Sec Compliance Manager jobs

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Manager of SOX Compliance
Lending Club - 7 reviews - San Francisco, CA
Manager SOX Compliance. Manager of SOX Compliance :. The Manager of SOX Compliance will be supporting management during its second year of 404 compliance and...
Senior Manager, Regulatory Affairs
Lyons Magnus - 25 reviews - Walton, KY
Review and Approve labels in compliance with all FDA regulations and provide guidance on product label and formula compliance in regions Lyons has a business...
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SEC Reporting and Compliance Manager
Lime Energy - 13 reviews - Newark, NJ
SEC Reporting and Compliance Manager:. NASDAQ Stock Market (NASDAQ) Compliance and Big 4 experience is preferred....

Compliance Manager

Kennedy Unlimited Inc, Professional Staffing - St. Louis, MO
$152,000 a year
Responsibilities of the Compliance Manager. Compliance consultants in executing the Brokerage risk-based compliance control testing program to assure compliance...
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Regulatory Reporting Manager

Sumitomo Mitsui Banking Corporation. - Jersey City, NJ
The manager will report into SVP Head of Oracle Applications. Outstanding communication skills with the ability to explain technical issues to non-technical...

SEC Reporting/Internal Controls Manager MN051315

Babich & Associates - 2 reviews - Dallas, TX 75206 (M Streets area)
Technically strong knowledge of GAAP and SEC requirements, public company reporting and SOX compliance experience. Minimum of 2-3 years SEC reporting....
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Compliance Manager

SearchBankingJobs - San Francisco, CA
$135,000 - $175,000 a year
Compliance Manager, San Francisco. This hire will join the firm’s compliance team in the assessment, development, implementation, and testing of compliance...
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Compliance Manager III

BNY Mellon - 1,336 reviews - New York, NY  +2 locations
Compliance & Ethics-HR06015. Acting as interim chief compliance officer of an SEC – registered investment adviser....

ManagerSEC Reporting

AXIA Resources - 2 reviews - Houston, TX 77027 (River Oaks area)
Our clients is looking for a SEC Reporting Manager with a minimum of six years with Big 4 and three years in an Audit Manager role....

Compliance Manager 4

Wells Fargo - 10,431 reviews - Charlotte, NC  +1 location
The Compliance Manager will develop an extensive knowledge of industry regulations, corporate policies and standards, the corporate risk framework, legal entity...

Manager - External Reporting

Allscripts - 162 reviews - Raleigh, NC
Independently oversee the preparation, compilation, and filing of various SEC documents, assuring compliance with all financial disclosure and XBRL tagging...

BU Risk and Controls Manager

TIAA-CREF - 272 reviews - Denver, CO 80221
Solid understanding of regulatory agencies (e.g., FINRA, SEC). Promotes the adoption of a controls and compliance culture through training and consulting...

Manager, Sox Compliance

Emcore - 16 reviews - Alhambra, CA 91803
EMCORE is searching for a versatile finance professional to join as the SOX Compliance Manager within the Finance department....
Audit Manager (Asset Management)
Deloitte - 1,989 reviews - New York, NY
Deloitte & Touche LLP seeks a Audit Manager (Asset Management) in New York, NY. Performing accounting and auditing under the 33 Act public offerings, IPO SEC...
VP of Compliance Audit
Develops and manages the Compliance Audit team’s budget. Contributes insights that are outside the limited scope of compliance....

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