Sec Compliance Manager $80,000 jobs in Ohio

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Internal Audit Team Manager Sr
PNC - 3,009 reviews - Cleveland, OH 44101
AUDIT AND COMPLIANCE FUNCTION - Subject Matter Expertise. Leads complex internal audits to assess the effectiveness of controls, accuracy of financial records,...
Manager of Accounting Policy and Control
Hotclinicaljobs.com - Cleveland, OH
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
Easily apply
Manager of Accounting Policy and Control
NewCareers - Cleveland, OH
$90,000 - $130,000 a year
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
Easily apply

Director Financial Reporting & Analysis

Action Management Services - Cuyahoga Falls, OH
$125,000 a year
SEC reporting experience – background in preparation of SEC forms such as 10-K, 10-Q and 8-K as well as experience with compliance requirements of SEC, FASB,...

RIA Compliance Manager

EF Hutton - 5 reviews - Springfield, OH
$31,000 - $78,000 a year
_RIA Compliance Manager_. Maintain records of regulatory compliance. 5+ years of work experience in regulatory compliance or as investment advisor - including...
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Compliance Analyst

Victory Capital Management - 4 reviews - Brooklyn, OH
Assist with the implementation of compliance testing, monitoring, and execution of the Compliance Program. Cleveland-based investment manager seeks compliance...

Compliance & Control Analyst IV - AML

Key Bank - 810 reviews - Brooklyn, OH
Collaborate with the Chief AML Officer, Chief Compliance Officer, and FCG Managers and LOB BRC Officers on compliance issues, initiatives and projects....

Financial Reporting Consultant

ViaVero - Columbus, OH
3-5 years of experience (including public accounting), industry experience including SEC filings and GAAP understanding and heavy Excel experience....

Senior Reporting Financial Analyst.

Fifth Third Bank - 1,143 reviews - Cincinnati, OH
Apply this knowledge when completing required SEC filings. Represent SEC reporting in various accounting and finance initiatives....

Senior Compliance Officer/Cincinnati Headquarters

Ultimus Fund Solutions, LLC - Cincinnati, OH 45246
The Senior Compliance Officer provides compliance services to Ultimus’ third party mutual fund clients in support of their Rule 38a-1 compliance program...
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Senior Compliance Officer/Columbus Ohio

Ultimus Fund Solutions, LLC - Cincinnati, OH 45246
The Senior Compliance Officer provides compliance services to Ultimus’ third party mutual fund clients in support of their Rule 38a-1 compliance program...
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Business Controls Analyst I

Fifth Third Bank - 1,143 reviews - Cincinnati, OH
Knowledge of the securities industry and SEC / FINRA regulations is preferred. 1-2 years of financial services industry, risk, business controls or compliance...

Manager,perform Measurement

Fort Washington Investment Advisors, Inc. - Cincinnati, OH 45202 (Mount Adams area)
IACCP or NSCP Compliance Designation preferred. Assists in all internal audit, GIPS, SEC and NASD examinations as needed....
Manager of Accounting Policy and Control
Cameron Craig Group - Cleveland, OH
$90,000 - $130,000 a year
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
Easily apply
Manager of Accounting Policy and Control
Apple & Associates Inc - Cleveland, OH
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...
Easily apply

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