Sec Compliance Manager jobs in Edison, NJ

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Manager, Prudential Advisors Compliance
Prudential - 1,441 reviews - Newark, NJ 07102
Manager, Prudential Advisors Compliance. The Prudential Advisors Compliance department is responsible for policy development, Business Unit support and...
Audit Manager, Regulatory Compliance Risk
Prudential - 1,441 reviews - Newark, NJ 07101
If so, we are looking for an experienced compliance professional or auditor with experience in the insurance/financial services regulatory compliance arena....
KYC Vendor Strategy Project Manager
Citi - 11,436 reviews - Jersey City, NJ
Familiarity with Contract Management (Risk Assessments, Information Sec & Data Privacy Clearances, Compliance Clearance etc.)....

Manager, Prudential Advisors Compliance

Prudential - 1,441 reviews - Newark, NJ
Manager, Prudential Advisors Compliance. The Prudential Advisors Compliance department is responsible for policy development, Business Unit support and...

Manager, Compliance

Prudential - 1,441 reviews - Newark, NJ
Familiarity with applicable SEC and FINRA rules; The position will report to the Compliance Director and will provide direct, day-to-day compliance support to...

Vice President, Compliance - Hiring Manager Video Introducti...

Fidelity Investments - 2,062 reviews - Jersey City, NJ 07306 (Journal Square area)
This position is a key compliance resource providing dedicated compliance support to Fidelity Personal Investments and Workplace Solutions....

Audit Manager, Regulatory Compliance Risk

Prudential - 1,441 reviews - Newark, NJ
If so, we are looking for an experienced compliance professional or auditor with experience in the insurance/financial services regulatory compliance arena....

Manager, Financial Controls & SOX

Prudential - 1,441 reviews - Newark, NJ
The SOX & MAR Compliance Team is responsible for oversight and management of Prudential’s Sarbanes- Oxley (SOX) and Model Audit Rule (MAR) programs, ensuring...

Compliance Analyst

Prudential - 1,441 reviews - Newark, NJ
Compliance seeks a Compliance Analyst to support PGIM's Public Fixed Income unit in Newark, NJ. The Compliance Analyst will be part of the team responsible for...

Audit Director, US Reporting, Regulatory & Compliance

RBC - 2,074 reviews - Jersey City, NJ
FINRA, Federal Reserve Board, SEC, etc. Assist in the development and maintenance of comprehensive regulatory compliance audit programs to guide the performance...

Audit Manager

Bank of America - 19,114 reviews - Pennington, NJ 08534
Knowledge of applicable laws and regulatory requirements including banking (OCC 12, CFR 9) and broker/dealer regulations (FINRA, SEC)....

HR Project Manager

Schindler Elevator Corporation - 175 reviews - Morristown, NJ
Manages the development and maintenance of a comprehensive library of HR policies and procedures with a focus on best practices, compliance and efficiency,...

Corporate Compliance - Trade Surveillance - Vice President

JP Morgan Chase - 15,275 reviews - Jersey City, NJ 07310 (Downtown area)
Interfacing with the local Supervisory Managers and compliance officers to review and resolve potential compliance issues....
Treasury Manager
Preparing, reviewing and maintaining Treasury Department SOX compliance. Coordinating and facilitating Treasury Department reporting requirements for internal...
Manager, Compliance
Prudential - 1,441 reviews - Newark, NJ 07102
Compliance Manager– Level 9 Position. Familiarity with applicable SEC and FINRA rules; The position will report to the Compliance Director and will provide...