Sec Compliance Manager jobs in Houston, TX

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Chief Compliance Officer
Hartman Real Asset Securities, Inc (Hartman) - Houston, TX
AML compliance, procedures, and monitoring; Hartman is looking for a highly motivated and experienced Chief Compliance Officer (CCO) to manage the broker-dealer...
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Sponsored
Manager - Legal and Compliance Houston, Texas Private Equity...
Parker and Lynch - 9 reviews - Houston, TX 77002
In addition, this role will coordinate compliance training and mock compliance exams, update the team on relevant changes, monitor company covenant compliance...
Sponsored
Paralegal II
Invesco - 100 reviews - Houston, TX
Legal- Compliance & Internal Audit. Knowledge of federal securities laws and experience working with SEC filings required....
Sponsored

Chief Compliance Officer

Hartman Real Asset Securities, Inc (Hartman) - Houston, TX
AML compliance, procedures, and monitoring; Hartman is looking for a highly motivated and experienced Chief Compliance Officer (CCO) to manage the broker-dealer...
Easily apply

Enterprise Risk Manager (Full Time) - Sugar Land, Corporate

Prosperity Bank - 110 reviews - Sugar Land, TX
They will also be responsible for Performing risk consulting assignments and process improvement analyses, which may require a high degree of knowledge of...

MANAGER - LEGAL AND COMPLIANCE HOUSTON, TEXAS PRIVATE EQUITY...

Parker and Lynch - 9 reviews - Houston, TX
In addition, this role will coordinate compliance training and mock compliance exams, update the team on relevant changes, monitor company covenant compliance...

Compliance Officer - Equity

Invesco - 100 reviews - Houston, TX
The Compliance Officer will be a member of the Advisory Compliance team focusing on equity products. Interact with members of the global compliance team to...

Financial Director

Huntsman - 156 reviews - Houston, TX
Chair of Company’s Disclosure Committee related to all financial filings with the SEC. Assist the legal department with preparation of the annual proxy...

Manager SEC Reporting

HP - 7,217 reviews - Houston, TX
Actively reviews, analyzes, and manages the key controls within the domain of responsibility to ensure compliance with legal and accounting requirements (e.g.,...

Senior Compliance Manager

Invesco - 100 reviews - Houston, TX
Legal- Compliance & Internal Audit. The Senior Compliance Manager is responsible for developing, implementing, testing and maintaining an effective compliance...

External Reporting (SEC Reporting) - Manager

LyondellBasell Industries - 127 reviews - Houston, TX 77049
Review earnings releases and other investor presentations to ensure compliance with Regulation G and consistency with SEC filings....

Paralegal II

Invesco - 100 reviews - Houston, TX
Legal- Compliance & Internal Audit. Knowledge of federal securities laws and experience working with SEC filings required....

Sr. Manager, Forensic Insurance

BDO - 183 reviews - Houston, TX 77019 (River Oaks area)
Advanced knowledge of Sarbanes Oxley Act, GAAP, GAAS and SEC regulations, along with operational and compliance auditing....

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