Sec Compliance Manager $110,000 jobs in Ohio

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Manager of Accounting Policy and Control
Cameron Craig Group - Cleveland, OH
$90,000 - $130,000 a year
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
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Manager of Accounting Policy and Control
NewCareers - Cleveland, OH
$90,000 - $130,000 a year
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
Easily apply
Manager of Accounting Policy and Control
Hotclinicaljobs.com - Cleveland, OH
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
Easily apply

RIA Compliance Manager

EF Hutton - 5 reviews - Springfield, OH
$31,000 - $78,000 a year
_RIA Compliance Manager_. Maintain records of regulatory compliance. 5+ years of work experience in regulatory compliance or as investment advisor - including...
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Senior Compliance Officer/Columbus Ohio

Ultimus Fund Solutions, LLC - Cincinnati, OH 45246
The Senior Compliance Officer provides compliance services to Ultimus’ third party mutual fund clients in support of their Rule 38a-1 compliance program...
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Senior Compliance Officer/Cincinnati Home Office

Ultimus Fund Solutions, LLC - Cincinnati, OH 45246
The Senior Compliance Officer provides compliance services to Ultimus’ third party mutual fund clients in support of their Rule 38a-1 compliance program...
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Manager of Regulatory Reporting

Key Bank - 783 reviews - Cleveland, OH
15+ years of external reporting experience with emphasis on Regulatory and SEC reporting. The candidate will be responsible for managing a team of people, and...

Compliance Analyst

Victory Capital Management - 4 reviews - Brooklyn, OH
Assist with the implementation of compliance testing, monitoring, and execution of the Compliance Program. Cleveland-based investment manager seeks compliance...

Manager, GRC & User Access Controls

The Andersons, Inc. - 53 reviews - Maumee, OH
Maintain a current understanding of SOX requirements, systems control and basic SEC and IRS reporting guidelines as they relate to SOX controls....

Senior Compensation Analyst

Hexion Inc. - Columbus, OH
Develops and documents procedures to streamline processes and ensure compliance with regulatory requirements....

Business Controls Analyst - IT

Fifth Third Bank - 1,107 reviews - Cincinnati, OH
Knowledge of the securities industry and SEC / FINRA regulations is preferred. 5 + years of financial services industry, risk, business controls or compliance...

Business Controls Analyst III - Mortgage Risk Strategies

Fifth Third Bank - 1,107 reviews - Cincinnati, OH
Knowledge of the securities industry and SEC / FINRA regulations is preferred. 5 + years of financial services industry, risk, business controls or compliance...

CCB - Senior Fiduciary Supervision Business Manager – Fiduci...

JPMorgan Chase - 12,894 reviews - Columbus, OH
OCC, FINRA, SEC. Ensure effective tracking and escalation of Fiduciary Supervision Inquiries and account reviews to prevent excessive aging to support...
Manager of Accounting Policy and Control
Apple & Associates Inc - Cleveland, OH
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
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