Sec Compliance Manager jobs in Edison, NJ

Sort by: relevance - date
Salary Estimate
Company
Location
Job Type
Jobs 1 to 10 of 69
Upload your resume - Let employers find you
SEC Reporting and Compliance Manager
Randstad Professionals - 25 reviews - Woodbridge, NJ
$95,000 - $120,000 a year
NASDAQ Stock Market Compliance and Big 4 experience is preferred. Preparation of various account analyses and supporting documentation relating primarily to SEC...
Sponsored
Senior Investment Adviser Compliance Consultant
Regulatory Compliance - New York, NY
Act as Account Manager for SEC and state-registered registered investment advisers; Investment Adviser Compliance:....
Easily apply
Sponsored
Financial Operations Examiner - Member Regulation, ROOR - Ne...
Finra - 30 reviews - New York, NY
Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and regulations....
Sponsored

SEC Reporting and Compliance Manager

Randstad Professionals - 25 reviews - Woodbridge, NJ
$95,000 - $120,000 a year
NASDAQ Stock Market Compliance and Big 4 experience is preferred. Preparation of various account analyses and supporting documentation relating primarily to SEC...

SEC Reporting and Compliance Manager

Lime Energy - 13 reviews - Newark, NJ 07102 (Central Business District area)
SEC Reporting and Compliance Manager:. NASDAQ Stock Market (NASDAQ) Compliance and Big 4 experience is preferred....

SEC Compliance Manager/Director

Robert Half Finance & Accounting - 20 reviews - Iselin, NJ 08830
$60,000 - $80,000 a year
Prepare and deliver compliance reports on branch compliance performance. Coordinate with the Compliance Department to Prepare, monitor and update compliance...

Independence Manager - Risk and Compliance Consultations

PRICE WATERHOUSE COOPERS - 1,565 reviews - Jersey City, NJ 07302 (Downtown area)
Our Internal Firm Services team consists of first-rate marketers, human resource professionals, computer technologists, knowledge managers, accountants,...

Trading Surveillance Associate/Associate Director

RBC - 345 reviews - Jersey City, NJ
Minimum 2 years of legal or compliance experience. Related experience in regulatory compliance or with NASD/FINRA/ NYSE/SEC....

Regulatory Reporting Manager

Sumitomo Mitsui Banking Corporation. - Jersey City, NJ
The manager will report into SVP Head of Oracle Applications. Outstanding communication skills with the ability to explain technical issues to non-technical...

Compliance - Volcker Testing

RBC - 345 reviews - Jersey City, NJ
Independent testing must examine both the banking entity’s compliance program and its actual compliance with the rule....

Internal Auditor

Apercu Global Inc. - Murray Hill, NJ  +1 location
SEC client experience a plus. \*Review compliance with established policies, procedures, and business practices to ensure effective operations....
Easily apply

Finance Manager, Worldwide Financial Compliance and Procedur...

Johnson & Johnson - 771 reviews - New Brunswick, NJ
The Finance Manager of Worldwide Financial Compliance and Procedures is responsible for the following:. Johnson & Johnson is recruiting for a Finance Manager of...

Compliance Manager III

BNY Mellon - 1,336 reviews - Jersey City, NJ 07306 (Journal Square area)
The Candidate will be responsible for developing management reports for BNY Mellon Compliance, Pershing Compliance and Pershing business units....
SEC Reporting and Compliance Manager
Lime Energy - 13 reviews - Newark, NJ
SEC Reporting and Compliance Manager:. NASDAQ Stock Market (NASDAQ) Compliance and Big 4 experience is preferred....
Sponsored

Never miss a job. Get new jobs emailed to you daily.

Get email updates for the latest Sec Compliance Manager jobs in Edison, NJ
You can cancel email alerts at any time.
Get new jobs for this search by email
You can cancel email alerts at any time.
Company with Sec Compliance Manager jobs
Randstad Professionals delivers top talent in finance & accounting, HR, sales & marketing, and legal for the vital roles that power business