Sec Compliance Manager jobs in Edison, NJ

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Compliance Examiner - Member Regulation, Sales Practice - Wo...
Finra 18 reviews - Woodbridge, NJ
individual for our Compliance Examiner opening in... and compliance policies, procedures, internal controls and systems to determine compliance with...
Sponsored by Finra - 1 day ago
Audit Manager, $47B SEC Healthcare Manufacturing Company, Br...
Hotclinicaljobs.com - Bridgewater, NJ
Audit Manager, $47B SEC Healthcare Manufacturing Company, Bridgewater, NJ, up to $115K plus bonus (3... experience, the role is a Manager level but official...
Sponsored by Hotclinicaljobs.com - 30+ days ago

SOX Compliance - Vice President

JPMorgan Chase 4,770 reviews - Jersey City, NJ
framework. The SOX Compliance Office ("SCO"), a sub... Section 404 compliance, including interpreting and providing guidance based on the SEC guidance and Public...
10 days ago - save job - email - more...

Compliance Manager II Job

BNY Mellon 772 reviews - Jersey City, NJ
Compliance Manager II (Job Number: 1408673) BNY... processes to ensure compliance with governing laws and rules. Partners with business managers to respond...
2 days ago - save job - email - more...

Manager of External Reporting Position

Parker and Lynch 4 reviews - Bridgewater, NJ 08807
and in accordance with SEC regulations and procedures... FASB and other GAAP compliance, SEC rules and regulations Ideal candidate will possess: • Significant SEC... $100,000 - $150,000 a year
3 days ago - save job - email - more...

Compliance Manager - Asset Management Risk Assessment

JPMorgan Chase 4,770 reviews - Jersey City, NJ
Compliance Manager - Asset Management Risk Assessment... measure compliance and related risks, and monitor and test the adequacy of the firm's compliance control...
11 days ago - save job - email - more...

Compliance Officer III Job

BNY Mellon 772 reviews - Jersey City, NJ
and '40 Act fund managers and individual investors... an experienced compliance professional to join the Pershing Advisor Solutions Compliance Team in Jersey...
7 days ago - save job - email - more...

Associate Director, Finance - IT

Actavis 35 reviews - Parsippany, NJ
Prepares the SEC filings, which involves updating quarterly and annual financial statements and footnote disclosures. Coordinates SEC review efforts with...
9 days ago - save job - email - more...

Manager, Financial Reporting

Prudential 527 reviews - Newark, NJ
and Exchange Commission (SEC), including development... support internal control standards to ensure compliance with SOX and other external accounting policies...
29 days ago - save job - email - more...

Retirement Plan Services Account Manager

Great-West 70 reviews - Somerset, NJ
Plan Services Account Manager. This individual serves... all levels of clients, including inquiries on Compliance, the Plan Administrators website, Tax Reporting...
7 days ago - save job - email - more...

Compliance Examiner - Member Regulation, Sales Practice - Wo...

Finra 18 reviews - Woodbridge, NJ
individual for our Compliance Examiner opening in... and compliance policies, procedures, internal controls and systems to determine compliance with...
1 day ago - save job - email - more...

Hd of Internal Control Testing Job

BNY Mellon 772 reviews - Jersey City, NJ
enhancements to SEC Rule 15c-3). Conducts and directs control audits and ongoing reviews of organizational controls, operating procedures, and compliance with...
9 hours ago - save job - email - more...
Advertising, Sales Literature Compliance Review Manager
The Compliance Search Group - Jersey City, NJ
Literature Compliance Review Manager A major financial services firm seeks an Advertising Compliance... by the Advertising Compliance Group. Providing...
Sponsored by TheLadders.com - 15 days ago
Compliance Examiner - Member Regulation, Sales Practice - Wo...
Financial Industry Regulatory Authority, Inc. - Woodbridge, NJ
individual for our Compliance Examiner opening in... and compliance policies, procedures, internal controls and systems to determine compliance with...
Sponsored by CareerBuilder - 4 days ago
Manager - Governance, Regulatory, and Risk Strategies - Bank...
Deloitte 1,085 reviews - Parsippany, NJ
and Procedures -CEO Compliance Certification Requirements § Prior regulatory (enforcement and surveillance) experience with SEC, NASD, NYSE, CFTC preferred...
Sponsored by 6FigureJobs - 18 days ago
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