate Accountant - New Graduate

Northern Trust Corp. - 712 reviews - Chicago, IL
The Associate Accountant will also assist in resolving auditor open items and incorporating comments to the financial statements....

Wealth Management Associate

U.S. Bank - 3,986 reviews - Chicago, IL  +1 location
Experience with the policies, processes and procedures of the brokerage and banking industries, FINRA, SEC, OCC and applicable banking regulations ensuring...

Commercial Banking - Finance – SOX – Internal Controls - Ass...

JP Morgan Chase - 14,474 reviews - Chicago, IL 60603 (Loop area)
This Associate role will be part of a team responsible for the following:. SOX Section 404 requires SEC registrants to issue an annual internal control report...

Associate - January 2018

CliftonLarsonAllen - 60 reviews - Oak Brook, IL 60523
As an Associate, you will provide audit and tax services to clients, with a primary focus on developing expertise within a specific industry....

Associate General Counsel

BDO - 743 reviews - Chicago, IL 60601 (Loop area)
Experience representing clients in regulatory settings such as the SEC, PCAOB and state accountancy boards, required....

Insurance Wholesaler

Penn Mutual Life Insurance - 46 reviews - Chicago, IL
(HTK), an SEC registered investment adviser, a registered broker-dealer, Member FINRA / SIPC . The Internal Marketing Representative (“IMR”) is responsible for...
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Compliance, GSAM Compliance, Analyst/Associate, Chicago

Goldman Sachs - 895 reviews - Chicago, IL
Familiarity with SEC, FINRA, CFTC and NFA rules preferred (but not required). Our division prevents, detects and mitigates compliance, regulatory and...

Package Screener O'Hare and Midway Airport Areas

Andy Frain Services - 357 reviews - McCook, IL
$13.50 an hour
Process report for the Security Supervisor and/or Dir of Sec., identifying areas of concern in weekly and daily reports....

Office Manager

Penn Mutual Life Insurance - 46 reviews - Chicago, IL
(HTK), an SEC registered investment adviser, a registered broker-dealer, Member FINRA / SIPC . Partners with Human Resources (HR) for associate relations,...
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Security Package Screener - McCook (J03-01425)
Andy Frain Services - 357 reviews - McCook, IL
$13.50 an hour
Process report for the Security Supervisor and/or Dir of Sec., identifying areas of concern in weekly and daily reports. Starting Pay Rate - $13.50*....
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Sales Manager - Chicago
(HTK), an SEC registered investment adviser, a registered broker-dealer, member FINRA / SIPC . If you're interested in an exciting career opportunity that can...
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