Sec Compliance Manager $120,000 jobs in Ohio

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Compliance and Control Analyst III

KeyBank - 943 reviews - Cleveland, OH  +1 location
5-7 years of experience in banking, compliance or audit related activity. Knowledge of FFIEC Examination Manual and/or SEC AML related guidance and regulations....

Compliance and Control Analyst III - Financial Crimes Risk A...

Key Bank - 943 reviews - Cleveland, OH  +1 location
5-7 years of experience in banking, compliance or audit related activity. Knowledge of FFIEC Examination Manual and/or SEC AML related guidance and regulations....

Regulatory Affairs Manager

Fifth Third Bank - 1,281 reviews - Cincinnati, OH
Direct regulatory compliance experience preferred. Demonstrated knowledge of financial principles and regulatory and compliance issues related to the banking...

Business Controls Manager II.

Fifth Third Bank - 1,281 reviews - Cincinnati, OH
Knowledge of the securities industry and SEC / FINRA regulations is preferred. 5-10 years of financial services industry, risk, business controls or compliance...

Complex Risk Officer

Morgan Stanley - 2,014 reviews - Cincinnati, OH
Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures. Focuses on business ethics and regulatory and compliance practices....

Director Compensation and Benefits

Forest City - 19 reviews - Cleveland, OH
Experience working with SEC compensation (public company) disclosures and practices is a plus. Ensures compliance with applicable regulations and laws...

Manager of Financial Reporting

LSI Industries - 28 reviews - Blue Ash, OH
Timely filing of SEC documents, and the adherence to all corporate financial policies. Of appropriate internal controls along with Sarbanes-Oxley Act of 2003 (...

Manager of External Reporting & Analysis

Creative Financial Staffing - 103 reviews - Cuyahoga Falls, OH
Excellent SEC reporting experience strong background in preparation of SEC forms including 10-K, 10-Q and 8-K as well as experience with compliance requirements...

Fiduciary Risk Officer – Chase Wealth Management (CWM) Risk...

JP Morgan Chase - 14,468 reviews - Columbus, OH 43240 (Far North area)
OCC, SEC, Department of Labor/ERISA. Ensure timely and effective response to Compliance and Audit Examinations on a priority basis....

Manager - Tax Operations

The Timken Company - 287 reviews - North Canton, OH 44720
Compliance), working for a U.S. Federal and state tax compliance and estimated payments :. Assist in the identification of key risks coming from tax operations...

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