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Manager of Accounting Policy and Control
Cameron Craig Group - Cleveland, OH
$90,000 - $130,000 a year
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
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Manager of Accounting Policy and Control
NewCareers - Cleveland, OH
$90,000 - $130,000 a year
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
Easily apply
Manager of Accounting Policy and Control
Hotclinicaljobs.com - Cleveland, OH
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
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Director Financial Reporting & Analysis

Action Management Services - Cuyahoga Falls, OH
$125,000 a year
SEC reporting experience – background in preparation of SEC forms such as 10-K, 10-Q and 8-K as well as experience with compliance requirements of SEC, FASB,...

Compliance Analyst

Victory Capital Management - 4 reviews - Brooklyn, OH
Assist with the implementation of compliance testing, monitoring, and execution of the Compliance Program. Cleveland-based investment manager seeks compliance...

RIA Compliance Manager

EF Hutton - 5 reviews - Springfield, OH
$31,000 - $78,000 a year
_RIA Compliance Manager_. Maintain records of regulatory compliance. 5+ years of work experience in regulatory compliance or as investment advisor - including...
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Senior SEC Reporting Analyst

Hexion Inc. - 2 reviews - Columbus, OH
GAAP and SEC reporting requirements. GAAP and some knowledge of SEC regulatory requirements; Organize and maintain supporting work papers related to Sarbanes...

Financial Reporting Consultant

ViaVero - Columbus, OH
3-5 years of experience (including public accounting), industry experience including SEC filings and GAAP understanding and heavy Excel experience....

Senior Compliance Officer/Cincinnati Headquarters

Ultimus Fund Solutions, LLC - Cincinnati, OH 45246
The Senior Compliance Officer provides compliance services to Ultimus’ third party mutual fund clients in support of their Rule 38a-1 compliance program...
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Senior Compliance Officer/Columbus Ohio

Ultimus Fund Solutions, LLC - Cincinnati, OH 45246
The Senior Compliance Officer provides compliance services to Ultimus’ third party mutual fund clients in support of their Rule 38a-1 compliance program...
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Manager, Investment Operations

Fort Washington Investment Advisors, Inc. - Cincinnati, OH 45202 (Mount Adams area)
Assists in all internal audit, GIPS, SEC and NASD examinations as needed. Proven overall strong business knowledge in accounting, operations, customer service,...

Business Controls Analyst I

Fifth Third Bank - 1,137 reviews - Cincinnati, OH
Knowledge of the securities industry and SEC / FINRA regulations is preferred. 1-2 years of financial services industry, risk, business controls or compliance...

Manager,perform Measurement

Fort Washington Investment Advisors, Inc. - Cincinnati, OH 45202 (Mount Adams area)
IACCP or NSCP Compliance Designation preferred. Assists in all internal audit, GIPS, SEC and NASD examinations as needed....
Manager of Accounting Policy and Control
Apple & Associates Inc - Cleveland, OH
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
Easily apply
Mutual Fund Wholesaler
Navian Capital - Cincinnati, OH
Maintain a high level of professional conduct ensuring that all FINRA, SEC, and Navian compliance and firm policies as well as the rules of engagement of our...
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