Sec Compliance Manager jobs in Edison, NJ

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Compliance Examiner - Member Regulation, Sales Practice - Wo...
Finra - Woodbridge, NJ
individual for our Compliance Examiner opening in... and compliance policies, procedures, internal controls and systems to determine compliance with...
Sponsored by Finra - 5 days ago
Marketing Material Review - Compliance Manager
The Compliance Search Group - Jersey City, NJ
Review - Compliance Manager A Financial Services firm seeks a Marketing Material Review Compliance Manager who will be responsible for compliance functions...
Sponsored by TheLadders.com - 4 days ago

SOX Compliance - Vice President

JPMorgan Chase - Jersey City, NJ
framework. The SOX Compliance Office ("SCO"), a sub... Section 404 compliance, including interpreting and providing guidance based on the SEC guidance and Public...
13 days ago - save job - email - more...

Compliance Manager II Job

BNY Mellon - Jersey City, NJ
Compliance Manager II (Job Number: 1408673) BNY... processes to ensure compliance with governing laws and rules. Partners with business managers to respond...
5 days ago - save job - email - more...

Sec Processing Group Manager SVP Hedge Funds

Citi - Jersey City, NJ
evaluations for senior managers on a monthly basis;... standards and provide senior management with compliance reporting; ensure appropriate operational control...
2 days ago - save job - email - more...

Compliance Officer III Job

BNY Mellon - Jersey City, NJ
and '40 Act fund managers and individual investors... an experienced compliance professional to join the Pershing Advisor Solutions Compliance Team in Jersey...
10 days ago - save job - email - more...

Manager of External Reporting Position

Parker and Lynch - Bridgewater, NJ 08807
and in accordance with SEC regulations and procedures... FASB and other GAAP compliance, SEC rules and regulations Ideal candidate will possess: • Significant SEC... $100,000 - $150,000 a year
6 days ago - save job - email - more...

Compliance Manager - Asset Management Risk Assessment

JPMorgan Chase - Jersey City, NJ
Compliance Manager - Asset Management Risk Assessment... measure compliance and related risks, and monitor and test the adequacy of the firm's compliance control...
14 days ago - save job - email - more...

Manager of Internal Audit need Big 4 experience

Robert Half Finance & Accounting - Parsippany, NJ 07054
control reviews, SOX compliance, and review of... within the insurance industry or with SEC reporting and SOX compliance is a huge plus. CPA is highly... $85,000 a year
1 day ago - save job - email - more...

Compliance Examiner - Member Regulation, Sales Practice - Wo...

Finra - Woodbridge, NJ
individual for our Compliance Examiner opening in... and compliance policies, procedures, internal controls and systems to determine compliance with...
5 days ago - save job - email - more...

Associate Director, Finance - IT

Actavis - Parsippany, NJ
Prepares the SEC filings, which involves updating quarterly and annual financial statements and footnote disclosures. Coordinates SEC review efforts with...
12 days ago - save job - email - more...

Senior Manager/Accountant

ParenteBeard - Clark, NJ
seeking a Senior Manager Accountant for its Clark, NJ office. The Senior Manager Accountant is responsible for accounting, audit, and compliance matters within...
28 days ago - save job - email - more...
Advertising, Sales Literature Compliance Review Manager
The Compliance Search Group - Jersey City, NJ
Literature Compliance Review Manager A major financial services firm seeks an Advertising Compliance... by the Advertising Compliance Group. Providing...
Sponsored by TheLadders.com - 18 days ago
Manager - Governance, Regulatory, and Risk Strategies - Bank...
Deloitte - Parsippany, NJ
and Procedures -CEO Compliance Certification Requirements § Prior regulatory (enforcement and surveillance) experience with SEC, NASD, NYSE, CFTC preferred...
Sponsored by 6FigureJobs - 3 days ago
Audit Manager, $47B SEC Healthcare Manufacturing Company, Br...
Hotclinicaljobs.com - Bridgewater, NJ
Audit Manager, $47B SEC Healthcare Manufacturing Company, Bridgewater, NJ, up to $115K plus bonus (3... experience, the role is a Manager level but official...
Sponsored by Hotclinicaljobs.com - 30+ days ago
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